DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
Firms / CTC Capital Management, LLC
CTC Capital Management, LLC
Fund of funds · probableLower middle marketChicago, ILctccapitalmanagement.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.06bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 15, 2021 to Jun 28, 2024
- RAUM
- $183Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $56.4Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $183Mevery private fund type, latest filing
- 2024 PE fund GAV
- $56.4Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 18%
- Fund type mix
- filed 2024-06-28, latest gav Hedge Fund $25.9M, Real Estate Fund $82.5M, Other Private Fund $17.9M, Private Equity Fund $56.4M, latest counts Hedge Fund 1, Real Estate Fund 4, Other Private Fund 2, Private Equity Fund 2, lifetime distinct Hedge Fund 3, Real Estate Fund 4, Other Private Fund 2, Private Equity Fund 2
- Employees
- 8
- Headquarters
- Chicago, IL
- Office address
- 425 SOUTH FINANCIAL PLACE, Chicago, IL, 60605
- Business phone
- 312-863-8000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| Global Pes II, LLC ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $34.2M as of Jun 28, 2024 | no Form D | Early deployment | |
| Global Pes 2019, LLC ADV: Private Equity Fund | Fund of funds | 2019 year in the fund name | $22.2M as of Jun 28, 2024 | no Form D | Early deployment |
Team
7 current, 2 former
Partner (3)
- Andrew Wescott Hall · Manager · since Aug 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Eric Hilton Chern · Manager · since Aug 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- John Judson Watrous · Manager · since Aug 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- Joseph Carter Harriman · Chief Operations Officer · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Lindsay Ann Corby · Cfo · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Matthew David Abraham · Chief Compliance Officer · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Melvin Frank Williams · Chief Legal Officer · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- Stephan Keller · President/Cfo · Jan 1, 2022 to Mar 31, 2023 Inference
- Michael John Allara · Chief Financial Officer · Mar 1, 2021 to Mar 30, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 15, 2021CTC Capital Management, LLC first filed Form ADV in the extract (IA)
Across the graphs
CTC Capital Management, LLC is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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