DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / 3• C•••••••••
3• C•••••••••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 19 of 19 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.53bn Private Equity Fund GAV on the Form ADV filed 2024-06-24
- Strategies
- GROWTH EQUITY, INFRASTRUCTURE
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 19 of 19 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Jun 24, 2024
- RAUM
- $2.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $526Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $526Mevery private fund type, latest filing
- 2024 PE fund GAV
- $516Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-24, latest gav Private Equity Fund $526M, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 19
- Employees
- 21
- Headquarters
- New York, NY
- Office address
- 300 PARK AVENUE, 23RD FLOOR, New York, NY, 10022
- Business phone
- 1 212 848 1400
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 1
- period
- to 2026-06-03, from 2026-06-03, undated holdings 0, dated observations 2
- window
- last 2026-06-03, first 2026-06-03
- control
- unknown 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 1
- cadence by year
- 2026 other deals 1
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (1 transactions); observed 2026 to 2026
Funds
14 on record, 5 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| 3• M•• C••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $40.7M as of Jun 24, 2024 | no Form D | Unknown | |
| 3• N•••• A••••••• I••••••••• F••• B• L• ADV: Private Equity Fund | Infrastructure fund | 2022 first reported on Form ADV | $224M as of Jun 24, 2024 | no Form D | Early deployment | |
| 3• R• C••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $136M as of Jun 24, 2024 | no Form D | Early deployment | |
| 3• N•••• A••••••• I••••••••• F••• C• L• ADV: Private Equity Fund | Infrastructure fund | 2022 first reported on Form ADV | $89.6M as of Jun 24, 2024 | no Form D | Early deployment | |
| 3• E•• C••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $19.2M as of Jun 24, 2024 | no Form D | Early deployment | |
| N•••• A••••••• I••••••••• C•••• a•• C••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $6.6M as of Jun 24, 2024 | no Form D | Early deployment | |
| 3• P• 2••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 year in the fund name | $458M as of Jul 11, 2023 | no Form D | Active deployment | |
| 3• P• 2•••••• B• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 year in the fund name | $229M as of Jul 11, 2023 | no Form D | Active deployment | |
| 3• P• 2•••••• a• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 year in the fund name | $484M as of Jul 11, 2023 | no Form D | Mature | |
| 3• P• 2••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2013 year in the fund name | $184M as of Jul 11, 2023 | no Form D | Harvest | |
| 3• P• 2••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2013 year in the fund name | $5.6M as of Jul 11, 2023 | no Form D | Harvest | |
| 3• G••••• •••• 2••• L••• ADV: Private Equity Fund | Growth fund | 2010 year in the fund name | $102,410 as of Jun 23, 2020 | no Form D | Wound down | |
| 3• U• G••••• H••••••••• F••• 2••• L••• ADV: Private Equity Fund | Growth fund | 2008 year in the fund name | $349M as of Jul 5, 2016 | no Form D | Wound down | |
| 3• U• G••••• P••••••• L••• ADV: Private Equity Fund | Growth fund | unknown | $0 as of Jun 23, 2020 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| 3• P• 2••••••• L• | Private Equity Fund | 2015 to 2023 | $135M filed Jul 11, 2023 | adviserinfo.sec.gov | |
| P• 2•••••• C•••••••• L• | Private Equity Fund | 2020 to 2024 | $5.5M filed Jun 24, 2024 | adviserinfo.sec.gov | |
| P• 2•••••• C•••••••• L• | Private Equity Fund | 2018 to 2024 | $4.8M filed Jun 24, 2024 | adviserinfo.sec.gov | |
| 3• J•••••• H•• L• | Private Equity Fund | 2021 to 2023 | $2.8M filed Jul 11, 2023 | adviserinfo.sec.gov | |
| 3• J•••••• H•• L• | Private Equity Fund | 2021 to 2023 | $1.9M filed Jul 11, 2023 | adviserinfo.sec.gov |
Team
5 current, 8 former
Principal (4)
- B••••••• D••••• K••••• · Director · since Feb 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• H••• H•••• · Director · since Apr 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• V• R••••• · Director · since Nov 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• K• C•••••• · Director · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J••• P••• D••••••• · Chief Compliance Officer · since Mar 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- C•••• J••• P•••• · Treasurer · Nov 1, 2010 to Jun 24, 2013 Inference
- K•••••• J••• H•••• · Treasurer · May 1, 2013 to Sep 22, 2015 Inference
- A••• C••••••• B•••• G•••••• · Director · Jan 1, 2012 to Jun 28, 2019 Inference
- A••••• J•••• O•••••• · Director · May 1, 2014 to May 11, 2022 Inference
- C••••• O•••••• · Director · Feb 1, 2012 to Jun 24, 2013 Inference
- G••• •••• B•••• · Director · Nov 1, 2015 to Jun 28, 2017 Inference
- J•••• P••• R••••••••• · Director · Nov 1, 2010 to Jun 26, 2014 Inference
- J••• W•••••• F••••• · Director · Nov 1, 2015 to Jun 28, 2017 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| F••••• | Role unknown | active | Jun 3, 2026 transaction announcement | 4 months | unknown | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jun 3, 2026 | Type not stated | F••••• | Sponsor (confirmed) | 3•.com |
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- C•••••••• C••••••••• U• L•••••• 2 shared · recurring · last Jan 1, 2022
- M•••••• C•••••• A•••••••• L•• 2 shared · recurring · last Jan 1, 2022
- P••••••••• A•••••••• L•• 2 shared · recurring · last Jan 1, 2022
- C••••••• L•••••• • C•• I••• 2 shared · recurring · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jun 3, 20263i invests in leading F••••• natural nutrition brand Nutergia Consumer & Private LabelPlatform investmentFactF•••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Feb 13, 20123• C••••••••• first filed Form ADV in the extract (IA)
Across the graphs
3• C••••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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