DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / F••••••••• C•••••• P••••••• L••
F••••••••• C•••••• P••••••• L••
Buyout firm · probableLower middle marketNew York, NYf•••••••••.comSEC registered investment adviser
We are acutely aware of the hard work, personal sacrifices, and risks necessary to build a successful business.
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.55bn Private Equity Fund GAV on the Form ADV filed 2024-11-13
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds; 1 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jun 28, 2023 to Nov 13, 2024
- RAUM
- $553Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $553Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $553Mevery private fund type, latest filing
- 2024 PE fund GAV
- $553Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-11-13, latest gav Private Equity Fund $553M, latest counts Private Equity Fund 1, lifetime distinct Private Equity Fund 1
- Employees
- 6
- Headquarters
- New York, NY
- Office address
- 600 LEXINGTON AVE, 28 FLOOR, New York, NY, 10022
- Business phone
- 212-301-7601
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
- Sectors
- business services, industrials
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- majority,minority
- Thesis
- With a focus on the industrial and business services sectors, we target opportunities that align with our strategy and individuals who share our vision.
Observed from deals on record
- roles
- add on 2, platform 4
- period
- to 2025-08-26, from 2024-05-14, undated holdings 0, dated observations 12
- window
- last 2025-08-26, first 2024-05-14
- control
- control 6
- companies
- 4
- geography
- investments
- 6
- seller kinds
- unknown 1
- transactions
- 6
- cadence by year
- 2024 add ons 1, platforms 2, 2025 add ons 1, platforms 2
- platform add on
- add ons 2, platforms 4, add ons per platform 0.5
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.25, value industrial manufacturing, examples Jennmar, count 1, share 0.25, value industrial services, examples Sms
- holding period years
- n 0
- repeat counterparties
- role legal adviser, shared 4, entity id edfe454d-85bb-42f3-871c-66f7774ae387, role buy side adviser, shared 2, entity id aaa781d6-40dd-44e0-bfff-1e4ee9b220f9, role buy side adviser, shared 2, entity id a7f070b0-09af-4d25-9889-743398402a11, role legal adviser, shared 2, entity id 00cfdfa4-0e3b-4c36-9089-ba65ea8308c9, role buy side adviser, shared 2, entity id c61fd9e0-c3ea-4df6-82b5-a3b61b9e5918, role financial adviser, shared 2, entity id 71ab2af9-05ed-4670-871e-1f0d2feac26b, role legal adviser, shared 2, entity id 5ef019ff-c676-4177-b7ce-b98f67272e02
- subsector distribution
- count 1, share 0.25, value fabricated metal products, examples Jennmar, count 1, share 0.25, value remediation environmental, examples Sms
4 companies on the graph (6 transactions); most in industrial manufacturing (1); 4 platforms and 2 add-ons; observed 2024 to 2025
n 6, kind control, period to 2025-08-26, from 2024-05-14, undated holdings 0, dated observations 12, stated majority,minority, observed control 6, minority 0
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••••••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $553M as of Nov 13, 2024 | no Form D | Early deployment |
Team
7 current, 0 former
Managing partner (5)
- A••••• S••••• · Co-founder and Chief Investment Officer · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- A••••• S••••• · Co-founder and Chief Investment Officer · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• G•••••• · Founder and Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R••• G•••••• · Founder and Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- R•••••• D••••• G•••••• · Ceo · since Jun 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- V•••• M•••••• · Cfo, Cco · since Apr 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (1)
Portfolio
7 relationships, 4 platforms, 2 add-ons
Transactions
7 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Mar 11, 2026 | Exit to a strategic buyer | J•••••• | Seller (confirmed) | xn--f-1hnaaaaaaaa.com |
| Aug 26, 2025 | Platform acquisition | S•• | Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
| Aug 26, 2025 | Platform acquisition | S•• | Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
| Apr 3, 2025 | Add-on acquisition | A•• T••• E••••••••• | Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
| Feb 3, 2025 | Add-on acquisition | S••• | Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
| Dec 9, 2024 | Add-on acquisition | P•••••••• P•••••• S•••• | Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
| May 14, 2024 | Platform acquisition | J•••••• | Sponsor (confirmed), Sponsor (confirmed) | xn--f-1hnaaaaaaaa.com |
Placement agents, lenders, advisers and co-investors
9 relationships
Placement agents (2)
- E•••• P•••••••• L•• 1 shared · one time · last Jan 1, 2023
- C••••••• L•••••• • C•• I••• 1 shared · one time · last Jan 1, 2023
Financial advisers (4)
- H••••••• P••••••• L•• 2 shared · recurring · last Aug 26, 2025
- M••••• • C•••••• L•• 2 shared · recurring · last Aug 26, 2025
- T••••• S••••••••• 1 shared · one time · last May 14, 2024
- B••• S••••••••• I••• 1 shared · one time · last May 14, 2024
Legal advisers (3)
- W•••••• • G••••••• L•• 3 shared · strong · last Aug 26, 2025
- L•••••••• P••••••••• 2 shared · recurring · last Aug 26, 2025
- J•••• D•• 1 shared · one time · last May 14, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
22 most recent
- Mar 31, 2026F••••••••• C•••••• P••••••• L••: Private Equity Funds on Form ADV 1 (2024 extract) -> 3 (roster 2026-09-01)
- Mar 11, 2026J•••••• Announces Majority Investment by KPS Capital Partners
- Mar 11, 2026March 11, 2026 J•••••• Announces Majority Investment by KPS Capital Partners
- Feb 26, 2026February 26, 2026 SMS Appoints Chris Dods and James Herald to Board of Directors
- Aug 26, 2025FalconPoint Partners Announces Acquisition of SMSPlatform investmentFactS••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Aug 26, 2025FalconPoint Partners Announces Acquisition of SMSPlatform investmentFactS••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- Aug 26, 2025August 26, 2025 FalconPoint Partners Announces Acquisition of SMS
- Aug 8, 2025August 8, 2025 J•••••• Expands International Presence with Acquisition of Weber Mining & Tunnelling SAS
- May 5, 2025May 5, 2025 J•••••• Acquires Rohrig Heavy Equipment Maintenance
- Apr 3, 2025April 3, 2025 J•••••• Advances Automation of Global Manufacturing Footprint with Acquisition of A•• T••• E•••••••••
- Feb 3, 2025February 3, 2025 J•••••• Acquires S•••’s Expandable Rock Bolt P••••••ion Facility in Virsbo, Sweden
- Dec 9, 2024December 9, 2024 J•••••• Acquires P•••••••• P•••••• S•••• from Wright-Mix
- Sep 9, 2024September 9, 2024 FalconPoint Partners Appoints Adam Gross as Partner, Head of Business Development and Capital Markets
- Aug 13, 2024August 13, 2024 J•••••• Acquires Concrete Blending Facility from Wright-Mix
- Jul 22, 2024July 22, 2024 FalconPoint Partners Appoints V•••• M•••••• as Chief Financial Officer
- Jun 24, 2024June 24, 2024 J•••••• acquires Dumotech Industrial P••••••s
- Jun 11, 2024June 11, 2024 J•••••• Acquires G&R Gas Services
- May 29, 2024May 29, 2024 J•••••• Acquires Australian Steel & Wire
- May 14, 2024FalconPoint Partners Announces Inaugural Investment in Infrastructure Solutions Provider J••••••Platform investmentFactJ••••••Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- May 14, 2024May 14, 2024 FalconPoint Goes Underground in Debut With Investment in J••••••
- May 14, 2024May 14, 2024 FalconPoint Partners Announces Inaugural Investment in Infrastructure Solutions Provider J••••••
- Jun 28, 2023F••••••••• C•••••• P••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
F••••••••• C•••••• P••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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