DFX Intelligence

Private Equity Intelligence

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Firms / L••••• C•••••• P•••••••• L••

L••••• C•••••• P•••••••• L••

Buyout firmLower middle marketBoston, MAl•••••••••.comSEC registered investment adviser

Trusted US lower middle-market private equity firm investing in growth-oriented secular niches, backed by distinguished family offices.

Classification

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 18 of 18 distinct vehicles are sworn Private Equity Funds; 13 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-10-21

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 18 of 18 distinct vehicles are sworn Private Equity Funds; 13 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Apr 20, 2018 to Oct 21, 2024
RAUM: $300Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 15
PE fund GAV, latest filing: $300Mreported gross assets (Form ADV), not fund size
All private fund GAV: $300Mevery private fund type, latest filing
2024 PE fund GAV: $300Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-10-21, latest gav Private Equity Fund $300M, latest counts Private Equity Fund 15, lifetime distinct Private Equity Fund 18
Employees: 5
Headquarters: Boston, MA
Office address: 21 CUSTOM HOUSE STREET, SUITE 700, Boston, MA, 02110
Business phone: 617-589-3652

Stated criteria beside observed behaviour

18 observed deals

Stated by the firm

Sectors: industrials, consumer
Geography: Global
Revenue: not stated or not yet read
EBITDA: $5.0M to $25.0M
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: control
Thesis: We partner with founders, entrepreneurs, and family-owned businesses to unlock transformational growth and create enduring value.

Observed from deals on record

roles: unknown 16, platform 1
period: to 2021-11-02, from 2016-05-16, undated holdings 15, dated observations 5
window: last 2021-11-02, first 2016-05-16
control: control 1, unknown 16
companies: 18
geography: count 1, share 0.056, value CT, count 1, share 0.056, value MO
investments: 17
seller kinds
transactions: 3
cadence by year: 2016 other deals 1, 2019 platforms 1, 2021 platforms 1
platform add on: add ons 0, platforms 1, add ons per platform unknown
sector known for: 6
disclosed value usd: n 0
sector distribution: count 4, share 0.222, value industrial manufacturing, examples Walbro, Momentum Manufacturing Group, TTG, Inc., ALCOM, count 1, share 0.056, value tech enabled services, examples Clarus Commerce, count 1, share 0.056, value media telecom, examples Page Publishing
holding period years: n 0
repeat counterparties
subsector distribution: count 3, share 0.167, value miscellaneous manufacturing, examples Walbro, Momentum Manufacturing Group, ALCOM, count 1, share 0.056, value plastics rubber products, examples TTG, Inc., count 1, share 0.056, value media telecom, examples Page Publishing

18 companies on the graph (3 transactions); most in industrial manufacturing (4); 1 platforms and 0 add-ons; observed 2016 to 2021

Funds

18 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
L•• D••••••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$42.6M as of Oct 21, 2024	no Form D	Unknown
L•• M••••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$21.4M as of Oct 21, 2024	no Form D	Early deployment
L•• S•••••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$18.2M as of Oct 21, 2024	no Form D	Early deployment
L•• H•••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2023 first reported on Form ADV	$6.8M as of Oct 21, 2024	no Form D	Unknown
L•• W••••• S•• L• ADV: Private Equity Fund	buyout or unlabelled	2022 first reported on Form ADV	$85.4M as of Oct 21, 2024	no Form D	Early deployment
L•• P••••••• S••• L• ADV: Private Equity Fund	buyout or unlabelled	2022 first reported on Form ADV	$28.6M as of Oct 21, 2024	no Form D	Unknown
L••••• F••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2022 first reported on Form ADV	$21.7M as of Oct 21, 2024	no Form D	Unknown
L•• G•••• A•• L•• ADV: Private Equity Fund	Feeder or parallel	2022 first reported on Form ADV	$21.2M as of Oct 21, 2024	no Form D	Early deployment
L•• P••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2022 first reported on Form ADV	$0 as of Oct 21, 2024	no Form D	Unknown
L•• 9•• M•••••••• A•• H•••••••• L•• ADV: Private Equity Fund	Feeder or parallel	2021 first reported on Form ADV	$23.9M as of Oct 21, 2024	no Form D	Unknown
L•• I••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2021 first reported on Form ADV	$19.3M as of Oct 21, 2024	no Form D	Unknown
L••••• A•••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2021 first reported on Form ADV	$0 as of Oct 21, 2024	no Form D	Unknown
L••••• T•• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$2.8M as of Oct 21, 2024	no Form D	Harvest
L••••• B••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	2019 first reported on Form ADV	$52.1M as of Oct 15, 2019	no Form D	Wound down
L••• L••••• C•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$74.5M as of Oct 15, 2019	no Form D	Wound down
L•• N••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$6.4M as of Oct 21, 2024	no Form D	Harvest
L••••• C•••••••• A••• L•• ADV: Private Equity Fund	Feeder or parallel	unknown	$1.9M as of Oct 21, 2024	no Form D	Harvest
L••• L••••• I••••••• C•••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Apr 20, 2018	no Form D	Unknown

Team

5 current, 6 former

Partner (2)

D••••• N•• Y•••• · Shareholder · since Aug 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••••••• S•••• Y•••• · Shareholder · since Aug 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Board or advisory (2)

R••••• E••• · Manager, Board Of Managers · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••• J•••••• · Manager, Board Of Managers · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

H••••• I•• N•••••• · Chief Compliance Officer · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

6 former (kept with end dates)

C••••••••• P• S••••••• · Managing Partner And Manager, Board Of Managers · Jul 1, 2015 to May 3, 2024 Inference
C••••••• E•••••••• J•••••• · Chief Compliance Officer · Mar 1, 2024 to May 15, 2024 Inference
C••••••• J•••••• B••••••• · Chief Compliance Officer · Mar 1, 2024 to Oct 21, 2024 Inference
C••••••• J•••••• B••••••• · Chief Compliance Officer/Controller · Dec 1, 2020 to Jan 11, 2023 Inference
C••••••••• J••• B•••••••• · Chief Compliance Officer · Dec 1, 2018 to Jan 3, 2021 Inference
J••••• E••••• M•••••• · Chief Compliance Officer · Dec 1, 2022 to Mar 28, 2024 Inference

Portfolio

17 relationships, 1 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
W•••••	Platform	exited	Nov 2, 2021 transaction announcement	4.9 years	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
C••••• C•••••••	Role unknown	exited	May 16, 2016 transaction announcement	10.4 years	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
9•••••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
A••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
B••• B•••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
B••• I•••••••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
C•••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
F••••• 9•	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
H•••••••• F••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
I••• E••••••• V•••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
I••••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
M••••••• M••••••••• G••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
P••• P•••••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
P•••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••• D•••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••••••• B••• O••••• S••••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
T•••••• T••••••••• G••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)

Transactions

3 on record

Date	Type	Target	This firm’s role	Source
Nov 2, 2021	Platform acquisition	W•••••	Sponsor (confirmed)	nova-cap.com
Apr 3, 2019	Platform acquisition	T••• I•••	Co-investor	akoyacapital.com
May 16, 2016	Majority investment	C••••• C•••••••	Co-investor	balancepointcapital.com

Placement agents, lenders, advisers and co-investors

0 relationships

No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

7 most recent

Mar 31, 2026
L••••• C•••••• P•••••••• L••: Private Equity Funds on Form ADV 15 (2024 extract) -> 14 (roster 2026-09-01)
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Jul 31, 2025
July 31, 2025 L••••• Capital Partners Exits iM••••••• in Strategic Sale to Ancestry The acquisition marks a milestone for iM••••••• and brings high-quality digitization and subscription-based apps to Ancestry’s 3.7 million subscribers.
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Apr 14, 2025
April 14, 2025 Ronin Equity Partners and L••••• Capital Partners Achieve Strategic Sale of H•••••••• F•••• to The Gellert Global Group H•••••••• F••••, a leading manufacturer and distributor of branded and private label specialty and flavored cheese products.
Firm newsFactInvestment organization websites (team, portfolio, strategy, criteria, news)
Nov 2, 2021
W••••• Co. Ltd. Acquired by L••••• Capital Partners LLC and Nova Capital Management Ltd
Platform investmentFactW•••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Apr 3, 2019
L••••• C•••••• P•••••••• L•• was capital provider on Akoya Capital Partners's platform acquisition of T••• I•••
Pe in independent sponsor dealFactT••• I•••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Apr 20, 2018
L••••• C•••••• P•••••••• L•• first filed Form ADV in the extract (ERA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
May 16, 2016
L••••• C•••••• P•••••••• L•• was capital provider on a sponsor's majority investment of C••••• C•••••••
Pe in independent sponsor dealFactC••••• C•••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-21items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9944444444444445,"evidence":"1 method: sum of component points, capped at 1.0
model score-pe-1
Research priority44 · MODERATE: as of: 2026-09-21items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-21items: []method: sum of component points, capped at 1.0
model score-pe-1
Acquisition appetite5 · LOW: as of: 2026-09-21items: [{"code":"STATED_CRITERIA_PUBLISHED","points":0.05,"evidence":"the firm publishemethod: sum of component points, capped at 1.0
model score-pe-1
Profile completeness75 · HIGH: as of: 2026-09-21items: [{"code":"FIELDS_PRESENT","points":0.75,"evidence":["website","description","funmethod: sum of component points, capped at 1.0
missing: lenders, intermediaries, lps
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-21items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 37
Sources: 4
Open research tasks: 4

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

L••••• C•••••• P•••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.

Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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