DFX Intelligence
Private Equity Intelligence
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Firms / 1•• • M••• G••••• P•••••••
1•• • M••• G••••• P•••••••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.08bn Private Equity Fund GAV on the Form ADV filed 2024-10-25
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Oct 25, 2024
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $1.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-10-25, latest gav Private Equity Fund $1.1B, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 6
- Employees
- 18
- Headquarters
- Chicago, IL
- Office address
- 150 S. WACKER DRIVE, SUITE 2725, Chicago, IL, 60606-3105
- Business phone
- 312-855-6202
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- financial services
- Geography
- United States
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 10
- period
- to unknown, from unknown, undated holdings 10, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 10
- companies
- 10
- geography
- investments
- 10
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.1, value industrial services, examples headquarters, count 1, share 0.1, value financial services, examples calprivate.bank
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.1, value remediation environmental, examples headquarters, count 1, share 0.1, value financial services, examples calprivate.bank
10 companies on the graph (0 transactions); most in industrial services (1); no dated observations
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T••• F•••••••• T••••••••• F••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $38.2M as of Oct 25, 2024 | no Form D | Early deployment | |
| B••• F••• X• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $456M as of Oct 25, 2024 | no Form D | Mature | |
| B••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $583M as of Oct 25, 2024 | no Form D | Harvest | |
| B••• F••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Sep 29, 2017 | no Form D | Wound down | |
| B••• F••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 28, 2022 | no Form D | Wound down | |
| B••• F••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 28, 2019 | no Form D | Wound down |
Team
14 current, 0 former
Managing partner (2)
- C•••••• J••••• M•••• · Founder & President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• J••••• M•••• · President/Chief Executive Officer · since Mar 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (5)
- G••••• R• K••• · Portfolio Manager, B••• Funds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• R•••• · Portfolio Manager, B••• Funds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• M• B•••• · Partner, Director of Research · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• H••• · Partner, Chief Sourcing Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• J• P••••••• · Portfolio Manager, B••• Funds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Principal (1)
- C••••••••• H•••••• · Principal, Fintech Funds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (1)
- W•••••• M•••• · Vice President, Fintech Funds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- N•••• L• M••••• · Accounting Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••••• P••• M••••• · Chief Compliance Officer · since Jun 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• M••••• · Chief Financial Officer and · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• M•••••• · Finance Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V••••• B•••• · Jr. Compliance Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
10 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- U•• S••••••••• L•• 1 shared · one time · last Jan 1, 2019
LP commitments
6 disclosed
- W••••••••• S•••• I••••••••• B•••• in B••• F••• I• L••• $100M sib.wa.gov
- W••••••••• S•••• I••••••••• B•••• in B••• F••• V•• L••• $32.1M sib.wa.gov
- W••••••••• S•••• I••••••••• B•••• in B••• F••• V••• L••• $85.0M sib.wa.gov
- W••••••••• S•••• I••••••••• B•••• in B••• F••• X• L••• $100M sib.wa.gov
- M•••••••• S•••• B•••• o• I••••••••• in B••• F••• I• L••• $107M msbi.us
- M•••••••• S•••• B•••• o• I••••••••• in B••• F••• X• L••• $80.3M msbi.us
Events
3 most recent
- Jun 23, 2026B••••••• acquires Kasisto, leading the industry shift to Agentic Banking
- Jun 15, 2026Local loan servicing startup Thrive Financial closes on $7M capital raise
- Mar 27, 20121•• • M••• G••••• P••••••• first filed Form ADV in the extract (IA)
Across the graphs
1•• • M••• G••••• P••••••• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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