DFX Intelligence
Private Equity Intelligence
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Firms / F•••• A••••••• L••
F•••• A••••••• L••
Buyout firm · probableunsizedNew York, NYSEC exempt reporting adviser
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 16 of 16 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 16 of 16 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Feb 16, 2012 to Apr 5, 2016
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $84.8Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $84.8Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2016-04-05, latest gav Private Equity Fund $84.8M, latest counts Private Equity Fund 9, lifetime distinct Private Equity Fund 16
- Employees
- unknown
- Headquarters
- New York, NY
- Office address
- 40 WALL STREET, New York, NY, 10005
- Business phone
- 646-597-4300
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
16 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•• I• L•• ADV: Private Equity Fund | Fund of funds | 2015 first reported on Form ADV | $14.8M as of Apr 5, 2016 | no Form D | Early deployment | |
| S•• I•• L•• ADV: Private Equity Fund | Fund of funds | 2015 first reported on Form ADV | $7.3M as of Apr 5, 2016 | no Form D | Early deployment | |
| S•• I• L•• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $17.7M as of Apr 5, 2016 | no Form D | Early deployment | |
| S•••• F••• A••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $520,000 as of Apr 5, 2016 | no Form D | Unknown | |
| N••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | 2013 first reported on Form ADV | $11.8M as of Apr 5, 2016 | no Form D | Unknown | |
| N••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | 2013 first reported on Form ADV | $11.0M as of Apr 5, 2016 | no Form D | Unknown | |
| F•••• L•••• A••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $128M as of Mar 28, 2013 | no Form D | Wound down | |
| F•••• L•••• A••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $34.2M as of Mar 28, 2013 | no Form D | Wound down | |
| F•••• M••••••••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | unknown | $16.5M as of Apr 5, 2016 | no Form D | Harvest | |
| P•••• A••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $14.4M as of Mar 31, 2014 | no Form D | Wound down | |
| L•••• A••••••• A••••••••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $4.0M as of Apr 5, 2016 | no Form D | Harvest | |
| F•••• V•••••• P••••••• Q•••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.7M as of Jun 27, 2013 | no Form D | Wound down | |
| S•••• A••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.8M as of Jun 27, 2013 | no Form D | Wound down | |
| F•••• M••••••••• F••• I• L•• ADV: Private Equity Fund | Fund of funds | unknown | $1.3M as of Apr 5, 2016 | no Form D | Active deployment | |
| L•••• I•••• A••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $912,706 as of Mar 31, 2014 | no Form D | Wound down | |
| S•••• A••••••••• I• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $578,784 as of Jun 27, 2013 | no Form D | Wound down |
Team
3 current, 5 former
Partner (2)
- J••• V•••••• B••••• · Manager/Member · since May 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••• M•••••• · Member · since Jun 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- S•••• M•••••• D•••••• · Chief Compliance Officer · since Jun 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
5 former (kept with end dates)
- E••••• A•••••• D••••••••• · Member/President · Jun 1, 2011 to Apr 1, 2013 Inference
- A••• F•••••• B••••• · Member · Jun 1, 2013 to May 30, 2014 Inference
- F•••• G•••••• M•••••• · Manager · Jun 1, 2013 to Sep 3, 2014 Inference
- S•••••• S•••• · Manager · Jun 1, 2014 to Apr 5, 2016 Inference
- J••••• M•••••• D•••••• · Chief Operating And Chief Financial Officer · Jun 1, 2011 to Apr 1, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
7 relationships
Placement agents (7)
- F•••• I••••••••• L•• 14 shared · very strong · last Jan 1, 2014
- A•••••••• C••••••• L••• 14 shared · very strong · last Jan 1, 2015
- H•••••• C•••• P•••••••• L••• 10 shared · very strong · last Jan 1, 2012
- M••••• C•••••• G•••• 4 shared · strong · last Jan 1, 2012
- N•••••• L•• 3 shared · strong · last Jan 1, 2012
- C•••••• M••••• S••••••••• I••• 3 shared · strong · last Jan 1, 2012
- J••• T••••• F•••••••• 2 shared · recurring · last Jan 1, 2012
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 161396 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Feb 16, 2012F•••• A••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
F•••• A••••••• L•• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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