DFX Intelligence
Private Equity Intelligence
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Firms / A••••• A••• C•••••• M••••••••• L•••
A••••• A••• C•••••• M••••••••• L•••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 0 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 13
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 0 of 17 distinct vehicles; hedge, securitized or liquidity vehicles 13
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Aug 12, 2024
- RAUM
- $1.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-08-12, latest gav Hedge Fund $1.6B, Other Private Fund $32.9M, latest counts Hedge Fund 6, Other Private Fund 1, lifetime distinct Hedge Fund 13, Other Private Fund 4
- Employees
- 186
- Headquarters
- New York City, NY
- Office address
- 11 WEST 42ND STREET, 9TH FLOOR, New York City, NY, 10036
- Business phone
- 212-878-3500
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••• A••• S•••••• S••••••••• F••• I•• L••• ADV: Hedge Fund | Special situations fund | unknown | $18.3M as of Jan 10, 2019 | no Form D | Harvest | |
| A••••• A••• S•••••• S••••••••• F••• I••• L••• ADV: Hedge Fund | Special situations fund | unknown | $1.1M as of Jul 31, 2014 | no Form D | Wound down | |
| A••••• A••• S•••••• S••••••••• F••• I•• L••• ADV: Hedge Fund | Special situations fund | unknown | $456,452 as of Jul 31, 2014 | no Form D | Wound down | |
| A••••• A••• C•••••• P•••••••• L••• ADV: Hedge Fund | Buyout fund | unknown | $257,571 as of Jul 31, 2014 | no Form D | Wound down |
Team
5 current, 7 former
Managing partner (2)
- M••• L•••• · Managing Member Of A••••• A••• C•••••• M••••••••• G•••••• L•• · since Jun 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• E••••• G•••••• · Managing Member Of A••••• A••• C•••••• M••••••••• G•••••• L•• · since Jun 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- A••••• K•••• S••••••• · Chief Compliance Officer Of A••••• Capital Group · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••• K•••••• · Chief Technology Officer Of A••••• Capital Group · since Feb 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• M••• L••••• · Chief Financial Officer Of A••••• Capital Group · since Apr 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- D•••• M• C•••• · Senior Managing Director, Chief Risk Officer Of A••••• Capital Group · Jul 1, 2008 to Mar 30, 2016 Inference
- M•••••• R••••••• · Member Of A••••• A••• Participation Plan, Llc · Dec 1, 2002 to Mar 31, 2015 Inference
- R•••••• A•••••• C•••••• · Senior Managing Director, Chief Risk Officer Of A••••• Capital Group · Feb 1, 2016 to Aug 12, 2024 Inference
- R•••••• P••••• F•••• · Chief Investment Officer Of A••••• Capital Group · Mar 1, 2013 to Jul 8, 2020 Inference
- E••• L• R••• · Senior Managing Director, Chief Compliance Officer Of Of A••••• Capital Group · Mar 1, 2006 to Sep 18, 2018 Inference
- R••••• D••••• O••••••••• · Chief Operating Officer Of A••••• A••• C•••••• M••••••••• L••• · Jun 1, 2008 to Apr 1, 2013 Inference
- T• D••••• O••• · Chief Compliance Officer Of A••••• Capital Group · Sep 1, 2018 to Jan 10, 2019 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- L••••• F••••• • C•• L•• 1 shared · one time · last Jan 1, 2012
- U•• F•••••••• S••••••• I••• 1 shared · one time · last Jan 1, 2012
LP commitments
3 disclosed
- W••••••••• S•••• I••••••••• B•••• in A••••• A••• S•••••• S••••••••• F••• I•• L••• $75.0M sib.wa.gov
- C••••••• P••••• E••••••••• R••••••••• A••••••••• in A••••• A••• S•••••• S••••••••• F••• I••• L••• $75.0M content.copera.org
- C••••••• P••••• E••••••••• R••••••••• A••••••••• in A••••• A••• S•••••• S••••••••• F••• I•• L••• $60.0M content.copera.org
Events
1 most recent
- Mar 30, 2012A••••• A••• C•••••• M••••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
A••••• A••• C•••••• M••••••••• L••• is the same institution as 3 records in RIA and Wealth, Allocators and Private Credit.
RIA and Wealth1Allocators1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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