DFX Intelligence
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T•• N••••••• T•••• C•••••• o• C•••••••••
Buyout firmClassification probableunsizedSEC registered investment adviser· Stamford, CTn•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $37B
- PE fund assets
- $609M
- PE funds
- 20
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- Placement agents 1
- RAUM $37B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 20 of 32 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 20 of 32 distinct vehicles are sworn P•••••• Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Dec 10, 2013
- RAUM
- $37Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 20
- PE fund GAV, latest filing
- $609Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.0Bevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 63%
- Fund type mix
- filed 2013-12-10, latest gav Hedge Fund $907M, Other Private Fund $477M, Private Equity Fund $609M, latest counts Hedge Fund 5, Other Private Fund 6, Private Equity Fund 20, lifetime distinct Hedge Fund 5, Other Private Fund 7, Private Equity Fund 20
- Employees
- 103
- Headquarters
- Stamford, CT
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record, 20 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N••••••• T•••• M••••• A•••••• F••••••••• E••••••• M•••••• F••• ADV: Other P•••••• Fund | SPV | 2013 first reported on Form ADV | $220M as of Dec 10, 2013 | no Form D | Harvest | |
| N••••••• T•••• M••••• A•••••• F••••••••• M•••••• F••• ADV: Other P•••••• Fund | Credit fund | 2013 first reported on Form ADV | $120M as of Dec 10, 2013 | no Form D | Harvest | |
| N••••••• T•••• M••••• A•••••• F••••••••• E••••• F••• ADV: Other P•••••• Fund | SPV | 2013 first reported on Form ADV | $61.8M as of Dec 10, 2013 | no Form D | Unknown | |
| N••••••• T•••• M••••• A•••••• F••••••••• F••• ADV: Other P•••••• Fund | SPV | 2013 first reported on Form ADV | $23.4M as of Dec 10, 2013 | no Form D | Unknown | |
| N••••••• T•••• M••••• A•••••• F••••••••• V•••• F••• ADV: Other P•••••• Fund | SPV | 2013 first reported on Form ADV | $16.7M as of Dec 10, 2013 | no Form D | Harvest | |
| N••••••• T•••• M••••••••• F•••• ADV: Other P•••••• Fund | SPV | unknown | $494M as of Dec 14, 2012 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| N••••••• T•••• P•••••• E••••• F••• ••• I•• L••• | P•••••• Equity Fund | 2012 to 2013 | $146M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••• F••• I••• L••• | P•••••• Equity Fund | 2012 to 2013 | $119M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• V•••••• C•••••• F••• I••• L• | P•••••• Equity Fund | 2012 to 2013 | $70.4M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• I••• L• | P•••••• Equity Fund | 2012 to 2013 | $51.3M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F•••• L• | P•••••• Equity Fund | 2012 to 2013 | $50.1M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• I•• L• | P•••••• Equity Fund | 2012 to 2013 | $41.6M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••••••• F••• I••• L••• | P•••••• Equity Fund | 2012 to 2013 | $36.1M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N• S•••••••• P•••••••• L••• | P•••••• Equity Fund | 2012 to 2013 | $21.8M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• V•••••• C•••••• F••• I•• L• | P•••••• Equity Fund | 2012 to 2013 | $17.8M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••• F••• I•• L••• | P•••••• Equity Fund | 2012 to 2013 | $17.7M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• ••• I•• L• | P•••••• Equity Fund | 2012 to 2013 | $8.7M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• I•• L• | P•••••• Equity Fund | 2012 to 2013 | $8.3M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••••••• F••• I•• L••• | P•••••• Equity Fund | 2012 to 2013 | $7.4M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• ••• I••• L• | P•••••• Equity Fund | 2012 to 2013 | $6.0M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••••••••• F••• V• L••• | P•••••• Equity Fund | 2012 to 2013 | $2.2M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• V• L••• | P•••••• Equity Fund | 2012 to 2013 | $1.6M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• I•• H• H•••••••• L•• | P•••••• Equity Fund | 2012 to 2013 | $1.3M filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• V•••••• C•••••• F••• V• L••• | P•••••• Equity Fund | 2012 to 2013 | $811,676 filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• P•••••• E••••• F••• ••• V• L••• | P•••••• Equity Fund | 2012 to 2013 | $644,375 filed Dec 10, 2013 | adviserinfo.sec.gov | |
| N••••••• T•••• B••••• ••••• F••• V• L••• | P•••••• Equity Fund | 2012 to 2013 | $16,102 filed Dec 10, 2013 | adviserinfo.sec.gov |
Team
11 current, 1 former
Managing partner (1)
- J••••• W•••••• M•••••••• · Ceo & President, Director · since Feb 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- C••••••••• E••••• V•••• · Chief Investment Officer/Director · since Oct 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (6)
- A••• W• R•••••••• · Chairman, Director · since Feb 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C•••••• G••••• M•••••• · Director · since Sep 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• L••• D••••••• · Director · since Jul 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• A••• W••••••• · Director · since Jun 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• B••••• · Director · since Mar 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• N• P••••• · Director · since Jul 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- P•••••• W•••••• H••••••••• · Chief Operating Officer/Director · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• B• H•••••• · Senior Vice President/ Chief Financial Officer · since Jul 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• J••• H••• · Chief Compliance Officer · since Dec 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- B••• M•••• P••••••••• · Chief Financial Officer · Feb 1, 2010 to Dec 10, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- N••••••• T•••• S••••••••• I••• 5 shared · very strong · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 150423 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 29, 2012T•• N••••••• T•••• C•••••• o• C••••••••• first filed Form ADV in the extract (IA)
Across the graphs
T•• N••••••• T•••• C•••••• o• C••••••••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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