DFX Intelligence
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S••••• R••• A•••••••• L•
Fund of fundsClassification probableUpper middle marketSEC registered investment adviser· New York, NY
Fund of funds, based in New York, NY.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $26B
- PE fund assets
- $6.1B
- PE funds
- 15
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. Last change: 27 Mar 2026, Private equity funds on its Form ADV went from 13 to 15 (+2).
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 2 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- 13 of 15 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Upper middle marketdefined by: proxy: $6.14bn Private Equity Fund GAV on the Form ADV filed 2026-03-27
Classification history (2)
- Sep 23, 2026Fund of funds (probable, 75%)13 of 15 admitted vehicles carry the sworn fund-of-funds flag
- Sep 13, 2026Fund of funds (probable, 75%)13 of 13 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)RAUM $26B · 15 PE funds · filed Mar 27, 2026ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Mar 27, 2026
- RAUM
- $26Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 15
- PE fund GAV, latest filing
- $6.1Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $15Bevery private fund type, latest filing
- 2024 PE fund GAV
- $6.1Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 60%
- Fund type mix
- Hedge fund: 6 funds, $8.9B reported gross assets, 10 ever reported
- Private equity fund: 15 funds, $6.1B reported gross assets
- Employees
- 84
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
8 families, 15 vehicles on record
S•• P•••••• E••••• P•••••••• V• L• · 2 vehicles · vintage 2023$1.2B
- S•• P•••••• E••••• P•••••••• V• L• Fund of funds · 2023$790M
- S•• P•••••• E••••• P•••••••• V• •••• L• Fund of funds · 2023$418M
S•• P•••••• E••••• P•••••••• V• L• · 2 vehicles · vintage 2021$1.3B
- S•• P•••••• E••••• P•••••••• V• L• Fund of funds · 2021$939M
- S•• P•••••• E••••• P•••••••• V• •••• L• Fund of funds · 2021$400M
S•• P•••••• E••••• P•••••••• I• L• · 2 vehicles · vintage 2019$1.1B
- S•• P•••••• E••••• P•••••••• I• L• Fund of funds · 2019$722M
- S•• P•••••• E••••• P•••••••• I• •••• L• Fund of funds · 2019$343M
S•• P•••••• E••••• P•••••••• I•• L• · 2 vehicles · vintage 2017$1.1B
- S•• P•••••• E••••• P•••••••• I•• L• Fund of funds · 2017$741M
- S•• P•••••• E••••• P•••••••• I•• •••• L• Fund of funds · 2017$378M
S••••• R••• P•••••• E••••• P•••••••• I• ••••••••• L••• · 2 vehicles · vintage 2014$450M
- S••••• R••• P•••••• E••••• P•••••••• I• ••••••••• L••• Fund of funds · 2014$242M
- S••••• R••• P•••••• E••••• P•••••••• I• ••••••••• a•• E••••••••• L••• Fund of funds · 2014$208M
3 smaller families are in the full list of vehicles.
View all 15 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• P•••••• E••••• P•••••••• V• L• ADV: Private Equity Fund | Fund of funds | 2023 Form D first sale | $790M as of Mar 27, 2026 | $594M | Early deployment | |
| S•• P•••••• E••••• P•••••••• V• •••• L• ADV: Private Equity Fund | Fund of funds | 2023 Form D first sale | $418M as of Mar 27, 2026 | $327M | Early deployment | |
| S•• P•••••• E••••• P•••••••• V• L• ADV: Private Equity Fund | Fund of funds | 2021 Form D first sale | $939M as of Mar 27, 2026 | $788M | Active deployment | |
| S•• P•••••• E••••• P•••••••• V• •••• L• ADV: Private Equity Fund | Fund of funds | 2021 Form D first sale | $400M as of Mar 27, 2026 | $336M | Active deployment | |
| S•• P•••••• E••••• P•••••••• I• L• ADV: Private Equity Fund | Fund of funds | 2019 Form D first sale | $722M as of Mar 27, 2026 | $440M | Unknown | |
| S•• P•••••• E••••• P•••••••• I• •••• L• ADV: Private Equity Fund | Fund of funds | 2019 Form D first sale | $343M as of Mar 27, 2026 | $203M | Unknown | |
| S•• P•••••• E••••• P•••••••• I•• L• ADV: Private Equity Fund | Fund of funds | 2017 Form D first sale | $741M as of Mar 27, 2026 | no Form D | Mature | |
| S•• P•••••• E••••• P•••••••• I•• •••• L• ADV: Private Equity Fund | Fund of funds | 2017 Form D first sale | $378M as of Mar 27, 2026 | no Form D | Unknown | |
| S••••• R••• P•••••• E••••• P•••••••• I• ••••••••• L••• ADV: Private Equity Fund | Fund of funds | 2014 Form D first sale | $242M as of Mar 27, 2026 | no Form D | Unknown | |
| S••••• R••• P•••••• E••••• P•••••••• I• ••••••••• a•• E••••••••• L••• ADV: Private Equity Fund | Fund of funds | 2014 Form D first sale | $208M as of Mar 27, 2026 | no Form D | Unknown | |
| S•• P•••••• E••••• P•••••••• V•• L• ADV: Private Equity Fund | Buyout fund | unknown | $560M as of Mar 27, 2026 | no Form D | Unknown | |
| S•• P•••••• E••••• P•••••••• V•• •••• L• ADV: Private Equity Fund | Buyout fund | unknown | $333M as of Mar 27, 2026 | no Form D | Unknown | |
| S••••• R••• P•••••• E••••• P•••••••• I• L••• ADV: Private Equity Fund | Fund of funds | unknown | $30.6M as of Mar 27, 2026 | no Form D | Harvest | |
| S••••• R••• P•••••• E••••• ••••••••• P•••••••• I• S•• ADV: Private Equity Fund | Fund of funds | unknown | $19.7M as of Mar 27, 2026 | no Form D | Harvest | |
| S••••• R••• R••• A•••• P•••••••• I• L••• ADV: Private Equity Fund | Fund of funds | unknown | $17.4M as of Mar 27, 2026 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
5 current, 4 former
- Director · since Jun 1, 2015
- Director · since Jun 1, 2015
- Chief Compliance Officer & Counsel · since Jun 1, 2024
- Chief Financial Officer · since Apr 1, 2023
- Chief Operating Officer · since Jan 1, 2011
Full team · 5 peoplegrouped by role, with sources
Principal (2)
- A••• •••••• D•••••• · Director · since Jun 1, 2015 Form ADV
- D•••• A•••• D•••••• · Director · since Jun 1, 2015 Form ADV
Platform (3)
- R••••• W•••••• F•••••• · Chief Compliance Officer & Counsel · since Jun 1, 2024 Form ADV
- T••••• C•••••• S•••••••• · Chief Financial Officer · since Apr 1, 2023 Form ADV
- W•••••• R•••••• H••••• · Chief Operating Officer · since Jan 1, 2011 Form ADV
4 former (kept with end dates)
- A•••• K••••• A•••• · Chief Compliance Officer; General Counsel · Oct 1, 2021 to Jun 27, 2024 Inference
- C•••••• A••••• O•••••• · Chief Financial Officer · Sep 1, 2014 to May 18, 2023 Inference
- E•••• L••••• · General Counsel · Jun 1, 2014 to Mar 28, 2022 Inference
- W•••••• I••••••• L•• · Chief Compliance Officer And Cfo · Jan 1, 2011 to Jun 19, 2014 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
S••••• R••• A•••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.