DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / W•••• F•••• I••••••••• I••••••••• I•••
W•••• F•••• I••••••••• I••••••••• I•••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 40 Private Equity Fund(s) among 135 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- GROWTH EQUITY, INFRASTRUCTURE, PRIVATE CREDIT, REAL ESTATE PE, SECONDARIES, SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 40 P•••••• Equity Fund(s) among 135 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Apr 29, 2024
- RAUM
- $44Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 30%
- Fund type mix
- filed 2024-04-29, latest gav , latest counts , lifetime distinct Hedge Fund 11, Real Estate Fund 2, Other Private Fund 82, Private Equity Fund 40
- Employees
- 251
- Headquarters
- Charlotte, NC
- Office address
- 550 SOUTH TRYON STREET, 40TH FLOOR, Charlotte, NC, 28202
- Business phone
- 980-266-5763
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
40 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B• D••••• I••••• I• A•• F••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $62.8M as of Mar 30, 2022 | no reporting | no Form D | Unknown |
| O•••••• A••• P••••••• I• A•• F••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $38.4M as of Mar 30, 2022 | no Form D | Unknown | |
| K•• E••••••• V• A•• F••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $35.6M as of Mar 30, 2022 | no Form D | Unknown | |
| B••• A••• I• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2019 first reported on Form ADV | $118M as of Mar 30, 2022 | no Form D | Unknown | |
| D••• P•••••• E••••• S•••••• a• S••••• o• A••••••••• S••••••••• D••••• P•••••• I••••••••• P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $27.3M as of Jan 8, 2021 | no Form D | Wound down | |
| D••• P•••••• R••• S•••••• a• S••••• o• A••••••••• S••••••••• D••••• P•••••• I••••••••• P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $8.1M as of Jan 8, 2021 | no Form D | Wound down | |
| C•••••• D••••••••• O••••••••• I• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Special situations fund | 2018 first reported on Form ADV | $169M as of Mar 30, 2022 | no Form D | Unknown | |
| C•••••• R••••• P••••••• V••• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Real estate fund | 2018 first reported on Form ADV | $153M as of Mar 30, 2022 | no Form D | Unknown | |
| S•••••••• T••••••• G••••• I• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Growth fund | 2018 first reported on Form ADV | $62.3M as of Mar 30, 2022 | no Form D | Active deployment | |
| A••• E••••• I••••••••• V• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Infrastructure fund | 2018 first reported on Form ADV | $61.1M as of Mar 30, 2022 | no Form D | Unknown | |
| O•••••• A••• P••••••• I•• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2018 first reported on Form ADV | $57.0M as of Mar 30, 2022 | no Form D | Active deployment | |
| D••• P•••••• G•••••••• S•••••• a• S••••• o• A••••••••• S••••••••• D••••• P•••••• I••••••••• P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $33.6M as of Jan 8, 2021 | no Form D | Wound down | |
| D••• P•••••• V•••••• S•••••• a• S••••• o• A••••••••• S••••••••• D••••• P•••••• I••••••••• P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $17.7M as of Jan 8, 2021 | no Form D | Wound down | |
| D••• P•••••• L••• S•••••• a• S••••• o• A••••••••• S••••••••• D••••• P•••••• I••••••••• P••••••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $3.9M as of Jan 8, 2021 | no Form D | Wound down | |
| S•••••••• P••••••• V•• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Secondaries fund | 2017 first reported on Form ADV | $241M as of Mar 30, 2022 | no Form D | Unknown | |
| C••••• D••••••••• C••••• I• A••••• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Credit fund | 2017 first reported on Form ADV | $35.6M as of Mar 30, 2022 | no Form D | Mature | |
| K•• S•••••• S••••••••• I• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Special situations fund | 2016 first reported on Form ADV | $96.0M as of Mar 30, 2022 | no Form D | Harvest | |
| A••••• N•••••• R•••••••• I• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••••• L•• ADV: P•••••• Equity Fund | SPV | 2016 first reported on Form ADV | $83.9M as of Mar 30, 2022 | no Form D | Harvest | |
| C•••••• R••••• P••••••• V••••• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Real estate fund | 2016 first reported on Form ADV | $23.9M as of Mar 30, 2022 | no Form D | Mature | |
| C•••••• R••••• P••••••• V•• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Real estate fund | 2015 first reported on Form ADV | $82.1M as of Mar 30, 2022 | no Form D | Mature | |
| L••••••• E••••• P••••••• X• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Buyout fund | 2015 first reported on Form ADV | $46.2M as of Mar 30, 2022 | no Form D | Harvest | |
| N• P•••••• D••• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Credit fund | 2015 first reported on Form ADV | $23.4M as of Mar 30, 2022 | no Form D | Harvest | |
| O•••••• R••• E••••• D••• A•• F•••• a• S••••• o• A••••••••• S••••••••• P•••••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Credit fund | 2015 first reported on Form ADV | $5.7M as of Mar 30, 2022 | no Form D | Harvest | |
| B•••••••• S•••••• C••••• O••••••••• A•• F••• ADV: P•••••• Equity Fund | Credit fund | 2014 first reported on Form ADV | $58.2M as of Mar 30, 2022 | no Form D | Harvest | |
| K•• S•••••• S••••••••• A•• F••• ADV: P•••••• Equity Fund | Special situations fund | 2014 first reported on Form ADV | $21.9M as of Mar 30, 2022 | no Form D | Harvest | |
| B•••••••• S•••••• C••••• O••••••••• I• A•• F••• ADV: P•••••• Equity Fund | Credit fund | 2014 first reported on Form ADV | $10.2M as of Mar 30, 2022 | no Form D | Harvest | |
| C•••••• E••••• M•••••••• A••••••••• F•••• L•• ADV: P•••••• Equity Fund | Credit fund | 2013 first reported on Form ADV | $61.3M as of Mar 30, 2022 | no Form D | Harvest | |
| A••• P•••••• E••••• P••••••• Q• 2•••• L• ADV: P•••••• Equity Fund | Fund of funds | 2001 year in the fund name | $12.6M as of Jul 5, 2016 | no Form D | Unknown | |
| A••• P•••••• E••••• P••••••• 2•••• L• ADV: P•••••• Equity Fund | Fund of funds | 2001 year in the fund name | $8.2M as of Jul 5, 2016 | no Form D | Unknown | |
| A••• P•••••• E••••• P••••••• Q• 1•••• L• ADV: P•••••• Equity Fund | Fund of funds | 1999 year in the fund name | $7.1M as of Jul 5, 2016 | no Form D | Unknown | |
| A••• P•••••• E••••• P••••••• 1•••• L• ADV: P•••••• Equity Fund | Fund of funds | 1999 year in the fund name | $2.5M as of Jul 5, 2016 | no Form D | Unknown | |
| S•••••• G••• B••• O••••••••• I• A•• F••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $28.1M as of Mar 30, 2022 | no Form D | Harvest | |
| G• P•••••• E••••• P••••••• I• A•• F••• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $27.8M as of Aug 10, 2020 | no Form D | Harvest | |
| S•••••• G••• D••••••••• R••• E••••• A•• F•••• L•• ADV: P•••••• Equity Fund | Real estate fund | unknown | $25.9M as of Mar 30, 2022 | no Form D | Harvest | |
| M•••••••• A••• P•••••• I• A•• F•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $17.5M as of Oct 30, 2020 | no Form D | Harvest | |
| N• C••••••••• X•••• A•• F••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $15.6M as of Jan 24, 2022 | no Form D | Wound down | |
| L••••••• E••••• P••••••• X•• A•• F••• L•• ADV: P•••••• Equity Fund | Buyout fund | unknown | $7.4M as of Mar 30, 2022 | no Form D | Harvest | |
| A••• P•••••• E••••• F•••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $3.9M as of Jul 5, 2016 | no Form D | Unknown | |
| A••• P•••••• E••••• F••• I•• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $1.9M as of Jul 5, 2016 | no Form D | Unknown | |
| P•••••• C•••••• I• A•• F•••• L•• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $862,820 as of Jan 8, 2021 | no Form D | Wound down |
Team
7 current, 21 former
Managing partner (1)
- D•••••• L••• C•••• · President And Chief Investment Officer, D•••••or (Board Member) · since Dec 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- B••••• P••••• P•••••••• · Managing D•••••or And Secretary · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- B•••• S•••••• · D•••••or (Board Member) · since Aug 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• E••••• R••••• · D•••••or (Board Member) · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- D••••• J•••• M••••• · Senior Vice President And Chief Compliance Officer · since Nov 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• S•••• S•••••• · Chief Operating Officer, D•••••or (Board Member) · since Apr 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H•••• L••• R••••• · Chief Financial Officer, Treasurer · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
21 former (kept with end dates)
- D••• J•••••• · President And Chief Investment Officer, D•••••or (Board Member) · Nov 1, 2014 to Mar 31, 2015 Inference
- A••• I•• T••••• · Managing D•••••or · Nov 1, 2014 to Mar 31, 2015 Inference
- G•••••• T••••• M••••• · Managing D•••••or · Nov 1, 2014 to Mar 31, 2015 Inference
- B••••• B•••• · Senior Vice President And Chief Compliance Officer · Oct 1, 2016 to Dec 15, 2017 Inference
- B••••• B•••• · Chief Compliance Officer · Sep 1, 2014 to Nov 18, 2014 Inference
- D•••• T•••••• L•••• · Chief Financial Officer, Treasurer · Oct 1, 2019 to Jul 1, 2021 Inference
- D•••••• L••••• D•••••• · Chief Compliance Officer · Aug 1, 2011 to Sep 3, 2014 Inference
- G••••• E•••••• S•••••••• · Chief Financial Officer · Aug 1, 2017 to Oct 4, 2019 Inference
- J••• T••• M••••• · Chief Financial Officer · Jan 1, 2017 to Sep 11, 2017 Inference
- J•••• F•••• A•••••• · Senior Vice President And Chief Compliance Officer · Nov 1, 2014 to Oct 31, 2016 Inference
- J•••• M• F••••••• · Chief Financial Officer, Treasurer · Jul 1, 2021 to Nov 13, 2023 Inference
- M•••••• E••••• R•••• · Chief Financial Officer · May 1, 2010 to Nov 18, 2014 Inference
- M•••• E•••••••• F•••• · Chief Financial Officer, Treasurer · Mar 1, 2015 to Mar 31, 2017 Inference
- R••••• W•••••• F••••••• · Senior Vice President And D•••••or Of Communications · Nov 1, 2014 to Mar 31, 2015 Inference
- S••• M•••••• N••••••• · D•••••or, Senior Vice President, Chief Operating Officer · Apr 1, 2014 to Nov 18, 2014 Inference
- Y••••• N••••• · D•••••or, Senior Vice President, Chief Operating Officer · Apr 1, 2005 to May 29, 2014 Inference
- D•••• M•••••• C•••••• · D•••••or (Board Member) · Nov 1, 2014 to Jul 11, 2017 Inference
- D••• J•••••• · D•••••or · Jul 1, 2009 to Oct 3, 2012 Inference
- J•••• P••• S•••••• · D•••••or (Board Member) · Nov 1, 2014 to Aug 10, 2020 Inference
- J••••••• G••••••• W•••• · D•••••or (Board Member) · Jul 1, 2017 to Aug 10, 2020 Inference
- J•••• C• W••••••• · D•••••or (Board Member) · Aug 1, 2020 to Apr 26, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- A••••••••• S••••••••• B•••••••• S•••••••• I••• 17 shared · very strong · last Jan 1, 2016
- W•••• F•••• A••••••• F•••••••• N••••••• L•• 2 shared · recurring · last Jan 1, 2018
- W•••• F•••• A•••••••• L•• 2 shared · recurring · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012W•••• F•••• I••••••••• I••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
W•••• F•••• I••••••••• I••••••••• I••• is the same institution as 4 records in Family Offices, RIA and Wealth, Private Credit and Real Estate Funds.
Family Offices1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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