DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / M••••• S•••••• I••••••••• M••••••••• I•••
M••••• S•••••• I••••••••• M••••••••• I•••
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 17, 2011 to Nov 15, 2024
- RAUM
- $535Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $4.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-11-15, latest gav Hedge Fund $441M, Other Private Fund $3.6B, Venture Capital Fund $584M, latest counts Hedge Fund 3, Other Private Fund 13, Venture Capital Fund 2, lifetime distinct Hedge Fund 21, Liquidity Fund 3, Other Private Fund 20, Venture Capital Fund 2, Securitized Asset Fund 1
- Employees
- 492
- Headquarters
- New York, NY
- Office address
- 1585 BROADWAY, New York, NY, 10036
- Business phone
- 212-761-4000
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••• I••••••••• L• ADV: Other P•••••• Fund | Fund of funds | 2013 first reported on Form ADV | $261M as of Nov 15, 2024 | no Form D | Harvest | |
| S••••• S•••••••• P••••••••• F••• L• ADV: Other P•••••• Fund | Fund of funds | 2013 first reported on Form ADV | $91.9M as of Nov 15, 2024 | no Form D | Mature |
Team
10 current, 25 former
Managing partner (1)
- B••••••• C•••• H••••• · President & Managing Director · since Nov 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (4)
- A•••• K••••••• · Director & Managing Director · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L••• B••••• W•••••• · Director & Managing Director · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• O••••••• · Director & Managing Director · since Aug 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• S•••• · Director & Managing Director · since Sep 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- A•••• R••• · Treasurer & Executive Director · since Jun 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- D••••• A•••• D••••• · Chief Compliance Officer & Managing Director · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• K•••• · Chief Operating Officer, Director & Managing Director · since Feb 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• V•••• G••••• · Chief Financial Officer & Managing Director · since Nov 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••••• V•••••• C•••• Y• · General Counsel, Secretary & Managing Director · since Oct 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
25 former (kept with end dates)
- D••••• A•••• S•••••••• · President & Managing Director · Mar 1, 2016 to Jan 16, 2024 Inference
- G•••••• J•••• F•••••• · President & Managing Director · Jul 1, 2010 to Mar 30, 2016 Inference
- J•••••• P•••••• C••••••• · Co-President & Managing Director · Jan 1, 2024 to Nov 15, 2024 Inference
- A••••• P•••••••• · Director & Managing Director · Jun 1, 2017 to Oct 7, 2019 Inference
- A••••• J•••• L•• · Director & Managing Director · Mar 1, 2013 to Apr 30, 2015 Inference
- E••••• N• M••••••• · Director & Managing Director · Apr 1, 2015 to Mar 30, 2016 Inference
- F••• Z••••• · Director, Managing Director · Jan 1, 2015 to Oct 7, 2019 Inference
- J•••• T••• J•••••• · Director & Managing Director · Jul 1, 2010 to Feb 11, 2015 Inference
- J•••• P••••••••• · Treasurer, Managing Director · Feb 1, 2015 to Dec 21, 2016 Inference
- K•••• C•••••• · Treasurer & Managing Director · Jul 1, 2012 to Feb 11, 2015 Inference
- K•••••• A••••• T•••••• · Director & Managing Director · Nov 1, 2020 to Dec 8, 2023 Inference
- K•••• M•••••• K••••••• · Director & Managing Director · Mar 1, 2013 to Mar 30, 2016 Inference
- M•••••••• D•••• · Director & Managing Director · Jun 1, 2013 to Dec 21, 2020 Inference
- C••••••••• L•••• O•••• · General Counsel, Secretary & Managing Director · Nov 1, 2010 to Nov 26, 2018 Inference
- D•••• N••••• H••••• · Chief Financial Officer, Managing Director & Director · Mar 1, 2016 to Jul 20, 2017 Inference
- J••••••• V••••• A•• · Chief Financial Officer & Managing Director · Nov 1, 2017 to Nov 15, 2024 Inference
- J•••••• A•••• G•••••• · Chief Financial Officer & Managing Director · Feb 1, 2012 to Mar 30, 2016 Inference
- J••• P•••••• H•••••• · Chief Operating Officer, Director & Managing Director · Dec 1, 2016 to Feb 7, 2024 Inference
- M••• A•• P•••••••• · Chief Compliance Officer & Managing Director · Jun 1, 2007 to Jan 13, 2014 Inference
- M•••••• P••• L••• · Chief Operating Officer, Director & Managing Director · Apr 1, 2015 to Aug 9, 2016 Inference
- P••• C• W•••• · Chief Financial Officer & Managing Director · Jun 1, 2017 to Mar 29, 2018 Inference
- P••• E••• J••••• · Chief Financial Officer, Treasurer & Managing Director · Aug 1, 2010 to Mar 30, 2012 Inference
- S••••••• V•••••• C•••• Y• · Chief Compliance Officer & Managing Director · Jan 1, 2014 to Dec 21, 2016 Inference
- T••••• T•••••• · Chief Compliance Officer & Managing Director · Dec 1, 2020 to Mar 31, 2023 Inference
- T•••••• J••• K•••••• · Chief Compliance Officer & Managing Director · Dec 1, 2016 to Dec 21, 2020 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| C•••••••• | Role unknown | active | unknown | unknown | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 17, 2011M••••• S•••••• I••••••••• M••••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
M••••• S•••••• I••••••••• M••••••••• I••• is the same institution as 4 records in Venture Capital, RIA and Wealth, Allocators and Private Credit.
Venture Capital1RIA and Wealth1Allocators1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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