DFX Intelligence
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C•••••• C•••• P•••••••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Austin, TXc•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $500M
- PE fund assets
- $163M
- PE funds
- 7
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Geography United States,Global,Texas
- Graphs 2
- RAUM $500M
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 7 of 7 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.16bn Private Equity Fund GAV on the Form ADV filed 2024-06-27
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 7 of 7 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 2, 2011 to Jun 30, 2026
- RAUM
- $500Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 7
- PE fund GAV, latest filing
- $163Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $331Mevery private fund type, latest filing
- 2024 PE fund GAV
- $163Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 44%
- Fund type mix
- filed 2024-06-27, latest gav Hedge Fund $83.5M, Private Equity Fund $163M, latest counts Hedge Fund 3, Private Equity Fund 7, lifetime distinct Hedge Fund 9, Private Equity Fund 7
- Employees
- 8
- Headquarters
- Austin, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- United States, Global, Texas
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• T•••••• A•••••• L•• • H••• I• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $28.5M as of Jun 27, 2024 | no Form D | Unknown | |
| C•• D••• R•••••• F•••• L• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $28.5M as of Jun 27, 2024 | no Form D | Unknown | |
| C•• T•••••• A•••••• L•• • N••••• 1• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $453,123 as of Jun 27, 2024 | no Form D | Early deployment | |
| C•• G• F••• L•• ADV: Private Equity Fund | Fund of funds | 2023 first reported on Form ADV | $210,344 as of Jun 27, 2024 | no Form D | Early deployment | |
| M•••••• I• S••• L•• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $46.2M as of Jun 27, 2024 | no Form D | Early deployment | |
| C•• S••••• R•••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $42.7M as of Jun 27, 2024 | no Form D | Early deployment | |
| C•• C•••••• R•••••• F•••• L••• ADV: Private Equity Fund | Fund of funds | 2022 first reported on Form ADV | $16.6M as of Jun 27, 2024 | no Form D | Early deployment |
Team
2 current, 30 former
Partner (1)
Platform (1)
- F•••••••• C•••••• T••••• · Chief Compliance Officer · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
30 former (kept with end dates)
- G•••••• A•••• R••• · President · Aug 1, 2018 to Mar 29, 2021 Inference
- W•••••• K••• E••••• · Chief Executive Officer · Sep 1, 2020 to Mar 29, 2021 Inference
- W•••••• B•• H••• · Chief Investment Strategist · Nov 1, 2016 to Sep 5, 2018 Inference
- A••••• B•••• L•••••• · Elected Manager · May 1, 2003 to Jan 30, 2018 Inference
- C••••••••• J••• D••• · Elected Manager · Jan 1, 2010 to Mar 29, 2021 Inference
- J••••• L••••••• R•••••••• · Elected Manager · Nov 1, 2017 to Mar 29, 2021 Inference
- J••• A••••• B•••••••• · Elected Manager · May 1, 2003 to Mar 4, 2020 Inference
- J••• E••••• P•••• · Elected Manager · Jan 1, 2014 to Sep 5, 2018 Inference
- J••• P••••• F••••••• · Elected Manager · May 1, 2012 to Mar 29, 2021 Inference
- L•• G••••• P•••••••• · Chief Investment Officer · Jun 1, 2012 to Nov 22, 2016 Inference
- M••• W• Y•••• · Elected Manager, Member · Mar 1, 2003 to Mar 28, 2014 Inference
- R•••••• A•••••• R••••• · Owner · Mar 1, 2021 to Jan 12, 2023 Inference
- W•••••• J••• K•••• · Elected Manager · Apr 1, 2011 to Mar 28, 2016 Inference
- W•••••• R•••••• G•••• · Elected Manager · Sep 1, 2020 to Mar 29, 2021 Inference
- A•• H••• L•• · Director Of Fund Operations And Fund Accounting · Aug 1, 2017 to Jun 6, 2018 Inference
- A••••• A•••••• · Chief Financial Officer · Nov 1, 2020 to Mar 29, 2021 Inference
- B••••••• J••••• M••••• · Chief Compliance Officer · Mar 1, 2021 to Dec 19, 2023 Inference
- C••••••••• R••••• A••••• · Sr. Director Of Accounting And Finance And Principal · Jan 1, 2016 to Mar 27, 2017 Inference
- D•••• L•••• D••••• · Secretary · Aug 1, 2018 to Mar 29, 2021 Inference
- J••••••• W••• D••••••• · Executive Vice President And General Counsel · Nov 1, 2016 to Oct 28, 2019 Inference
- K•••••• L•••••• B••••••••• · Chief O•••••••• Officer · Jul 1, 2017 to Mar 29, 2021 Inference
- M•••••• S•••• H••••••• · Chief Financial Officer And Treasurer · Aug 1, 2018 to Nov 5, 2020 Inference
- P••• A••••• B••••••• · Chief Compliance Officer · Aug 1, 2010 to Mar 29, 2021 Inference
- R••••• S••••• N••• · Chief O•••••••• Officer · Jun 1, 2015 to Jun 29, 2017 Inference
- S•••••• W•••••• L•••••••• · Senior Vice President, Fund Accounting · Aug 1, 2017 to Jun 6, 2018 Inference
- T••••• A•••• D••••••••• · Senior Vice President - Fund Accounting · Aug 1, 2017 to Mar 29, 2021 Inference
- Y•• C••• · Director, Fund Accounting · Aug 1, 2018 to Mar 29, 2021 Inference
- D•••• J••• C••••••• · Director · Jan 1, 2009 to Jun 11, 2012 Inference
- D•••• O•••••• L••••• · Executive Vice President - Head Of Distribution · Nov 1, 2016 to Mar 29, 2021 Inference
- W•••••• R•••••• G•••• · Executive Vice President - Asset Management · Nov 1, 2016 to Oct 2, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 2, 2011••• Locked
Across the graphs
C•••••• C•••• P••••••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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