DFX Intelligence
Private Equity Intelligence
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Firms / C••••• P••• C•••••• M••••••••• L••
C••••• P••• C•••••• M••••••••• L••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 15 distinct vehicles; hedge, securitized or liquidity vehicles 14
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 15 distinct vehicles; hedge, securitized or liquidity vehicles 14
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Mar 29, 2024
- RAUM
- $1.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $716Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 7%
- Fund type mix
- filed 2024-03-29, latest gav Hedge Fund $716M, latest counts Hedge Fund 5, lifetime distinct Hedge Fund 14, Private Equity Fund 1
- Employees
- 16
- Headquarters
- New York, NY
- Office address
- 809 BROADWAY, 6TH FLOOR, New York, NY, 10003
- Business phone
- 212-887-4400
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| 1••• T••••••• F•••• L••• ADV: Hedge Fund | buyout or unlabelled | 2015 first reported on Form ADV | $53.7M as of Mar 1, 2017 | no Form D | Unknown | |
| S•• F••••••••• R••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.9M as of Jun 10, 2013 | no Form D | Wound down |
Team
5 current, 8 former
Managing partner (1)
- B••••• S••••• P••••• · President · since Apr 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- M••• S••••• B•••• · Chief Investment Officer · since Apr 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- M•••••• G••• B••••• · Principal · since Mar 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- G•••••• S••••• F•••••• · Chief Financial Officer · since Jul 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••• K•• K••• · Chief Compliance Officer · since Feb 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- A••• I••••••••• · Managing Member Of C••••• P••• Holdings Gp, Llc · Jul 1, 2007 to Apr 29, 2019 Inference
- J••••••• A•••• D•••• · President And Chief Operating Officer · Dec 1, 2016 to Jun 11, 2018 Inference
- A••••• K•••• S••••••• · Chief Compliance Officer · Feb 1, 2017 to Jan 14, 2019 Inference
- I•• S••• C•••• · Chief Financial Officer · Apr 1, 2017 to Jan 14, 2019 Inference
- J•••• E••••• M•••• · G•••ral Counsel And Chief Compliance Officer · Feb 1, 2008 to Feb 22, 2019 Inference
- J•••• H••••• W•••• · Cfo · Mar 1, 2005 to Mar 29, 2016 Inference
- L•••• S••• M•••••• · Chief Operating Officer · Apr 1, 2008 to Jul 6, 2012 Inference
- M••••• K••••••• · Chief Operating Officer · Mar 1, 2013 to Mar 1, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•••••• G•••• C•••••• M••••••• I••• 2 shared · recurring · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012C••••• P••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C••••• P••• C•••••• M••••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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