DFX Intelligence
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G•• A••••••• S•••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Greenwich, CTg••••••••.com
Fund of funds, based in Greenwich, CT.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $351M
- PE fund assets
- $5.2M
- PE funds
- 6
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $351M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 16 of 18 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-10-31
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 16 of 18 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Apr 27, 2026
- RAUM
- $351Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $5.2Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $338Mevery private fund type, latest filing
- 2024 PE fund GAV
- $6.5Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-10-31, latest gav Hedge Fund $236M, Private Equity Fund $5.2M, latest counts Hedge Fund 3, Private Equity Fund 6, lifetime distinct Hedge Fund 33, Real Estate Fund 2, Private Equity Fund 17
- Employees
- 11
- Headquarters
- Greenwich, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
18 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| U•••• P•••••• E••••• F••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $20.6M as of Jan 27, 2015 | no Form D | Wound down | |
| U•••• P•••••• E••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $324,250 as of Jan 27, 2015 | no Form D | Wound down | |
| P•••••• E••••• M••••••••• 2••• •••• L• ADV: P•••••• Equity Fund | Fund of funds | 2008 year in the fund name | $1.0M as of Oct 31, 2024 | no Form D | Harvest | |
| A•• P•••••• E••••• D••••• F••• 2••• •••• L• ADV: P•••••• Equity Fund | Buyout fund | 2007 year in the fund name | $1.2M as of Jan 30, 2024 | no Form D | Wound down | |
| A•• P•••••• E••••• F••• o• F•••• 2••• •••• L• ADV: P•••••• Equity Fund | Fund of funds | 2007 year in the fund name | $475,246 as of Oct 31, 2024 | no Form D | Harvest | |
| A•• P•••••• E••••• F••• 2••• •••• L• ADV: P•••••• Equity Fund | Fund of funds | 2006 year in the fund name | $271,700 as of Sep 30, 2022 | no Form D | Wound down | |
| A•• T••••••••• R••• A••••• F••• ••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.4M as of Oct 31, 2024 | no Form D | Harvest | |
| E•••• C••••••••• F••• ••••• C• P••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $2.1M as of Feb 7, 2014 | no Form D | Wound down | |
| E••••• M•••••••• F••• •••• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $500,190 as of Oct 31, 2024 | no Form D | Harvest | |
| A•• E•••• P•••••• E••••• F•••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $398,839 as of Oct 31, 2024 | no Form D | Harvest | |
| P•••••• E••••• M••••••••• I•• •••••• L••• ADV: P•••••• Equity Fund | Fund of funds | unknown | $377,885 as of Oct 31, 2024 | no Form D | Harvest | |
| A•• P•••••• R••• E••••• F••• I• L• ADV: P•••••• Equity Fund | Fund of funds | unknown | $166,921 as of Jan 30, 2024 | no Form D | Wound down | |
| P•••••• E••••• D••••• P••••••••• I• •••• L• ADV: P•••••• Equity Fund | Buyout fund | unknown | $100,531 as of Sep 30, 2022 | no Form D | Wound down | |
| E•••• C••••••••• F•••• L••• ••••• a• ADV: P•••••• Equity Fund | Fund of funds | unknown | $78,912 as of Mar 27, 2020 | no Form D | Wound down | |
| E•••• C••••••••• F•••• L••• ••••• B• ADV: P•••••• Equity Fund | Fund of funds | unknown | $49,007 as of Mar 27, 2020 | no Form D | Wound down | |
| E•••• C•••••• P•••••• E•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Mar 27, 2020 | no Form D | Wound down | |
| U•••• X••••• L•• ADV: Hedge Fund | Fund of funds | unknown | $0 as of Mar 27, 2020 | no Form D | Wound down | |
| E•••• C•••••• P•••••• E••••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Mar 27, 2020 | no Form D | Wound down |
Team
3 current, 24 former
Managing partner (1)
- J•••••• T••• D••• · Chief Executive Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- D•••••• O••••••• E•••• · Chief Investment Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- P••••••• R••• C•••••• · Chief Compliance Officer · since Jul 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
24 former (kept with end dates)
- D•••• I•••• B••••• · Chief Advisory Officer · Jan 1, 2013 to Jan 27, 2015 Inference
- B•••• S••• D••••••• · Chief Executive Officer · Mar 1, 2018 to Jan 30, 2024 Inference
- M•••• E•••• L••••••••• · Chief Executive Officer · Nov 1, 2005 to Nov 1, 2012 Inference
- T••••• M••••••• C•••••• · Chief Executive Officer · Oct 1, 2012 to Aug 19, 2014 Inference
- W••••••••• O•• H•••••• · Ceo, Board Member · Aug 1, 2014 to Mar 29, 2018 Inference
- M•••• M•••••• Z••••• · Senior Executive Partner · Nov 1, 2005 to Nov 1, 2012 Inference
- C••••••••• C• C••••••• · Head Of Portfolio Implementation And Investment Experience · Jan 1, 2013 to Jun 5, 2015 Inference
- M•••••• A•••••• W•••••• · Head Of Client Development · Jan 1, 2013 to Jan 27, 2015 Inference
- E••••• N••••••• D•••• · Chief Investment Officer · Oct 1, 2012 to Mar 29, 2022 Inference
- J••• L•••• P••••• B••••• · Chief Investment Officer · May 1, 2011 to Nov 1, 2012 Inference
- J••• T••••• E•••• · Head Of Investments · Feb 1, 2011 to Apr 1, 2013 Inference
- C•••••••• R••••••• M•••••••• · Secretary, Chief Compliance Officer · Jun 1, 2014 to Apr 22, 2016 Inference
- C•••••• A••••• D••••• · Chief Compliance Officer · Sep 1, 2022 to Jul 8, 2024 Inference
- M•••••• E••••• P•••••• · Chief Compliance Officer · Jan 1, 2018 to Sep 30, 2022 Inference
- M•••••• J•••• H••••• · Chief Operating Officer · Nov 1, 2005 to Apr 1, 2013 Inference
- M•••••• J••••• S•••••• · Chief Operating Officer · Jan 1, 2013 to Jan 27, 2015 Inference
- M•••••• J••••• S•••••• · Controller · Mar 1, 2012 to Jul 11, 2012 Inference
- P•••••• A•••••• P•••••••• · Secretary, Chief Compliance Officer · Jan 1, 2013 to Jul 3, 2014 Inference
- S•••• J• H••••••••• · Chief Compliance Officer · Apr 1, 2016 to Jan 29, 2018 Inference
- T•• Y•••• K•• · Chief Financial Officer · Jul 1, 2012 to Apr 1, 2013 Inference
- T•• Y•••• K•• · Controller · Mar 1, 2012 to Apr 18, 2012 Inference
- C••••••••• M•••••• T••••• · Senior Vice President · Apr 1, 2016 to Jan 29, 2018 Inference
- J•••• P•••• B•••••• · Senior Vice President · Jun 1, 2016 to Jan 29, 2018 Inference
- T•••••• M•••••• T•••••• · Senior Vice President · Jun 1, 2016 to Jan 29, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012••• Locked
Across the graphs
G•• A••••••• S•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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