DFX Intelligence

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O••• F••••• I••••••••• A•••••••• L••

Private credit managerClassification probableMiddle marketSEC registered investment adviser· Boston, MAo•••••••••.com

Private credit manager, running PRIVATE CREDIT, SECONDARIES, based in Boston, MA.

Composed from this firm's filed classification and location. It has no published description on record.

As of 2026-09-20 · identity and classification; each section below carries its own date

Regulatory AUM: $3.3B
PE fund assets: $4.6B
PE funds: 8
Investments held: Not established
Deals, last 12 months: 0

Funds and vehicles Team (4)Transactions

As of 2026-09-20 · identity and classification; each section below carries its own date

Why this matters

Also held on 4 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 4
0 lenders and 7 placement agents appear beside this firm on the record.
Placement agents 7
Reported $3.3B of regulatory assets at its last Form ADV filing.
2026-03-30
RAUM $3.3B

Classification

How this organization is classified, and on what basisPrivate credit manager · 1 in historyShow

Class: Private credit managerprobable, confidence 70%
Basis: R2: 6 of 10 private equity vehicles are named credit
Size band: Middle marketdefined by: proxy: $4.60bn Private Equity Fund GAV on the Form ADV filed 2024-07-12
Strategies: PRIVATE CREDIT, SECONDARIES

Classification history (1)

Sep 13, 2026
Private credit manager (probable, 70%, cls-pe-1)
R2: 6 of 10 private equity vehicles are named credit

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Feb 14, 2012 to Mar 30, 2026
RAUM: $3.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 8
PE fund GAV, latest filing: $4.6Breported gross assets (Form ADV), not fund size
All private fund GAV: $2.3Bevery private fund type, latest filing
2024 PE fund GAV: $4.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-07-12, latest gav Private Equity Fund $4.6B, latest counts Private Equity Fund 8, lifetime distinct Private Equity Fund 10
Employees: 30
Headquarters: Boston, MA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

1 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

roles
period: to 2016-05-16, from 2016-05-16, undated holdings 0, dated observations 1
window: last 2016-05-16, first 2016-05-16
control
companies: 1
geography: count 1, share unknown, value CT
investments: 0
seller kinds
transactions: 1
cadence by year: 2016 other deals 1
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 1
disclosed value usd: n 0
sector distribution: count 1, share unknown, value tech enabled services, examples Clarus Commerce
holding period years: n 0
repeat counterparties
subsector distribution

1 companies on the graph (1 transactions); most in tech enabled services (1); observed 2016 to 2016

Funds

10 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
O••• F••••• P•••••• C••••• O••••••••• V•• ••••••••• S••• ADV: P•••••• Equity Fund	Credit fund	2023 first reported on Form ADV	$294M as of Jul 12, 2024	no Form D	Early deployment
O••• F••••• P•••••• C••••• O••••••••• V••• L• ADV: P•••••• Equity Fund	Credit fund	2023 first reported on Form ADV	$164M as of Jul 12, 2024	no Form D	Early deployment
O••• F••••• D••••• L•••••• C••••• F•••• L•• ADV: P•••••• Equity Fund	Credit fund	2022 first reported on Form ADV	$225M as of Jul 12, 2024	no Form D	Unknown
F••••• P•••••• C••••• O••••••••• V•• L• ADV: P•••••• Equity Fund	Credit fund	2020 first reported on Form ADV	$1.8B as of Jul 12, 2024	no Form D	Successor fundraising
F••••• S••••••••• E••••• P•••••••• L• ADV: P•••••• Equity Fund	Buyout fund	2019 first reported on Form ADV	$315M as of Jul 12, 2024	no Form D	Mature
F••••• S•••••••• P••••••• V• L• ADV: P•••••• Equity Fund	Secondaries fund	2016 first reported on Form ADV	$973M as of Jul 12, 2024	no Form D	Mature
F••••• S•••••••• P••••••• I•• L• ADV: P•••••• Equity Fund	Secondaries fund	2013 first reported on Form ADV	$668M as of Jul 12, 2024	no Form D	Harvest
F••••• S•••••••• P••••••• I••• L• ADV: P•••••• Equity Fund	Secondaries fund	unknown	$143M as of Jul 12, 2024	no Form D	Mature
F••••• M•••••••• P•••••••• L• ADV: P•••••• Equity Fund	Credit fund	unknown	$23.8M as of Mar 22, 2013	no Form D	Wound down
F••••• M•••••••• P••••••• I•• L••• ADV: P•••••• Equity Fund	Credit fund	unknown	$6.6M as of Mar 31, 2023	no Form D	Wound down

Team

4 current, 19 former

Partner (3)

M•••••• E• P•••• · Member · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S•••••• D••••• A••• · Member · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S••••••••• K••• G•••••••• · Member · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (1)

J•••• D••••• A•• · Chief Financial Officer And Chief Compliance Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

19 former (kept with end dates)

J••• S•••••• S••••••• · Managing Partner · Jan 1, 2005 to Jan 28, 2021 Inference
R••••• H•••• J•••• · Co-Head · Jun 1, 2022 to Mar 28, 2024 Inference
B•••• F•••••• · Managing D•••••or And Co-Business Head · Dec 1, 2020 to Mar 31, 2022 Inference
E••• Y••• R••••• · Partner · Jan 1, 2005 to Jan 28, 2021 Inference
G••••• W•••••• S••••••• · Shareholder · Mar 1, 2013 to Jul 12, 2024 Inference
H••••••• R•••• A••• · Member With Right To Receive Capital Upon Dissolution · Dec 1, 2012 to Jan 28, 2021 Inference
M•••••• E• P•••• · Partner · Jan 1, 2020 to Jan 28, 2021 Inference
M•••••• K•••• A••• · Member With Right To Receive Capital Upon Dissolution · Dec 1, 2012 to Jan 28, 2021 Inference
N••••••• V••••• A••• · Member With Right To Receive Capital Upon Dissolution · Dec 1, 2012 to Jan 28, 2021 Inference
R••••• A•••• F•••• · Member · Jan 1, 2005 to Jun 21, 2017 Inference
S••••••••• K••• G•••••••• · Partner · Jan 1, 2015 to Jan 28, 2021 Inference
A•• T••• D•••••• · Chief Compliance Officer · Mar 1, 2022 to Mar 31, 2023 Inference
M•••••• J••••• H••••• · Managing D•••••or And Chief Financial Officer · Jan 1, 2009 to Mar 31, 2023 Inference
W•••••• J••••• K•••••• · Managing D•••••or And Chief Compliance Officer · Feb 1, 2002 to Mar 31, 2022 Inference
W•••••• J••••• K•••••• · Chief Operations Officer · Feb 1, 2002 to Mar 28, 2024 Inference
Z•••••• S•••••• D•••• · D•••••or, Cco And Deputy General Counsel · Mar 1, 2024 to Jul 12, 2024 Inference
J•••• G•••••• N•• · D•••••or · Jan 1, 2021 to Mar 31, 2022 Inference
J••• K••• M••• · D•••••or · Mar 1, 2024 to Jul 12, 2024 Inference
S••••• G••••• · D•••••or · Jan 1, 2021 to Jun 12, 2024 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

1 on record

Date	Type	Target	This firm’s role	Source
May 16, 2016	Majority investment	C••••• C•••••••	Co-investor	balancepointcapital.com

Placement agents, lenders, advisers and co-investors

7 relationships

Placement agents (7)

A••••••••• C••••••• I••• 2 shared · recurring · last Jan 1, 2016
S•••••• I••••••••• C••• 2 shared · recurring · last Jan 1, 2020
T•••• P••••••• J•••• L•••••• 1 shared · one time · last Jan 1, 2023
F•••• H••• K••• L•••••• 1 shared · one time · last Jan 1, 2024
G••••• G••••• A••••••• D••• 1 shared · one time · last Jan 1, 2023
P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2020
S•••••• S••••••••• 1 shared · one time · last Jan 1, 2023

LP commitments

2 disclosed

N•• Y••• S•••• C••••• R••••••••• F••• in F••••• S•••••••• P••••••• I••• L• $50.0M osc.ny.gov
N•• Y••• S•••• C••••• R••••••••• F••• in F••••• S•••••••• P••••••• I••• L• $50.0M osc.ny.gov

Events

2 most recent

May 16, 2016
••• Locked
Pe in independent sponsor dealFactC••••• C•••••••DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Feb 14, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-22items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9888888888888889,"evidence":"2 method: sum of component points, capped at 1.0
model score-pe-1
Research priority42 · MODERATE: as of: 2026-09-22items: [{"code":"SCALE_BAND","points":0.3,"evidence":"MIDDLE_MARKET"},{"code":"COMPLETEmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-22items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite0 · LOW: as of: 2026-09-22items: []method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-22items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","funmethod: sum of component points, capped at 1.0
missing: description, portfolio, stated criteria, lenders
model score-pe-1
Fund deployment activity85 · HIGH: as of: 2026-09-22items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 2 days ago
Observations: 26
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

O••• F••••• I••••••••• A•••••••• L•• is the same institution as 4 records in Independent Sponsors, RIA and Wealth, Allocators and Private Credit.

Independent Sponsors1RIA and Wealth1Allocators1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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