DFX Intelligence
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E•• P•••••••• L••
CandidateClassification candidateunsizedSEC registered investment adviser· Dallas, TX
Candidate, based in Dallas, TX.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $193M
- PE fund assets
- $10.4M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $193M
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- Admitted on 1 Private Equity Fund(s) among 10 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%)Admitted on 1 Private Equity Fund(s) among 10 vehicles; no rule fired
Regulatory footprint (Form ADV)RAUM $193M · 1 PE funds · filed Mar 18, 2019ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Mar 18, 2019
- RAUM
- $193Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $10.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $136Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 10%
- Fund type mix
- Real estate fund: 7 funds, $125M reported gross assets, 9 ever reported
- Private equity fund: 1 fund, $10.4M reported gross assets
- Employees
- 7
- Headquarters
- Dallas, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 3 vehicles on record
S•• P••••••• I• L•• · 1 vehicle$10.4M
- S•• P••••••• I• L•• buyout or unlabelled$10.4M
E•• V•••• A•••• F••• I• •••• a• L• · 2 vehicles · vintage 2008no GAV reported
- E•• V•••• A•••• F••• I• •••• a• L• buyout or unlabelled · 2008
- E•• V•••• A•••• F••• I• •••• C• L• buyout or unlabelled · 2008
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E•• V•••• A•••• F••• I• •••• a• L• | buyout or unlabelled | 2008 Form D first sale | unknown | no reporting | no Form D | Unknown |
| E•• V•••• A•••• F••• I• •••• C• L• | buyout or unlabelled | 2008 Form D first sale | unknown | no reporting | no Form D | Unknown |
| S•• P••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $10.4M as of Mar 18, 2019 | no Form D | Mature |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
5 current, 3 former
- Member · since Feb 1, 2010
- Board Member · since Feb 1, 2010
- Board Member · since Dec 1, 2013
- Board Member · since Feb 1, 2010
- Board Member · since Feb 1, 2010
Full team · 5 peoplegrouped by role, with sources
Partner (1)
- M••••• H•••••• M••••••• · Member · since Feb 1, 2010 Form ADV
Board or advisory (4)
- H•••••• K•••••• · Board Member · since Feb 1, 2010 Form ADV
- M••• v•• K••• · Board Member · since Dec 1, 2013 Form ADV
- P••• E••••• R••••• · Board Member · since Feb 1, 2010 Form ADV
- W•••••• P• D•••• · Board Member · since Feb 1, 2010 Form ADV
3 former (kept with end dates)
- R••••• W•••• K•••• · Board Member · Feb 1, 2010 to Mar 31, 2014 Inference
- D•••• M•••••• J••••• · Vice President, Treasurer, Chief Financial Officer And Chief Compliance Officer · Feb 1, 2012 to Dec 16, 2013 Inference
- M••• K••••• · Vice President, Treasurer, Chief Financial Officer And Chief Compliance Officer · Dec 1, 2013 to Jan 3, 2017 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- C•• S••••••••• L• 2 shared · recurring
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
E•• P•••••••• L•• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.