DFX Intelligence
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T•• C••••••••• G•••• L••
Hybrid managerClassification probableunsizedSEC registered investment adviser· Little Rock, ARc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $187M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- 2 of 5
- Deals, last 12 months
- 0
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA $2.0M to $20.0MControl minority
- Graphs 2
- Lenders 1
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 2
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 3 distinct vehicles; hedge, securitized or liquidity vehicles 2
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 28, 2018 to Mar 19, 2024
- RAUM
- $187Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $178Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-03-19, latest gav Hedge Fund $178M, latest counts Hedge Fund 2, lifetime distinct Hedge Fund 2, Private Equity Fund 1
- Employees
- 16
- Headquarters
- Little Rock, AR
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
5 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $2.0M to $20.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- minority
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 3, platform 2
- period
- to 2024-10-09, from 2016-07-31, undated holdings 3, dated observations 4
- window
- last 2024-10-09, first 2016-07-31
- control
- control 2, unknown 3
- companies
- 5
- geography
- investments
- 5
- seller kinds
- transactions
- 2
- cadence by year
- 2016 other deals 1, 2024 other deals 1
- platform add on
- add ons 0, platforms 2, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.2, value media telecom, examples Broadband Development Group
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.2, value media telecom, examples Broadband Development Group
5 companies on the graph (2 transactions); most in media telecom (1); 2 platforms and 0 add-ons; observed 2016 to 2024
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C• E••••• O••••••••• F••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $31.0M as of Apr 29, 2019 | no Form D | Unknown |
Team
11 current, 1 former
Managing partner (3)
- J••• F•• · J••• F••CEO & FOUNDER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• F•• · CEO · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- J•••••• H••••• F•• · Ceo · since Nov 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- J••• J•••• L•••••• · Chief Investment Officer · since Apr 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Analyst (1)
- P••••• G••••••• · P••••• G•••••••INVESTMENT ANALYST · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (1)
- J••• S••••• H•••• · JOHN HALEYSENIOR ADVISOR · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- H•••• L•••• L••••• · Cco, Coo · since Jan 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• E•••• M•••••• · Chief Financial Officer · since Jun 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• S•••• · L••• S••••CHIEF STRATEGY OFFICER · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- J•• H•••••• · CHAD BROWNVICE PRESIDENT PRIVATE INVESTMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• H••• · J•• H•••VICE PRESIDENT PRIVATE INVESTMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- J••• S••••• H•••• · Founding Chief Investment Officer · Apr 1, 2022 to Mar 19, 2024 Inference
Portfolio
5 relationships, 2 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| V•••••••• I••••••••• P••••••••• | Platform | active | Oct 9, 2024 transaction announcement | 2.0 years | J••• F•• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| B•••••••• D••••••••• G•••• | Platform | active | Jul 31, 2016 transaction announcement | 10.2 years | unknown | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| D• S••••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| M•••••• A• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
| T•• C••••••• W•••• | Role unknown | unknown | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
2 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Oct 9, 2024 | Majority investment | V•••••••• I••••••••• P••••••••• | Sponsor (confirmed) | c•••••••••.com |
| Jul 31, 2016 | Majority investment | B•••••••• D••••••••• G•••• | Sponsor (confirmed) | c•••••••••.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Lenders (1)
- D••••••• C•••••• 1 shared · one time · last Oct 9, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
7 most recent
- Sep 17, 2026C••••••••• Group Acquires Majority Stake in B•••••••• D••••••••• G••••
- Mar 20, 2026T•• C••••••••• G•••• L••: Private Equity Funds on Form ADV 0 (2024 extract) -> 3 (roster 2026-09-01)
- Oct 31, 2024Forrest Short Promoted to Vice President – Private Investments at C••••••••• Group
- Oct 9, 2024C••••••••• Group Acquires Majority Stake in V•••••••• I••••••••• P•••••••••
- Oct 9, 2024C••••••••• Group Acquires Majority Stake in V•••••••• I••••••••• P•••••••••
- Jun 28, 2018T•• C••••••••• G•••• L•• first filed Form ADV in the extract (IA)
- Jul 31, 2016C••••••••• Group Acquires Majority Stake in B•••••••• D••••••••• G••••
Across the graphs
T•• C••••••••• G•••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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