DFX Intelligence
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S••••• S••••• C••••••
Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $622M
- PE fund assets
- $942M
- PE funds
- 4
- Investments held
- 0 of 16
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Revenue $75.0M to $500MControl control
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.94bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 4 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 5, 2014 to Mar 31, 2026
- RAUM
- $622Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $942Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $622Mevery private fund type, latest filing
- 2024 PE fund GAV
- $942Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $942M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 26
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
16 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- $75.0M to $500M
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 16
- period
- to unknown, from unknown, undated holdings 16, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 16
- companies
- 16
- geography
- investments
- 16
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 9
- disclosed value usd
- n 0
- sector distribution
- count 2, share 0.125, value specialty distribution, examples Mid-States Supply Company (recapitalization, exited), Ironline Compression (corporate carve-out, exited), count 1, share 0.062, value aerospace defense, examples Precise Metal Products, count 1, share 0.062, value healthcare services, examples Eastern Dental Management (recapitalization, exited), count 1, share 0.062, value tech enabled services, examples Cyberlink (partnership transaction, exited), count 1, share 0.062, value life sciences, examples Ivy Technology (corporate carve-out), count 1, share 0.062, value education, examples Proven Winners (partnership transaction), count 1, share 0.062, value industrial manufacturing, examples Aaroma Holdings, count 1, share 0.062, value industrial services, examples ABC Group
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 2, share 0.125, value misc durable wholesale, examples Mid-States Supply Company (recapitalization, exited), Ironline Compression (corporate carve-out, exited), count 1, share 0.062, value aerospace defense, examples Precise Metal Products, count 1, share 0.062, value dental, examples Eastern Dental Management (recapitalization, exited), count 1, share 0.062, value it services msp, examples Cyberlink (partnership transaction, exited), count 1, share 0.062, value medical devices, examples Ivy Technology (corporate carve-out), count 1, share 0.062, value education, examples Proven Winners (partnership transaction), count 1, share 0.062, value miscellaneous manufacturing, examples Aaroma Holdings, count 1, share 0.062, value hvac plumbing mechanical, examples ABC Group
16 companies on the graph (0 transactions); most in specialty distribution (2); no dated observations
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• S••••• C•••••• I••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $354M as of Mar 29, 2024 | no Form D | Unknown | |
| S••••• S••••• C•••••• I••••• L••• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $162M as of Mar 29, 2024 | no Form D | Unknown | |
| S••••• S••••• C•••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $339M as of Mar 29, 2024 | no Form D | Mature | |
| S••••• S••••• C•••••• I•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $87.2M as of Mar 29, 2024 | no Form D | Mature |
Team
24 current, 3 former
Managing partner (2)
- H••••• Y••••••••• · Managing Partner & Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••• D•••••• O•••• · Chairman & Co-Founder · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (7)
- H••••• Y••••••••• · Managing Director & Limited Partner · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• D• H••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• B••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• K••••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• L•••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• F••••••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••• D•••••• O•••• · Member · since Jun 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- W•• W••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (5)
- E••••• M••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H•••• G•••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••• S••••••• · Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• M•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•••••• M••••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- M•••••• S••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• B•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (2)
- A••• M••••• · Head of Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- Z••• G••••• · Business Development Senior Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- K•••• O•••• · Operations - Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• B•••••• · Operations - Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••••• G••• · Operations - Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• B••••••••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• J••• B••••••••• · Chief Compliance Officer, Chief Financial Officer · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- A•••• O••••• · Chief Compliance Officer · Apr 1, 2016 to Mar 31, 2017 Inference
- J••••• B••• · Chief Compliance Officer · Jun 1, 2016 to Mar 20, 2018 Inference
- S•••• B•••• M••••• · Chief Compliance Officer · Mar 1, 2015 to Apr 28, 2016 Inference
Portfolio
16 relationships, 0 platforms, 0 add-ons
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| date unknown | Sponsor to sponsor | C••••••••• | Seller (confirmed) | seaportcapital.com |
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- U•• S••••••••• L•• 4 shared · strong · last Jan 1, 2021
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 5, 2014••• Locked
Across the graphs
S••••• S••••• C•••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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