DFX Intelligence
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A••••••• A•••••••• L••
Fund of fundsClassification probableunsizedSEC registered investment adviser· San Juan Capistrano, CAa•••••••.com
Fund of funds, based in San Juan Capistrano, CA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $234M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $234M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 4 of 5 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 4 of 5 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Nov 6, 2024
- RAUM
- $234Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 11%
- Fund type mix
- filed 2024-11-06, latest gav , latest counts , lifetime distinct Hedge Fund 28, Other Private Fund 5, Private Equity Fund 4
- Employees
- 3
- Headquarters
- San Juan Capistrano, CA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••••• T•••••• C•••••• F••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $21.8M as of Mar 30, 2020 | no reporting | no Form D | Unknown |
| A••••••• K•• A•••• F••• I• ••••••••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no reporting | no Form D | Unknown |
| A••••••• H•• I• F••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no reporting | no Form D | Unknown |
| A••••••• K•• A•••• F••• I• ••• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $0 as of Mar 30, 2020 | no reporting | no Form D | Unknown |
| A••• L•• S••••• a• ADV: Other Private Fund | Fund of funds | 2015 first reported on Form ADV | $24.7M as of Sep 15, 2020 | no Form D | Harvest |
Team
5 current, 18 former
Partner (3)
- D•••••• C••• G••• · M••••• • M•••••• O• C•••••••• C•••••• M•••••••• L•• · since Feb 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• C•••••• O•••••• · S••• M••••• • M•••••• O• A•• A••••••••• L•• · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• E••••• V••••••• · M••••• • M•••••• O• C•••••••• C•••••• M•••••••• L•• · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Operating partner (1)
- E•••••••• J•••••• S••••• · Head Of Operations & Technology · since Feb 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- M•••••• D•••• R•••••••• · Chief Compliance Officer · since May 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
18 former (kept with end dates)
- J••• L••• R••••• · Chief Executive Officer & Manager · Jun 1, 2015 to Jan 3, 2017 Inference
- J•••• D•••• W•••••••• · President, Founder · Jun 1, 2018 to Sep 15, 2020 Inference
- J•• C•••••••• S•••• · Manager & Chairman · Jun 1, 2015 to Mar 8, 2016 Inference
- K•••••• I••• M•••••• · President, Chief Operating Officer, & Manager · Jun 1, 2015 to May 25, 2017 Inference
- M••••• E••• B••••••• · Chairman, Chief Executive Officer · Jun 1, 2016 to Feb 15, 2021 Inference
- A•••••• G•••• · Head Of Research & Investment Solutions · Feb 1, 2021 to Feb 21, 2023 Inference
- J•••••• W•••• G•••••••• · Shareholder · Apr 1, 2009 to Feb 15, 2021 Inference
- A••••• A••••• C•••••••• · Chief Operating Officer · Jun 1, 2018 to Sep 15, 2020 Inference
- C•••••• M•••• A••••• · Chief Compliance Officer · May 1, 2017 to Oct 30, 2018 Inference
- D•••• P•••• M•••••• · General Counsel, Secretary, Chief Compliance Officer · Mar 1, 2016 to May 25, 2017 Inference
- D•••• P•••• M•••••• · Chief Compliance Officer, Chief Legal Officer · Feb 1, 2021 to May 19, 2023 Inference
- K•••• •••• J••••••• · Chief Compliance Officer General Counsel · Oct 1, 2018 to Feb 15, 2021 Inference
- N•••••• T•••••• M•••••• · Chief Compliance Officer · Jan 1, 2014 to Mar 3, 2016 Inference
- R••••• S••••• N••• · Chief Operating Officer · Jul 1, 2017 to Jun 29, 2018 Inference
- T••••• W•••• U••••• · Chief Compliance Officer · Oct 1, 2011 to Oct 8, 2012 Inference
- G••••••• S•••• A•••••••• · Director · Jan 1, 2011 to Sep 16, 2013 Inference
- A•••• H•••••••• C•••• · Vice President · May 1, 2010 to Aug 27, 2014 Inference
- R••••• J•••• A••••• · Manager, Exec. Vice President · May 1, 2010 to Sep 16, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- A••••••• I••••••••• L•• 4 shared · strong · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Mar 30, 2012••• Locked
Across the graphs
A••••••• A•••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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