DFX Intelligence
Private Equity Intelligence
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Firms / S••••••••• I••••••••• P•••••••• L••
S••••••••• I••••••••• P•••••••• L••
Fund of funds · probableunsizedFt. Lauderdale, FLSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 3 of 3 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 23, 2017 to Aug 1, 2018
- RAUM
- $362Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $167Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $362Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 75%
- Fund type mix
- filed 2018-08-01, latest gav Hedge Fund $195M, Private Equity Fund $167M, latest counts Hedge Fund 1, Private Equity Fund 3, lifetime distinct Hedge Fund 1, Private Equity Fund 3
- Employees
- 5
- Headquarters
- Ft. Lauderdale, FL
- Office address
- 401 E. LAS OLAS BLVD., SUITE 2220, Ft. Lauderdale, FL, 33301
- Business phone
- 954-991-6800
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• E••••• P•••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $90.8M as of Aug 1, 2018 | no Form D | Early deployment | |
| S••••••••• P•••••• C••••• P•••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $47.5M as of Aug 1, 2018 | no Form D | Harvest | |
| L•• O••• P•••••• E••••• V•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $28.6M as of Aug 1, 2018 | no Form D | Early deployment |
Team
8 current, 1 former
Partner (2)
- E•••• C• R••• · Member · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• R••• · Member · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (4)
- D•••• H•••••• · Trustee · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• H•••••• · Trustee · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• R••• · Trustee · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• C••• · Trustee · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- D•••• R••• · Secretary · since Oct 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• S•••••• H••••• · Chief Compliance Officer · since Oct 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- R•••••• M• J•••• · President · Oct 1, 2016 to Aug 1, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- E•••• F•••••••• C••••••••• L•• 1 shared · one time · last Jan 1, 2017
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 286095 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Feb 23, 2017S••••••••• I••••••••• P•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S••••••••• I••••••••• P•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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