DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••••••• A•••• M••••••••• L••
C••••••••• A•••• M••••••••• L••
Reduce the risk of concentrated pre-IPO stock. Exchange private company shares tax-free for a diversified portfolio backed by top venture funds.
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Jan 25, 2023 to Mar 29, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $850,000reported gross assets (Form ADV), not fund size
- All private fund GAV
- $850,000every private fund type, latest filing
- 2024 PE fund GAV
- $850,000sum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $850,000, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- unknown
- Headquarters
- Bronxville, NY
- Office address
- 66 PALMER AVENUE, SUITE 49C, Bronxville, NY, 10708
- Business phone
- 888-977-5228
Stated criteria beside observed behaviour
24 observed deals
Stated by the firm
- Sectors
- financial services
- Geography
- Global
- Revenue
- from $100M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 24
- period
- to unknown, from unknown, undated holdings 24, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 24
- companies
- 24
- geography
- investments
- 24
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
24 companies on the graph (0 transactions); no dated observations
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••••• E••••••• F•••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $850,000 as of Mar 29, 2024 | no Form D | Unknown |
Team
7 current, 0 former
Partner (6)
- A••• S••••••• · IC member · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••• M•••• · Chief Investment Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••• B••••• B•••••• · Shareholder · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• L•••••• · IC member · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• T••••••• · IC member · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• K••••• · IC member · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- J•••••• N•••••• · Authorized Person · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
24 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
4 most recent
- Sep 17, 2026C••••••••• L•••••••• hires former JP Morgan Chase executive as Chief Investment Officer Read article
- Sep 17, 2026C••••••••• L•••••••• Closes Financing Round and Partners with Aliya Capital Partners Read article
- Mar 26, 2026C••••••••• A•••• M••••••••• L••: Private Equity Funds on Form ADV 1 (2024 extract) -> 3 (roster 2026-09-01)
- Jan 25, 2023C••••••••• A•••• M••••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
C••••••••• A•••• M••••••••• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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