DFX Intelligence
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H••••• A••••••••• L••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Pittsburgh, PAh•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.3B
- PE fund assets
- $3.4M
- PE funds
- 0
- Investments held
- 0 of 2
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $1.3B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-04-24
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn P•••••• Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 28, 2011 to Jul 30, 2026
- RAUM
- $1.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- $3.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $0every private fund type, latest filing
- 2024 PE fund GAV
- $3.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-04-24, latest gav Private Equity Fund $3.4M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- 13
- Headquarters
- Pittsburgh, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
2 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 2
- period
- to unknown, from unknown, undated holdings 2, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 2
- companies
- 2
- geography
- investments
- 2
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
2 companies on the graph (0 transactions); no dated observations
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| H••••• P•••••• C•••••• • P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $3.4M as of Apr 24, 2024 | no Form D | Mature |
Team
20 current, 11 former
Managing partner (1)
- E•••• L••• S••••• · President,Ceo,Director · since Apr 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- D•••• F• S••••••••• · Project Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• H•••••• · Managing Director of Investments and Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- R••••• S•••••• I•• M•••••••• · Vice President,Director · since Jun 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Associate (5)
- J••• F• P••••• · Registered Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• T••••••• · Investment Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• a• B••••••• · Registered Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• P•••••• · Registered Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• W•••• · Registered Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- E•••• S••••• · Business Systems Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (2)
- C••••• H•••••• · Client Service Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G•••••••• L••••• · Client Service & Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- B•••••• J••• M••••••• · Cfo, Treasurer, Director · since Jul 1, 1992 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••• D•••••• · Accounting Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••••• N••••• · Senior Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• R••••••• · Operations Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• J•••• C•••• · Cco · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• J•••• C•••• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- J••• L•••• · Investment Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••• R•••••••• · Office Coordinator · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
11 former (kept with end dates)
- D•••• W•••••• H••••• · Ceo., President, Chairman, Director · Jul 1, 1992 to Mar 31, 2014 Inference
- C•••• H••••• · Preference Equity Member · Jan 1, 2016 to Mar 31, 2021 Inference
- C•••• H••••• · Owner · Jul 1, 1994 to Mar 30, 2012 Inference
- M••• C•••• H••••• · Preference Equity Member · Jan 1, 2016 to Mar 29, 2019 Inference
- M••• C•••• H••••• · Owner · Dec 1, 1994 to Mar 31, 2014 Inference
- P•••• C•••• H••••• · Owner · Jul 1, 1994 to Mar 30, 2012 Inference
- S•••• E•••••••• H••••• · Owner · Jul 1, 1994 to Mar 30, 2012 Inference
- S•••• E•••••••• H••••• · Preference Equity Member · Jan 1, 2016 to Mar 31, 2021 Inference
- F•••••••• C••• M••••• · Assistant Vice President · Dec 1, 2008 to Mar 31, 2014 Inference
- J••• R•••••• J•• N••••••••• · Assistant Vice President · Jun 1, 2013 to Jan 13, 2016 Inference
- W••••••• S•••• I• S••••••• · Assistant Vice President · Nov 1, 1997 to Mar 31, 2014 Inference
Portfolio
2 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| i•• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| S••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 30, 2026••• Locked
- Nov 28, 2011••• Locked
Across the graphs
H••••• A••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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