DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / C•••••••• U• F••• M••••••••• I•••
C•••••••• U• F••• M••••••••• I•••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 3 Private Equity Fund(s) among 8 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.11bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 Private Equity Fund(s) among 8 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 17, 2022 to Mar 29, 2024
- RAUM
- $351Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $106Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $394Mevery private fund type, latest filing
- 2024 PE fund GAV
- $106Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 38%
- Fund type mix
- filed 2024-03-29, latest gav Hedge Fund $210M, Other Private Fund $78.0M, Private Equity Fund $106M, latest counts Hedge Fund 2, Other Private Fund 3, Private Equity Fund 2, lifetime distinct Hedge Fund 2, Other Private Fund 3, Private Equity Fund 3
- Employees
- 5
- Business phone
- 646-734-8057
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- We invest from a position of strength as a senior creditor in bond and loan instruments of high quality global companies.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| Y•• 1•• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $5.7M as of Mar 29, 2024 | no Form D | Early deployment | |
| C• G••••• 2• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $18,000 as of Oct 26, 2023 | no Form D | Wound down | |
| C•••••••• L••• S•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $99.9M as of Mar 29, 2024 | no Form D | Early deployment |
Team
2 current, 0 former
Managing partner (2)
- J••••• M•••••• B•••• · Chief Executive Officer And Co-Founder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• S••••• L••••••• · Chief Compliance Officer, General Counsel And Co-Founder · since Jun 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••••• U••••••••• a•• B••••••• I••••••••• L•• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026C•••••••• U• F••• M••••••••• I•••: Private Equity Funds on Form ADV 2 (2024 extract) -> 1 (roster 2026-09-01)
- Feb 17, 2022C•••••••• U• F••• M••••••••• I••• first filed Form ADV in the extract (ERA)
Across the graphs
C•••••••• U• F••• M••••••••• I••• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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