DFX Intelligence
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P•••••• P••••••• I•••••••• L••••••
CandidateClassification candidateLower middle marketSEC registered investment adviser· Hong Kong
Candidate, running PRIVATE CREDIT, based in Hong Kong.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $4.4B
- PE fund assets
- $2.8M
- PE funds
- 1
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Nothing material in the last 180 days. No dated change on record yet.
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- Admitted on 1 Private Equity Fund(s) among 18 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2022-04-04
- Strategies
- Private credit
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%)Admitted on 1 Private Equity Fund(s) among 18 vehicles; no rule fired
Regulatory footprint (Form ADV)RAUM $4.4B · 1 PE funds · filed Apr 4, 2022ShowHide
- Adviser type
- Registered investment adviser
- Form ADV filings
- Mar 28, 2012 to Apr 4, 2022
- RAUM
- $4.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $2.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.3Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 6%
- Fund type mix
- Real estate fund: 13 funds, $4.3B reported gross assets, 15 ever reported
- Private equity fund: 1 fund, $2.8M reported gross assets
- Other private fund: 2 ever reported
- Employees
- 85
- Headquarters
- Hong Kong, Hong Kong
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviourno criteria stated · no observed deals yetShowHide
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
FundsHow vehicles are groupedFeeders, parallels, executive funds, alternative investment vehicles and lettered sleeves are folded under the fund they belong to, read from the vehicle names. Deal-by-deal co-investment vehicles are pooled. Current funds come first: families are ordered by vintage, newest first, among those holding at least a twentieth of the largest family’s assets, then by size. The figure is the sum of each vehicle’s latest reported gross assets on Form ADV, not a fund size.
2 families, 3 vehicles on record
P•••••• A••• S•••••• D••• I••••••••• ••• L••• · 1 vehicle · vintage 2017$2.8M
- P•••••• A••• S•••••• D••• I••••••••• ••• L••• Credit fund · 2017$2.8M
P•••••• A••• R••• E••••• I••••••••• V••••• L••• · 2 vehicles · vintage 2018no GAV reported
- P•••••• A••• R••• E••••• I••••••••• V••••• L••• Real estate fund · 2018
- P•••••• A••• R••• E••••• I••••••••• V••••• L••• Real estate fund · 2018
View all 3 vehiclesnewest vintage first, then largest
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• A••• R••• E••••• I••••••••• V••••• L••• | Real estate fund | 2018 Form D first sale | unknown | no reporting | no Form D | Unknown |
| P•••••• A••• R••• E••••• I••••••••• V••••• L••• | Real estate fund | 2018 Form D first sale | unknown | no reporting | no Form D | Unknown |
| P•••••• A••• S•••••• D••• I••••••••• ••• L••• ADV: Private Equity Fund | Credit fund | 2017 Form D first sale | $2.8M as of Apr 4, 2022 | no Form D | Harvest |
TeamWhere the team comes fromEach row names its source in short; hover the source for its full description. Sources on this list: SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites). A person named by two sources under two spellings is shown once, with both sources.
6 current, 5 former
- Shareholder · since Aug 1, 2004
- Shareholder · since Sep 1, 2004
- Director · since Jan 1, 2021
- Director · since Jan 1, 2021
- Director · since Dec 1, 2019
Full team · 6 peoplegrouped by role, with sources
Partner (2)
- B••••••• K•• Y•• L•• · Shareholder · since Aug 1, 2004 Form ADV
- S••••• W•• T•• C•• · Shareholder · since Sep 1, 2004 Form ADV
Principal (4)
- D•••••• H•••••• · Director · since Jan 1, 2021 Form ADV
- M••••• W•••••• L•••••• · Director · since Jan 1, 2021 Form ADV
- S•• M••• C••••• · Director · since Dec 1, 2019 Form ADV
- W•••••• M•••••• F••••• · Director · since Jan 1, 2021 Form ADV
5 former (kept with end dates)
- C••••••••• S••• M••• I• · Chief Financial Officer · Dec 1, 2014 to Mar 31, 2021 Inference
- H• T••••••• C•••• · Cco · Jan 1, 2013 to Mar 31, 2014 Inference
- J••• L•• · Coo · Oct 1, 2009 to Mar 31, 2015 Inference
- M•• C••• •••••••• N• · Chief Compliance Officer · Jul 1, 2018 to Oct 24, 2019 Inference
- Q••• T••• T•••• · Cco · Mar 1, 2014 to Aug 3, 2018 Inference
DealsHow deals are mergedOne row per deal. A portfolio relationship and a transaction that describe the same deal (the same transaction, or the same company on the same date) are printed once, with the columns of both. 0 portfolio relationships and 0 transactions are on this record.
0 on record, newest first · 0 platforms · 0 add-ons
No deal naming this firm has been collected yet. Deals arrive from the firm’s portfolio page, SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- M••••••• G••••• I••• 2 shared · recurring
- W••••• M••••••••• C••• L•••••• 1 shared · one time · last Jan 1, 2019
- G••••••• C•••••• M••••••••• L•• 1 shared · one time · last Jan 1, 2020
- B•• A•••• M••••••••• C• L•• 1 shared · one time · last Jan 1, 2019
LP commitmentsHow LPs are totalledOne line per LP, largest disclosed total first. A commitment that the same LP reports again in a later document is counted once in its total; both documents stay in the full list. Rows repeated line for line from one document are shown once.
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
Across the graphs
P•••••• P••••••• I•••••••• L•••••• is the same institution as 3 records in RIA and Wealth, Private Credit and Real Estate Funds.
RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…
Not yet on record: investments held, deals, last 12 months.