DFX Intelligence
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O•••••• P••• A•••• M••••••••• L•
CandidateClassification candidateLower middle marketSEC registered investment adviser· Greenwich, CTo••••••.com
Candidate, based in Greenwich, CT.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $702M
- PE fund assets
- $461M
- PE funds
- 3
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $702M
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.46bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 5 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 15, 2018 to Jul 13, 2026
- RAUM
- $702Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $461Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $799Mevery private fund type, latest filing
- 2024 PE fund GAV
- $461Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 40%
- Fund type mix
- filed 2024-03-27, latest gav Hedge Fund $346M, Private Equity Fund $461M, latest counts Hedge Fund 2, Private Equity Fund 2, lifetime distinct Hedge Fund 2, Other Private Fund 1, Private Equity Fund 2
- Employees
- 4
- Headquarters
- Greenwich, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O•••••• P••• T•••• C••••• O••••••••• F••• I• N•••••• M••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $341M as of Mar 27, 2024 | no Form D | Early deployment | |
| O•••••• P••• T•••• C••••• O••••••••• F••• I• E•• M••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $120M as of Mar 27, 2024 | no Form D | Unknown | |
| O•••••• P••• M••••• F••• L• ADV: Hedge Fund | buyout or unlabelled | unknown | $238M as of Mar 27, 2024 | no Form D | Harvest |
Team
2 current, 4 former
Managing partner (1)
- T••• T••••• W•••••• · Managing Member · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- L••• V•••••• S•••••••• · Chief Compliance Officer/General Counsel · since Aug 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
4 former (kept with end dates)
- D••••• M••• M•••••• · Limited Partner · Mar 1, 2017 to Jul 31, 2020 Inference
- J••••• A••••• B•••••••• · Chief Financial Officer · Oct 1, 2022 to Oct 12, 2023 Inference
- L••• S•••••••• · Chief Compliance Officer/General Counsel · Aug 1, 2018 to Oct 20, 2022 Inference
- N••••• S•••• · Chief Financial Officer · Oct 1, 2018 to Oct 19, 2022 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Jul 13, 2026••• Locked
- Nov 15, 2018••• Locked
Across the graphs
O•••••• P••• A•••• M••••••••• L• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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