DFX Intelligence
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P•••• 4• C•••••• P•••••••• L•••
Buyout firmClassification probableLower middle marketSEC exempt reporting adviser· Cos Cob, CTp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $563M
- PE fund assets
- $130M
- PE funds
- 6
- Investments held
- 4 of 13
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors industrials
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.13bn Private Equity Fund GAV on the Form ADV filed 2024-12-18
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn P•••••• Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Dec 18, 2024 to Jun 26, 2026
- RAUM
- $563Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $130Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $563Mevery private fund type, latest filing
- 2024 PE fund GAV
- $130Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-18, latest gav Private Equity Fund $130M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 3
- Employees
- unknown
- Headquarters
- Cos Cob, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
13 observed deals
Stated by the firm
- Sectors
- industrials
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- $50.0M to $400M
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 12, platform 1
- period
- to 2024-01-09, from 2024-01-09, undated holdings 12, dated observations 2
- window
- last 2024-01-09, first 2024-01-09
- control
- control 1, unknown 12
- companies
- 13
- geography
- investments
- 13
- seller kinds
- transactions
- 1
- cadence by year
- 2024 platforms 1
- platform add on
- add ons 0, platforms 1, add ons per platform unknown
- sector known for
- 6
- disclosed value usd
- n 0
- sector distribution
- count 2, share 0.154, value industrial services, examples Statewide Roofing, Interstate AC Service, count 1, share 0.077, value transportation logistics, examples Century Holdings, count 1, share 0.077, value industrial manufacturing, examples Critical Flow, count 1, share 0.077, value consumer services, examples Summit Restoration Group, count 1, share 0.077, value specialty distribution, examples Trulite
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.077, value freight forwarding brokerage, examples Century Holdings, count 1, share 0.077, value miscellaneous manufacturing, examples Critical Flow, count 1, share 0.077, value carpet cleaning restoration, examples Summit Restoration Group, count 1, share 0.077, value misc durable wholesale, examples Trulite, count 1, share 0.077, value specialty trade other, examples Statewide Roofing, count 1, share 0.077, value hvac plumbing mechanical, examples Interstate AC Service
13 companies on the graph (1 transactions); most in industrial services (2); 1 platforms and 0 add-ons; observed 2024 to 2024
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••• 4• C•••••• P••••••• I• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $53.9M as of Dec 18, 2024 | no Form D | Unknown | |
| P•••• 4• C•••••• I••••••••• H••• I• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $52.8M as of Dec 18, 2024 | no Form D | Unknown | |
| P•••• 4• C•••••• P••••••• I••• L••• ADV: P•••••• Equity Fund | Buyout fund | unknown | $23.1M as of Dec 18, 2024 | no Form D | Unknown |
Team
7 current, 0 former
Managing partner (4)
- A•••• P••• W•••• · Co-Founder and Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A•••• W•••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- J••••• R••• W•••••••• · Co-Founder and Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• W•••••••• · Managing Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Partner (3)
- A•••• P••• W•••• · Member · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• F••••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• R••• W•••••••• · Member · since May 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
13 relationships, 1 platforms, 0 add-ons
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jan 9, 2024 | Platform acquisition | I••••••••• A• S•••••• | Sponsor (confirmed) | p•••••••••.com |
Placement agents, lenders, advisers and co-investors
5 relationships
Placement agents (1)
- M•• P•••••• F••• A••••••• L•• 2 shared · recurring · last Jan 1, 2024
Legal advisers (4)
- S•••••• F••• 1 shared · one time · last Jan 9, 2024
- K••••••• • E•••• L•• 1 shared · one time · last Jan 9, 2024
- S••• A••••••• 1 shared · one time · last Jan 9, 2024
- K•••• H••••••• H••••• B•••••••• L•• 1 shared · one time · last Jan 9, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
6 most recent
- Sep 9, 2026••• Locked
- Jun 26, 2026••• Locked
- Sep 18, 2025••• Locked
- Dec 18, 2024••• Locked
- Jan 9, 2024••• Locked
- Jan 9, 2024••• Locked
Across the graphs
P•••• 4• C•••••• P•••••••• L••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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