DFX Intelligence

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N••••• P•••••••• L••

Buyout firmClassification confirmedLower middle marketSEC registered investment adviser· New York, NYn•••••.com

••• Locked

As of 2026-09-17 · identity and classification; each section below carries its own date

Regulatory AUM: $324M
PE fund assets: $324M
PE funds: 5
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (4)Transactions

As of 2026-09-17 · identity and classification; each section below carries its own date

Why this matters

This firm publishes its own acquisition criteria, so a fit test does not have to be inferred from past deals.
Sectors safety_security
Also held on 3 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 3
0 lenders and 9 placement agents appear beside this firm on the record.
Placement agents 9

Classification

How this organization is classified, and on what basisBuyout firm · 1 in historyShow

Class: Buyout firmconfirmed, confidence 85%
Basis: R6: 36 of 36 distinct vehicles are sworn Private Equity Funds; 20 reported gross assets on a filing in 2022 or later
Size band: Lower middle marketdefined by: proxy: $0.32bn Private Equity Fund GAV on the Form ADV filed 2024-10-18
Strategies: GROWTH EQUITY, PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 36 of 36 distinct vehicles are sworn Private Equity Funds; 20 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Oct 12, 2018 to Oct 18, 2024
RAUM: $324Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 5
PE fund GAV, latest filing: $324Mreported gross assets (Form ADV), not fund size
All private fund GAV: $324Mevery private fund type, latest filing
2024 PE fund GAV: $324Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: filed 2024-10-18, latest gav Private Equity Fund $324M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 36
Employees: 9
Headquarters: New York, NY
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: safety security
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

36 on record

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	GAV by year	Form D sold	Lifecycle
N••••• N•••••• R•••••••• C••••• F••• I• L• ADV: Private Equity Fund	Credit fund	2023 first reported on Form ADV	$129M as of Oct 18, 2024		no Form D	Early deployment
N••••• B•••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2023 first reported on Form ADV	$900,000 as of Oct 6, 2023		no Form D	Wound down
N••••• G••• F••• 1• S•• N••• L•• ADV: Private Equity Fund	buyout or unlabelled	2023 first reported on Form ADV	$649,712 as of Oct 6, 2023		no Form D	Wound down
N••••• G••• F••• 1• L• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$87.8M as of Oct 18, 2024		no Form D	Unknown
N••••• N••••• C•••••••• S••••• L•• • S••••• S••••••• ADV: Private Equity Fund	Co-investment vehicle	2021 first reported on Form ADV	$10.7M as of Oct 6, 2023		no Form D	Wound down
N••••• 1••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$5.1M as of Oct 6, 2023		no Form D	Wound down
N••••• B••••••••• C•••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$3.3M as of Oct 6, 2023		no Form D	Wound down
P•••• C••••••••• 1• L• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$2.7M as of Oct 6, 2023		no Form D	Wound down
N••••• N••••• C•••••••• S••••• L•• • S••••• E•••••••• I• ADV: Private Equity Fund	Co-investment vehicle	2021 first reported on Form ADV	$2.6M as of Oct 18, 2024		no Form D	Unknown
N••••• U•••••••• I• L• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$2.4M as of Mar 31, 2021	no reporting	no Form D	Unknown
N••••• N••••• C•••••••• S••••• L•• • S••••• E•••••••• I•• ADV: Private Equity Fund	Co-investment vehicle	2021 first reported on Form ADV	$1.5M as of Oct 18, 2024		no Form D	Unknown
N••••• D•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$1.4M as of Oct 6, 2023		no Form D	Wound down
S•••• C••••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$1.3M as of Mar 28, 2022		no Form D	Wound down
S•••••••• C••••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$1.2M as of Oct 6, 2023		no Form D	Wound down
1•• C••••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$888,309 as of Oct 6, 2023		no Form D	Wound down
N••••• S••••• V• H•••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$250,000 as of Oct 6, 2023		no Form D	Wound down
N••••• B••••••••• 1• L•• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$170,385 as of Oct 6, 2023		no Form D	Wound down
N••••• N•••••• R•••••••• C••••• F••• I• L• ADV: Private Equity Fund	Credit fund	2020 first reported on Form ADV	$103M as of Oct 18, 2024		no Form D	Mature
N••••• N••••• C•••••••• G• L•• ADV: Private Equity Fund	Co-investment vehicle	2020 first reported on Form ADV	$4.0M as of Mar 18, 2020		no Form D	Wound down
N••••• G••••• E••••• L•• ADV: Private Equity Fund	Growth fund	2020 first reported on Form ADV	$3.6M as of Oct 6, 2023		no Form D	Wound down
N••••• N•••••• R•••••••• L•••••• F•••••• L•• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$1.8M as of Mar 18, 2020		no Form D	Wound down
N••••• C•••••• S•• • S••••• N••••• N•••••• R•••••••• C••••• F••• I• ADV: Private Equity Fund	Credit fund	2020 first reported on Form ADV	$1.7M as of Mar 18, 2020		no Form D	Wound down
N••••• D•••••• L•• • S••••• R••••• 3• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$546,000 as of Mar 31, 2021		no Form D	Unknown
N••••• D•••••• L•• • S••••• R••••• 4• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$118,750 as of Mar 31, 2021		no Form D	Unknown
N••••• D•••••• L•• • S••••• T•••• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$102,220 as of Mar 31, 2021		no Form D	Unknown
N••••• D•••••• L•• • S••••• R••••• 1• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$16,600 as of Mar 31, 2021		no Form D	Unknown
N••••• N••••• C•••••••• S••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2020 first reported on Form ADV	$0 as of Mar 18, 2020		no Form D	Wound down
F••••• B••••••• L• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$200,000 as of Mar 18, 2020		no Form D	Wound down
N••••• C•••••••• 1• L• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$0 as of Mar 18, 2020		no Form D	Wound down
2••• a•• S•••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$6.4M as of Mar 18, 2020		no Form D	Wound down
N••••• R•••••• 1• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$6.3M as of Oct 12, 2018		no Form D	Wound down
G• C••••••• 2• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$4.6M as of Mar 18, 2020		no Form D	Wound down
G• P•••••• 1• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$570,000 as of Oct 6, 2023		no Form D	Wound down
N••••• D•••••• • S••••• P••••••• I• ADV: Private Equity Fund	buyout or unlabelled	unknown	$342,191 as of Oct 6, 2023		no Form D	Wound down
N••••• D••••••• L•• • S••••• T• Z••• I••••••••• 1• ADV: Private Equity Fund	buyout or unlabelled	unknown	$215,000 as of Oct 12, 2018		no Form D	Wound down
N••••• D•••••• • S••••• D•• I• ADV: Private Equity Fund	buyout or unlabelled	unknown	$70,000 as of Mar 31, 2021		no Form D	Unknown

Team

4 current, 1 former

Partner (2)

D••••• E•••• F•••••• · Co-Manager · since May 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••• C•••• G••••• · Co-Manager · since May 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (2)

T••••• E•••• C•••• · Chief Financial Officer · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Y••••• I• P••••• · Chief Compliance Officer · since Oct 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

1 former (kept with end dates)

C••••• F•••••• · Chief Compliance Officer · Oct 1, 2021 to Oct 18, 2024 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

9 relationships

Placement agents (9)

N••••• S••••••••• L•• 36 shared · very strong · last Jan 1, 2023
O•• C••• S••••••••• L•• 3 shared · strong · last Jan 1, 2023
P••••••••• W•••••• • C••• I••• 3 shared · strong · last Jan 1, 2023
S••••••••• L•• 3 shared · strong · last Jan 1, 2023
M••••••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2021
E•••••• C•••••• L•• 2 shared · recurring · last Jan 1, 2021
F••••••••• E••••• C•••••• L•• 1 shared · one time · last Jan 1, 2024
C•••• F•••••••• S•••••••• I••• 1 shared · one time · last Jan 1, 2023
C• C•••••• A••••••• 1 shared · one time · last Jan 1, 2024

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Oct 12, 2018
N••••• P•••••••• L•• first filed Form ADV in the extract (ERA)
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness97 · HIGH: as of: 2026-09-22items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9722222222222222,"evidence":"5 method: sum of component points, capped at 1.0
model score-pe-1
Research priority47 · MODERATE: as of: 2026-09-22items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-22items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite5 · LOW: as of: 2026-09-22items: [{"code":"STATED_CRITERIA_PUBLISHED","points":0.05,"evidence":"••• Locked"}]method: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-22items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: portfolio, transactions, lenders, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-22items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: 5 days ago
Observations: 27
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

N••••• P•••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.

Independent Sponsors1RIA and Wealth1Private Credit1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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