DFX Intelligence
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F•••• M•••••••• C•
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· New York, NYwebsite
Hybrid manager, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $30B
- PE fund assets
- $183M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $30B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 3 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 8
- Size band
- Lower middle marketdefined by: proxy: $0.18bn Private Equity Fund GAV on the Form ADV filed 2023-01-31
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-2)R4: Private Equity Funds are 3 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 8
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 27, 2012 to Jan 31, 2023
- RAUM
- $30Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $183Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 17%
- Fund type mix
- filed 2023-01-31, latest gav Hedge Fund $1.2B, Other Private Fund $139M, Private Equity Fund $183M, latest counts Hedge Fund 8, Other Private Fund 3, Private Equity Fund 3, lifetime distinct Hedge Fund 8, Other Private Fund 7, Private Equity Fund 3
- Employees
- 114
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 3 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| name not on record | Private Equity Fund | 2021 to 2022 | $139M filed Nov 28, 2022 | adviserinfo.sec.gov | |
| name not on record | Private Equity Fund | 2021 to 2022 | $36.9M filed Nov 28, 2022 | adviserinfo.sec.gov | |
| name not on record | Private Equity Fund | 2021 to 2022 | $7.3M filed Nov 28, 2022 | adviserinfo.sec.gov |
Team
16 current, 13 former
Managing partner (8)
- A••• H••••• S••••••• · Managing Member (For 5F Below "General Partner" = "Member") · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••• S•••••• P•••• · Managing Member (For 5F Below "General Partner" = "Member" · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A••••• J••••• A•••• · Managing Member (For 5F Below "General Partner" = "Member") · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- H••••••• P••• · Managing Member (For 5F Below "General Partner"="Member") · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•• L••••••• V••••••• · Managing Member (For 5F Below "General Partner" = "Member") · since Jul 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••••• C•••••• B••••• · Managing Member (For 5F Below "General Partner" = "Member") · since Jul 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• W•••••• G•••••••• · Managing Member (For 5F Below "General Partner" = "Member") · since Jul 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Z•••••• a• W•••• · Managing Member (For 5F Below "General Partner" = "Member") · since Sep 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (6)
- A••••• M•••••• F•••••••• · Limited Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••••• C•••••• G••••••• · Limited Partner · since Jan 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• H•••• V•••• · Limited Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• F••• C•••• · Limited Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• C••••• M••••• · Limited Partner · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• W•••••• G•••• · Limited Partner · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- J••••• A•••••• S••••••• · Co-Director Of Operations; Head Of Supervision · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• G••••• K•••••• · Chief Compliance Officer (For Purposes Of The Investment Advisers Act Rule 206(4)-7(C) And Finra Rule 3130) · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
13 former (kept with end dates)
- A•••• H••••• G•••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Jan 31, 2019 Inference
- A•••• S••• Z••••••• · Managing Member (For 5F Below "General Parnter" = "Member") · Jan 1, 2012 to Mar 3, 2022 Inference
- A••••• J••• S••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Jan 25, 2021 Inference
- C•••••• M•••••• R•••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Apr 2, 2018 Inference
- C••••• M••••• K••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2004 to Apr 2, 2018 Inference
- D••••• R••••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Jan 16, 2019 Inference
- D•••• M••••••• M••••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Feb 27, 2017 Inference
- D•••• S•••••• G•••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Nov 28, 2022 Inference
- E••••• I•••• L•••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jan 1, 2005 to Apr 2, 2018 Inference
- K•••• B••••••• J•••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Jan 25, 2021 Inference
- N••• K••••• S•••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Jul 15, 2021 Inference
- W•••••• F••••• G••••••••• · Managing Member (For 5F Below "General Partner" = "Member") · Jul 1, 2002 to Feb 9, 2016 Inference
- S•••••• M•••• C•••••••• · Director Of Compliance · Aug 1, 1986 to May 29, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 27, 2012••• Locked
Across the graphs
F•••• M•••••••• C• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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