DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / A• I••••••••• A•••••••• I•••
A• I••••••••• A•••••••• I•••
Classification
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 3 of 4 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 3 of 4 distinct vehicles are sworn P•••••• Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Dec 2, 2024
- RAUM
- $57Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 75%
- Fund type mix
- filed 2024-12-02, latest gav , latest counts , lifetime distinct Real Estate Fund 1, Private Equity Fund 3
- Employees
- 539
- Headquarters
- Chicago, IL
- Office address
- 181 WEST MADISON STREET, 36TH FLOOR, Chicago, IL, 60602
- Business phone
- 312-368-7700
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
0 on record, 3 more on the reporting tape
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| G••••• P•••••• E••••• F••• I• | P•••••• Equity Fund | 2018 to 2022 | $19.6M filed Aug 4, 2022 | adviserinfo.sec.gov | |
| G•• P•••••• E••••• F••• I• L•• | P•••••• Equity Fund | 2018 to 2022 | $5.9M filed Aug 4, 2022 | adviserinfo.sec.gov | |
| G••••• S••••• L••••• F•••• L•• | P•••••• Equity Fund | 2018 to 2021 | $0 filed Nov 22, 2021 | adviserinfo.sec.gov |
Team
10 current, 14 former
Managing partner (2)
- J••• S•••••• M••••••••• · Chairman Of The Board, Chief Executive Officer · since Mar 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• S•••• · President · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- D•••• L•••••• D••••••••• · Chief Investment Officer · since Jun 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- D•••• K••••••• · Director · since Nov 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••• J• B•••• · Director · since Oct 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- B•••• D••••• · Chief Compliance Officer · since Nov 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G•••••• B•••• C••••••• · General Counsel & Asst Secretary, Director · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••• C•••• · Chief Financial Officer · since Feb 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• W•••• C•••• · Secretary · since Feb 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Z•••••• S• C••••••••• · Director & Assistant Secretary · since Mar 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
14 former (kept with end dates)
- E••• B•••• P•••••• · Director And President · May 1, 2006 to Nov 22, 2023 Inference
- A•••••• J•••••• L••• · Chief Financial Officer, Treasurer · Mar 1, 2009 to Jan 10, 2014 Inference
- C•••••• L•••• W••• · Chief Compliance Officer · Oct 1, 2014 to Mar 27, 2020 Inference
- D••••• R••••• B•••• · Chief Financial Officer · Jan 1, 2014 to Mar 29, 2019 Inference
- M••• E•••••••• A•••••• · Chief Compliance Officer · Jun 1, 2024 to Dec 2, 2024 Inference
- M•••••• O•••••• · Chief Compliance Officer · Aug 1, 2012 to Jan 10, 2014 Inference
- S•••• A•••••• W••••• · Chief Operating Officer · Jun 1, 2020 to Mar 29, 2023 Inference
- S•••••• A••••• H••••• · Chief Compliance Officer · Sep 1, 2010 to Aug 27, 2012 Inference
- T••• L••••••• S••••••• · Chief Compliance Officer · Jan 1, 2023 to Jul 8, 2024 Inference
- E• J••••••• W••••• · Director · Mar 1, 2014 to Mar 28, 2018 Inference
- K•••••• J••• K•••••• · Director · Mar 1, 2004 to Nov 22, 2023 Inference
- P•••••• J• M•••••• · Director · Mar 1, 2014 to Jun 26, 2017 Inference
- S•••••• J••• W••• · Director · Apr 1, 2017 to Mar 29, 2019 Inference
- M••• K••••• · Director, Executive Vice President · Oct 1, 2004 to Apr 14, 2014 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012C••• P•••••• Wealth Advisors, Inc. first filed Form ADV in the extract (IA)
Across the graphs
A• I••••••••• A•••••••• I••• is the same institution as 2 records in RIA and Wealth and Real Estate Funds.
RIA and Wealth1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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