DFX Intelligence
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P••••••• H••• G••••• P•••••••• L•••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Waltham, MAp•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $561M
- PE fund assets
- $561M
- PE funds
- 6
- Investments held
- 0 of 1
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Equity cheque $25.0M to $100MEBITDA $5.0M to $25.0MRevenue $50.0M to $300MSectors consumer,food_beverage,healthcareGeography North AmericaControl control
- Graphs 2
- Placement agents 2
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.56bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (2)
- Sep 15, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 13 of 13 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 31, 2015 to Mar 29, 2024
- RAUM
- $561Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $561Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $561Mevery private fund type, latest filing
- 2024 PE fund GAV
- $561Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $561M, latest counts Private Equity Fund 6, lifetime distinct Private Equity Fund 13
- Employees
- 12
- Headquarters
- Waltham, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- consumer, food beverage, healthcare
- Geography
- North America
- Revenue
- $50.0M to $300M
- EBITDA
- $5.0M to $25.0M
- Enterprise value
- not stated or not yet read
- Equity check
- $25.0M to $100M
- Control
- control
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 1
- period
- to unknown, from unknown, undated holdings 1, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 1
- companies
- 1
- geography
- investments
- 1
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
1 companies on the graph (0 transactions); no dated observations
Funds
13 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••••••• H••• G••••• F••• I• C•••••••• F••••• a• L••• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $22,421 as of Mar 29, 2024 | no Form D | Active deployment | |
| P••••••• H••• G••••• F••• I• C•••••••• F••••• B• L••• ADV: Private Equity Fund | Co-investment vehicle | 2020 first reported on Form ADV | $20,696 as of Mar 29, 2024 | no Form D | Mature | |
| J••• C••••• E••••• P••••••• V• L••• ADV: Private Equity Fund | Buyout fund | 2018 first reported on Form ADV | $203M as of Mar 29, 2024 | no Form D | Harvest | |
| J•• F••• V• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | 2018 first reported on Form ADV | $40.7M as of Mar 29, 2024 | no Form D | Harvest | |
| J•• F••• I•• C••••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $1.7M as of Mar 30, 2022 | no Form D | Wound down | |
| J••• C••••• E••••• P••••••• I••• L••• ADV: Private Equity Fund | Buyout fund | 2016 first reported on Form ADV | $1.2M as of Mar 25, 2021 | no Form D | Wound down | |
| J••• C••••• E••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | 2016 first reported on Form ADV | $682,025 as of Mar 25, 2021 | no Form D | Wound down | |
| J•• I• C•••••••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $14,400 as of Mar 25, 2021 | no Form D | Wound down | |
| O•• I••••••••• P••••••• I•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $718 as of May 8, 2019 | no Form D | Wound down | |
| O•• I••••••••• P••••••• I• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of May 8, 2019 | no Form D | Wound down | |
| J••• C••••• E••••• P••••••• I•• L••• ADV: Private Equity Fund | Buyout fund | unknown | $241M as of Mar 29, 2024 | no Form D | Harvest | |
| J•• F••• I• C•••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $76.4M as of Mar 29, 2024 | no Form D | Harvest | |
| W••••• S••••• O••••••••• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $32.0M as of Mar 30, 2022 | no Form D | Wound down |
Team
12 current, 5 former
Managing partner (1)
- A••• L•••• S••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (5)
- A••• L•••• S••••• · Manager · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••• T•••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••••• J•••• T•••••• · Manager · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••••• E••••• W•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- W•••••• E••••• W•••• · Manager · since Apr 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Associate (1)
- R••• M•••••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (2)
- J••••• F•••••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••••• D•••••• · Operating Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- A•••••• D•••• · Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• G•••• K•••• · Chief Compliance Officer · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• G•••• K•••• · VP Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
5 former (kept with end dates)
- D•••• A•••••• F••••••••• · Manager · Apr 1, 2014 to Mar 31, 2023 Inference
- J••• W•••••• C••••• · Limited Partner And Managing Director Of Jwc Management, L.P. · Apr 1, 2014 to Mar 28, 2019 Inference
- J•••• E•••• U••••••• · Chief Compliance Officer · Jan 1, 2019 to Mar 30, 2022 Inference
- M•••••• S•••••• S•••••• · Chief Compliance Officer · Jun 1, 2021 to Mar 31, 2023 Inference
- T••• F••••••••• · Chief Compliance Officer · Apr 1, 2014 to Mar 28, 2019 Inference
Portfolio
1 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| A••••• | Role unknown | exited | unknown | unknown | unknown | Fact Investment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Sep 17, 2025 | Platform acquisition | A••••• F••••••••• I••• | Seller (confirmed) | arborpic.com |
Placement agents, lenders, advisers and co-investors
2 relationships
Placement agents (2)
- A••••• C•••••• G•••• A••••••• L•• 1 shared · one time · last Jan 1, 2019
- P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2015
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 31, 2015P••••••• H••• G••••• P•••••••• L••• first filed Form ADV in the extract (IA)
Across the graphs
P••••••• H••• G••••• P•••••••• L••• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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