DFX Intelligence
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P•••••••• C••••••
Private credit managerClassification probableMiddle marketSEC registered investment adviser· Boston, MAp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $3.5B
- PE fund assets
- $2.2B
- PE funds
- 8
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $3.5B
Classification
How this organization is classified, and on what basisPrivate credit manager · 2 in historyShowHide
- Class
- Private credit managerprobable, confidence 80%
- Basis
- own website statement
- Size band
- Middle marketdefined by: proxy: $2.21bn Private Equity Fund GAV on the Form ADV filed 2024-11-14
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 9 of 10 distinct vehicles are sworn Private Equity Funds; 9 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 14, 2017 to Mar 30, 2026
- RAUM
- $3.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $2.2Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $2.2Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 90%
- Fund type mix
- filed 2024-11-14, latest gav Private Equity Fund $2.2B, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 9, Securitized Asset Fund 1
- Employees
- 25
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••••• C•••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $443M as of Nov 14, 2024 | no Form D | Early deployment | |
| P•••••••• C•••••• E•••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $204M as of Nov 14, 2024 | no Form D | Early deployment | |
| P•••••••• C•••••• M••••• F••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $72.4M as of Nov 14, 2024 | no Form D | Early deployment | |
| P•••••••• C•••••• M••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $24.5M as of Nov 14, 2024 | no Form D | Unknown | |
| P•••••••• C•••••• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $23.6M as of Nov 14, 2024 | no Form D | Unknown | |
| P•••••••• C•••••• O••••••• F••• I•• L• ADV: Private Equity Fund | Feeder or parallel | 2022 first reported on Form ADV | $15.2M as of Sep 14, 2022 | no Form D | Wound down | |
| P•••••••• C•••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.1B as of Nov 14, 2024 | no Form D | Unknown | |
| P•••••••• C•••••• O••••••• F••• I• L• ADV: Private Equity Fund | Feeder or parallel | 2020 first reported on Form ADV | $41.0M as of Sep 14, 2022 | no Form D | Wound down | |
| P•••••••• C•••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $361M as of Nov 14, 2024 | no Form D | Harvest |
Team
32 current, 5 former
Managing partner (1)
- D••••• P•••• · Chief Executive Officer · since Nov 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (12)
- B•••• L••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• A••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•••• H••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• N•••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••••• a• H•••••••• · Managing Director · since Nov 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• H•••••••• · Partner & Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• S•••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• D• T••••• · Partner & Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• D• T••••• · Managing Director · since Nov 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• W••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••• M••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• H••••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (3)
- J• A•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• D••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• P•••••• · Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (3)
- A••••• R•••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• C••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••••• C••••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (2)
- C•••••• P••••••••• · Financial Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L••• W••••••••• · Financial Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (3)
- B••••••• F••••• · Director – Investor Relations & M•••eting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- L•••• H•••••• · Managing Director – Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••••• F•••••••• · Managing Director – Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (6)
- C••••••• F••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• W•••••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• M••••• · Director of Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• Q•••• · Chief Financial Officer / Chief Compliance Officer · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• A••••••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• M••••••• · Chief Operating Officer · since Aug 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (2)
- A•• T••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• S••••••••• · Senior Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
5 former (kept with end dates)
- D•••• C• S••••• · Senior Managing Director · Nov 1, 2017 to Mar 28, 2018 Inference
- J•••••• B•••• H••••••• · Member · Nov 1, 2019 to Mar 29, 2022 Inference
- K••• S••••• · Managing Director · Nov 1, 2017 to Mar 30, 2021 Inference
- O••• H••••• · Chief Compliance Officer · Mar 1, 2023 to Nov 13, 2023 Inference
- P•••• N••••••• · Chief Financial Officer/Chief Compliance Officer · Nov 1, 2017 to Mar 31, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 30, 2026••• Locked
- Nov 14, 2017••• Locked
Across the graphs
P•••••••• C•••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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