DFX Intelligence
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S••••••••• C•••••• L••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Birmingham, MIs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $731M
- PE fund assets
- $509M
- PE funds
- 4
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- Placement agents 1
- RAUM $731M
Classification
How this organization is classified, and on what basisBuyout firm · 3 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.51bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (3)
- Sep 16, 2026
- Sep 16, 2026
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 4 of 5 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 13, 2012 to Jul 10, 2026
- RAUM
- $731Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $509Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $731Mevery private fund type, latest filing
- 2024 PE fund GAV
- $509Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $509M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 5
- Employees
- 11
- Headquarters
- Birmingham, MI
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••••••• D••••••••• P•••••• E••••• F••• I••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $314M as of Mar 29, 2024 | no Form D | Early deployment | |
| B•• H••• H••••••• L•• ADV: P•••••• Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $0 as of Oct 5, 2023 | no Form D | Wound down | |
| S••••••••• D••••••••• P•••••• E••••• I• M•••••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $140M as of Mar 29, 2024 | no Form D | Harvest | |
| S••••••••• D••••••••• P•••••• E••••• F••• I•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $40.8M as of Mar 29, 2024 | no Form D | Successor fundraising | |
| S••••••••• D••••••••• P•••••• E••••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | 2013 first reported on Form ADV | $13.9M as of Mar 29, 2024 | no Form D | Harvest |
Team
2 current, 1 former
Managing partner (1)
- S•••• N•••• C•••••••• · Ceo & Managing Partner · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- S•••••• L••• I••••••••• · Chief Financial Officer & Chief Compliance Officer · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- S•••••• C•••• M••••••• · Chief Compliance Officer And Chief Financial Officer · Jul 1, 2013 to Mar 30, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••••• C•••••• L• 1 shared · one time · last Jan 1, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Feb 13, 2012••• Locked
Across the graphs
S••••••••• C•••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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