DFX Intelligence

Private Equity Intelligence

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Firms / N••••••• F••• M••••••••• A•••••• L••

N••••••• F••• M••••••••• A•••••• L••

Buyout firm · probableunsizedStamford, CTn•••••••••.comSEC registered investment adviser

Classification

Class: Buyout firmprobable, confidence 65%
Basis: R6: 11 of 11 distinct vehicles are sworn Private Equity Funds
Size band: unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later

Classification history (1)

Sep 13, 2026
Buyout firm (probable, 65%, cls-pe-1)
R6: 11 of 11 distinct vehicles are sworn P•••••• Equity Funds

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 2, 2012 to Mar 29, 2019
RAUM: $728Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 6
PE fund GAV, latest filing: $728Mreported gross assets (Form ADV), not fund size
All private fund GAV: $728Mevery private fund type, latest filing
2024 PE fund GAV: unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2019-03-29, latest gav Private Equity Fund $728M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 11
Employees: 17
Headquarters: Stamford, CT
Office address: 100 FIRST STAMFORD PLACE, 6TH FLOOR, Stamford, CT, 06902-6740
Business phone: 203-487-3434

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

6 on record, 5 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
N••••••• C•••••••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	2015 first reported on Form ADV	$46.9M as of Mar 29, 2019	no Form D	Harvest
M• H•••••• I• L•• ADV: P•••••• Equity Fund	Feeder or parallel	unknown	$31.2M as of Apr 19, 2016	no Form D	Wound down
S•••••• M••••••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$27.4M as of Feb 2, 2016	no Form D	Wound down
N••••••• S••••••• F••• I• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$11.6M as of Nov 1, 2017	no Form D	Wound down
M• H•••••• I• L•• ADV: P•••••• Equity Fund	Feeder or parallel	unknown	$8.8M as of Apr 19, 2016	no Form D	Wound down
M••••••• N••• L•• ADV: P•••••• Equity Fund	buyout or unlabelled	unknown	$335,513 as of Feb 6, 2019	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
N••••••• S••••••• F••• I•• L•	P•••••• Equity Fund	2016 to 2019	$502M filed Mar 29, 2019	adviserinfo.sec.gov
N••••••• S••••••• F••• I• L••	P•••••• Equity Fund	2013 to 2019	$69.2M filed Mar 29, 2019	adviserinfo.sec.gov
N••••••• S••••••• M••••• F••• I•• L•	P•••••• Equity Fund	2016 to 2019	$54.9M filed Mar 29, 2019	adviserinfo.sec.gov
N••••••• S••••••• I••••••••• F••• I•• L•	P•••••• Equity Fund	2016 to 2019	$54.8M filed Mar 29, 2019	adviserinfo.sec.gov
N••••••• S••••••• F••• I• L•	P•••••• Equity Fund	2019 to 2019	$0 filed Mar 29, 2019	adviserinfo.sec.gov

Team

3 current, 3 former

Partner (2)

R••••• S••• D••••• · Shareholder Of N••••••• F••• M••••••••• B•••••• Ltd · since Oct 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S••••• H••••••• · Shareholder Of N••••••• F••• M••••••••• B•••••• Ltd · since Oct 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

R•••••• M• L••••••• · Chief Financial Officer / Chief Compliance Officer · since Oct 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

3 former (kept with end dates)

C•••••••• T•• · Elected Manager · Sep 1, 2008 to Sep 5, 2017 Inference
D•••• P••••• B•••••••• · Elected Manager · Feb 1, 2012 to Mar 26, 2013 Inference
P•••• a• C••••••••• · Elected Manager · Jun 1, 2012 to Sep 5, 2017 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

2 relationships

Placement agents (2)

B• R•••• S••••••••• I••• 4 shared · strong · last Jan 1, 2012
M•••• P•••••• C••••••• L•• 1 shared · one time · last Jan 1, 2012

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Sep 1, 2026
Adviser CRD 160147 is not on the SEC registered or exempt adviser roster of 2026-09-01
Adviser off rosterInferenceSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 2, 2012
N••••••• F••• M••••••••• A•••••• L•• first filed Form ADV in the extract (IA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness96 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9555555555555556,"evidence":"8 method: sum of component points, capped at 1.0
model score-pe-1
Research priority40 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.05,"evidence":"UNSIZED"},{"code":"COMPLETENESS_method: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness42 · MODERATE: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.4166666666666667,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, transactions, stated criteria, lenders, lps, cross dfx
model score-pe-1
Fund deployment activity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
model score-pe-1

Across DFX

No link to the family office, independent sponsor or venture graphs yet. Links are made only on a shared identifier such as a CRD or CIK number.

Record

First observed: Sep 13, 2026
Last observed: 8 days ago
Observations: 17
Sources: 2
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

N••••••• F••• M••••••••• A•••••• L•• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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