DFX Intelligence
Private Equity Intelligence
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Firms / C••••••••• C•••••• G••••• L••
C••••••••• C•••••• G••••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.24bn Private Equity Fund GAV on the Form ADV filed 2024-03-25
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 2 of 2 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to Mar 25, 2024
- RAUM
- $239Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $239Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $239Mevery private fund type, latest filing
- 2024 PE fund GAV
- $239Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-25, latest gav Private Equity Fund $239M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 2
- Employees
- 9
- Headquarters
- New York, NY
- Office address
- 366 MADISON AVE., 9TH FLOOR, New York, NY, 10017
- Business phone
- 212-920-2300
Stated criteria beside observed behaviour
14 observed deals
Stated by the firm
- Sectors
- manufacturing, healthcare, consumer, infrastructure, transportation logistics, distribution
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- $5.0M to $30.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We focus on opportunities with strong business models in asset light services, assembly & distribution, technological transitions, infrastructure, and niche consumer/enthusiast products & services.
Observed from deals on record
- roles
- unknown 14
- period
- to unknown, from unknown, undated holdings 14, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 14
- companies
- 14
- geography
- investments
- 14
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 10
- disclosed value usd
- n 0
- sector distribution
- count 8, share 0.571, value industrial manufacturing, examples trimlight, Sabre Industries, M&R, GroupAero, count 1, share 0.071, value healthcare services, examples Excelin Home Health, count 1, share 0.071, value media telecom, examples AVL Digital Group
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 7, share 0.5, value miscellaneous manufacturing, examples trimlight, Sabre Industries, GroupAero, Friedrich Air Conditioning, count 1, share 0.071, value home health, examples Excelin Home Health, count 1, share 0.071, value printing, examples M&R, count 1, share 0.071, value media telecom, examples AVL Digital Group
14 companies on the graph (0 transactions); most in industrial manufacturing (8); no dated observations
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••••• E••••• F••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $200M as of Mar 25, 2024 | no Form D | Mature | |
| C••••••••• E••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $38.8M as of Mar 25, 2024 | no Form D | Mature |
Team
5 current, 6 former
Managing partner (2)
- C•••••• K•••••• C••• · Founder & Managing Partner · since Jun 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• B•••• v•• R••••• · Founder & Partner · since Jun 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Operating partner (1)
- A•••••• N•• P•••••• · Operating Partner · since Mar 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- L••• A•• W••••• · Chief Compliance Officer · since Dec 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• M••• G•••• · Chief Financial Officer · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- S••••• J• K••••• · Chairman · Jun 1, 2005 to Mar 30, 2020 Inference
- J•••• A•••••••• M••••• · Managing Director · Dec 1, 2005 to Mar 28, 2017 Inference
- D•••• G• T•••• · Chief Financial Officer · Mar 1, 2014 to Mar 28, 2017 Inference
- G••••• R• G••••• · Partner & Chief Compliance Officer · Aug 1, 2005 to May 14, 2021 Inference
- N••• C•••••• d• l• S•••• · Chief Financial Officer · Jun 1, 2005 to Mar 31, 2015 Inference
- H••• E•••••••• V••••• · Director · Apr 1, 2009 to Apr 1, 2013 Inference
Portfolio
14 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- L••••• F••••• • C•• L•• 2 shared · recurring · last Jan 1, 2017
- P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2014
- G••••••••• G•••• F•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 14, 2012C••••••••• C•••••• G••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C••••••••• C•••••• G••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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