DFX Intelligence
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S•••••• F•••••••• A•••••••• L•••••
Hybrid managerClassification probableLower middle marketSEC registered investment adviser· Akron, OHwebsite
Hybrid manager, based in Akron, OH.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $32B
- PE fund assets
- $116M
- PE funds
- 7
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 4
- RAUM $32B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 2 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 6
- Size band
- Lower middle marketdefined by: proxy: $0.12bn Private Equity Fund GAV on the Form ADV filed 2024-08-22
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: P•••••• Equity Funds are 2 of 18 distinct vehicles; hedge, securitized or liquidity vehicles 6
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Aug 24, 2026
- RAUM
- $32Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $116Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 11%
- Fund type mix
- filed 2024-08-22, latest gav Hedge Fund $938M, Real Estate Fund $40.3M, Other Private Fund $386M, Private Equity Fund $116M, latest counts Hedge Fund 6, Real Estate Fund 3, Other Private Fund 6, Private Equity Fund 2, lifetime distinct Hedge Fund 6, Real Estate Fund 3, Other Private Fund 7, Private Equity Fund 2
- Employees
- 276
- Headquarters
- Akron, OH
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 9 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| Z•• R••• I•••••• L• | P•••••• Equity Fund | 2024 to 2024 | $108M filed Aug 22, 2024 | adviserinfo.sec.gov | |
| name not on record | P•••••• Equity Fund | 2026 to 2026 | $53.1M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| S•• A••••••• L• | P•••••• Equity Fund | 2026 to 2026 | $40.8M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| name not on record | P•••••• Equity Fund | 2026 to 2026 | $36.1M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| name not on record | P•••••• Equity Fund | 2026 to 2026 | $34.6M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| name not on record | P•••••• Equity Fund | 2026 to 2026 | $34.2M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| name not on record | P•••••• Equity Fund | 2026 to 2026 | $24.9M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| S•• P•••••• I••••••••• F••• I•• L• | P•••••• Equity Fund | 2026 to 2026 | $9.3M filed Aug 24, 2026 | reports.adviserinfo.sec.gov | |
| Z•• C••••••••• • L• | Real Estate Fund | 2024 to 2026 | $4.3M filed Aug 24, 2026 | reports.adviserinfo.sec.gov |
Team
10 current, 1 former
Vice president (1)
- G••••• P••• K••••• · Executive Vice President · since Feb 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Business development (1)
- A••••• S••••• K••••• · Evp, Head Of Advisors & Business Development · since Oct 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- T••••• A•••••• H••••• · Trustee · since Apr 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (7)
- A••••••• W•••••••• M••••••• · Evp, Chief Client Experience Officer · since Aug 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• B•••• T••• · Evp, Chief S••••••• & Partnership Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• L••• R••••••••• · Controller · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• a• G•••• · Evp, Chief Operating Officer · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• N••••••• T••••••• · Evp, Chief S••••••• & Acquisitions Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J•••• D••• · Chief Compliance Officer · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• R••••• C•••• · Chief Technology Officer · since Feb 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- S•••••••• A•• H•••••• · Chief Compliance Officer · Oct 1, 2008 to Mar 21, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jul 7, 2020 | Growth investment | S•••••• F•••••••• A•••••••• L••••• | Target (confirmed) | kuduinvestment.com |
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Aug 24, 2026••• Locked
- Jul 7, 2020••• Locked
- Mar 30, 2012••• Locked
Across the graphs
S•••••• F•••••••• A•••••••• L••••• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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