DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / O•••• I••••••••• a•• O•••• I••••••••• U•
O•••• I••••••••• a•• O•••• I••••••••• U•
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 2 Private Equity Fund(s) among 6 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.71bn Private Equity Fund GAV on the Form ADV filed 2024-09-16
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 2 Private Equity Fund(s) among 6 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 7, 2014 to Sep 16, 2024
- RAUM
- $17Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $710Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $710Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-09-16, latest gav Hedge Fund $523M, Private Equity Fund $710M, latest counts Hedge Fund 1, Private Equity Fund 2, lifetime distinct Hedge Fund 1, Other Private Fund 3, Private Equity Fund 2
- Employees
- 225
- Headquarters
- New York, NY
- Office address
- 450 PARK AVENUE, 9TH FLOOR, New York, NY, 10022
- Business phone
- 646-376-3100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
2 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F••••••••• F••• U•• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $276M as of Sep 16, 2024 | no Form D | Unknown | |
| C•••• F••• U• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $434M as of Sep 16, 2024 | no Form D | Early deployment |
Team
12 current, 24 former
Managing partner (1)
- I•••• K•••••••• · Senior Managing Director, Global Head Of Strategic Partnerships, And President And Director, Oius · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (6)
- C••••••••• R••••• C•••••• · Shareholder · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••••• G•••••• T••••• M•••••• · Shareholder · since Jan 1, 2001 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• W••••• H••• · Shareholder · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• C•••••• K••••••• · Senior Managing Director And Director, Oius · since May 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• D•••• G••• · Managing Director And Director, Oius · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• G••••• R••••••• · Shareholder · since Mar 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- B••••••• P• H•••••• · Director, Legal And Director, Oius · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• F•••••• M•••••••• · Managing Director, Legal, Secretary, And Director, Oius · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- B•••• S• S•••••• · Director, Head Of Esg · since Jul 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••••• L• O••••• · Chief Compliance Officer · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••• S•••• · Chief Financial Officer · since Sep 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
24 former (kept with end dates)
- B•••• R••• C•••• · President · Sep 1, 2014 to May 10, 2018 Inference
- M•••••• J••• R•••• · President · May 1, 2018 to Mar 30, 2021 Inference
- G••••• S••••• E•••••• · Senior Managing Director And Director, Oius · Mar 1, 2021 to Feb 2, 2024 Inference
- S•••••••• B•••••• S•••••• · Senior Managing Director, Americas · Sep 1, 2015 to Mar 29, 2018 Inference
- S•••••••• B•••••• S•••••• · Executive Managing Director · Sep 1, 2014 to Apr 2, 2015 Inference
- A•••••••• K•••••••• T•••••• · Chief Compliance Officer · Aug 1, 2022 to Jul 21, 2023 Inference
- C•••••• L•• G••••• · Chief Compliance Officer · Jun 1, 2017 to Mar 29, 2018 Inference
- C•••••••• A•• S•••• · Chief Compliance Officer · Sep 1, 2018 to Mar 29, 2019 Inference
- D•••• J•••• D•••••••• · Assistant Secretary · May 1, 2015 to Mar 22, 2017 Inference
- J••••••• E•••• G•••••• · Senior Managing Director, Head Of Legal And Assistant Secretary, Oius · Sep 1, 2014 to Feb 2, 2024 Inference
- K•••••••• A••• H•••••• · Assistant Secretary · Sep 1, 2014 to Aug 13, 2018 Inference
- K•••• A•• H••••••••• · Chief Compliance Officer · Jul 1, 2023 to Sep 16, 2024 Inference
- L••••• S••••• · Executive Vice President, Finance Operations And Tax, O•••• Private Markets · Nov 1, 2015 to May 10, 2018 Inference
- M•••• C•••••• M••••••• · Director, Legal & Secretary · Sep 1, 2018 to Mar 30, 2020 Inference
- M•••• K••••••• V••••• · Chief Compliance Officer · Feb 1, 2019 to Jan 18, 2023 Inference
- M•••••• A•••• K•••• · Secretary · Mar 1, 2012 to Mar 31, 2015 Inference
- R•••• S•••• · Executive Managing Director, Finance · Sep 1, 2014 to Mar 30, 2016 Inference
- A••••••• C•••• H••• · Director · Jul 1, 2021 to Mar 31, 2023 Inference
- A••••••• C•••••••• W•••••• · Director · Mar 1, 2021 to Mar 31, 2023 Inference
- G•••••• B••••••• F••••••• S•••• · Director · May 1, 2018 to Mar 30, 2021 Inference
- J••• M••••• C•••••• · Director · May 1, 2018 to Jul 30, 2021 Inference
- M•••••• P••• G••••• · Director · Sep 1, 2014 to May 10, 2018 Inference
- R•••• R••••• R••••• · Director · Mar 1, 2012 to Mar 31, 2015 Inference
- R•••••• C•••• B•••• · Director · Mar 1, 2012 to Mar 31, 2015 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- P•• P••••••• L• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 7, 2014O•••• I••••••••• a•• O•••• I••••••••• U• first filed Form ADV in the extract (IA)
Across the graphs
O•••• I••••••••• a•• O•••• I••••••••• U• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…