DFX Intelligence
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H•••••••• A•••••••• I•••
Buyout firmClassification probableunsizedSEC registered investment adviser· St. Louis, MOh•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $445M
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 1
- RAUM $445M
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmprobable, confidence 65%
- Basis
- R6: 1 of 1 distinct vehicles are sworn Private Equity Funds
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- SPECIAL SITUATIONS
Classification history (1)
- Sep 13, 2026Buyout firm (probable, 65%, cls-pe-1)R6: 1 of 1 distinct vehicles are sworn Private Equity Funds
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 2, 2012 to Dec 5, 2024
- RAUM
- $445Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- unknownevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-05, latest gav , latest counts , lifetime distinct Private Equity Fund 1
- Employees
- 53
- Headquarters
- St. Louis, MO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| M•••••••• S••••••• T••••••••• G••••• F•••• L•• ADV: Private Equity Fund | Special situations fund | 2018 first reported on Form ADV | $600,671 as of Jun 11, 2012 | no Form D | Unknown |
Team
43 current, 0 former
Managing partner (1)
- M•••••• B•••• R•••• · President Shareholder · since Oct 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- R•••••• E•••••••• · Chief Investment Officer, Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• L•••• C••••••• · Managing Director · since Nov 1, 2000 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• R••• · Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- C••••••••• C••• O•••••••• · Chief Compliance Officer · since Jun 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (38)
- A• B•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••••• R••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••• A••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••• C••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••• U•• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• M••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B•••• G•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• K••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••••• L••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D•• M•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- D••• S•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• W••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- G••••• L••••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• Q••••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• T••••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• C•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• F••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• G••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••• K••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••••• C•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- K•••• P•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• S•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• Z•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• B••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• K•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• L•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• M•••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• J••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• C••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• F••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• T••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R•• S•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• D•••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• R•••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• M••••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• A•••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••••• G••••••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• N••••• · Financial Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Apr 2, 2012H•••••••• A•••••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
H•••••••• A•••••••• I••• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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