DFX Intelligence
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B•••••••• A•••• M••••••••• C••••• L••••••
CandidateClassification candidateLower middle marketSEC exempt reporting adviser· Torontob••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $490M
- PE funds
- 1
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 1 Private Equity Fund(s) among 3 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.49bn Private Equity Fund GAV on the Form ADV filed 2024-12-23
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 1 Private Equity Fund(s) among 3 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 30, 2012 to Dec 23, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $490Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $490Mevery private fund type, latest filing
- 2024 PE fund GAV
- $490Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-12-23, latest gav Other Private Fund 0, Private Equity Fund $490M, latest counts Other Private Fund 1, Private Equity Fund 1, lifetime distinct Other Private Fund 2, Private Equity Fund 1
- Employees
- unknown
- Headquarters
- Toronto, C•••••
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| G••••• C••••• O••••••••• ••••••• L••• ADV: Private Equity Fund | Credit fund | 2022 first reported on Form ADV | $490M as of Dec 23, 2024 | no Form D | Early deployment |
Team
5 current, 20 former
Partner (1)
- S•••••••• G••••• · Managing Director · since Feb 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- M••••• T•••• M••••• · Director · since Sep 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• K••• L•••• · Director · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- G••••••• E••••• J••• G•••• · Chief Compliance Officer · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••••• B•••••• · Chief Financial Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
20 former (kept with end dates)
- K••• E••••• R••••• · Managing Director · Jan 1, 2022 to May 17, 2024 Inference
- T••••• J••• C•••• · Managing Director · Jan 1, 2022 to May 17, 2024 Inference
- C•••••• D•••• · Chief Compliance Officer · Feb 1, 2015 to Sep 30, 2015 Inference
- D•••• M••• H•• C••• · Chief Compliance Officer · Oct 1, 2014 to Mar 27, 2015 Inference
- E•••••• M••• M••••••• · Chief Operating Officer · Oct 1, 2013 to Mar 29, 2023 Inference
- K•••• N•• P•••• · Chief Financial Officer · May 1, 2016 to Aug 28, 2017 Inference
- M••• D•••• C••••••••• · Chief Financial Officer · Dec 1, 2012 to Feb 6, 2017 Inference
- M••••••• I• G•••••• · Chief Compliance Officer · Sep 1, 2015 to Mar 28, 2024 Inference
- M••••••• I• G•••••• · Chief Legal Officer · Jun 1, 2012 to Oct 27, 2014 Inference
- M••••••• D••• · Chief Financial Officer · Oct 1, 2018 to Mar 29, 2023 Inference
- P••• J•• G•••••••• · Chief Financial Officer · Feb 1, 2010 to Feb 20, 2013 Inference
- S•••••• P• P••••• · Chief Financial Officer · Jun 1, 2017 to Nov 8, 2018 Inference
- E••• L••••••• · Director · Feb 1, 2010 to Feb 6, 2017 Inference
- J•••••• S••••• B••••• · Director · Jul 1, 2018 to May 17, 2024 Inference
- L•• G••••• J••••• W•••• · Director · May 1, 2016 to Mar 27, 2019 Inference
- M••• A••• W•••• · Director · Jan 1, 2011 to Aug 6, 2014 Inference
- N••• C•••••••• A•••••• · Director · Aug 1, 2012 to Aug 27, 2015 Inference
- P••••••• C••••••• · Director · Oct 1, 2017 to Feb 17, 2021 Inference
- W••••• V•••• C•••••• · Director · Jun 1, 2014 to Mar 27, 2019 Inference
- W•••••• F•••• C•••••• · Director · Feb 1, 2010 to Sep 7, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 162262 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012B•••••••• A•••• M••••••••• C••••• L•••••• first filed Form ADV in the extract (ERA)
Across the graphs
B•••••••• A•••• M••••••••• C••••• L•••••• is the same institution as 1 record in Venture Capital.
Venture Capital1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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