DFX Intelligence
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T•• P••••• A••••••• C••••••• L••
Hybrid manager, based in Boston, MA.
Composed from this firm's filed classification and location. It has no published description on record.
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $33B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 2
- RAUM $33B
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 44 distinct vehicles; hedge, securitized or liquidity vehicles 41
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 44 distinct vehicles; hedge, securitized or liquidity vehicles 41
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Sep 16, 2026
- RAUM
- $33Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $68.9Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 2%
- Fund type mix
- filed 2024-12-23, latest gav Hedge Fund $60.2M, latest counts Hedge Fund 3, lifetime distinct Hedge Fund 27, Liquidity Fund 1, Other Private Fund 2, Private Equity Fund 1, Securitized Asset Fund 13
- Employees
- 7
- Headquarters
- Boston, MA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T• L••• P••••• E••••• P•••••••• L•• ADV: Private Equity Fund | Buyout fund | unknown | $911,731 as of Nov 21, 2016 | no Form D | Harvest |
Team
7 current, 26 former
Managing partner (1)
- R•••••• S••••••• P•••••• · President · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (2)
- A••• J•• P••••• · Executive Vice President · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• D•••• · Executive Vice President · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- J•••• F• C•••• · Chief Compliance Officer · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••• P••• A•••••• · Treasurer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••••• H••••• O••••• · Chief Financial Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• C•••••• M••••••• · Chief Legal Officer · since Jan 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
26 former (kept with end dates)
- A•••• D•••••••• · Trustee · Oct 1, 2013 to Jan 31, 2024 Inference
- G••• A••••• D••• · Trustee · May 1, 2023 to Jan 31, 2024 Inference
- G•• F••••• · Trustee · Oct 1, 2013 to Jan 31, 2024 Inference
- J••••••••• D•••••••• · Trustee · Oct 1, 2013 to Mar 28, 2018 Inference
- M••••• P••••••••• · Trustee · Oct 1, 2013 to Feb 2, 2023 Inference
- P••• D•••••••• · Trustee · Oct 1, 2013 to Jan 31, 2024 Inference
- S••••• D•••••••• · Trustee, Non-Voting · Mar 1, 2018 to Jan 31, 2024 Inference
- J•••••• L•••• G•••• · Chief Executive Officer · Jan 1, 2021 to Jul 14, 2021 Inference
- K•••••• M•••• M•• · Chief Executive Officer · Jul 1, 2021 to Feb 2, 2023 Inference
- R••••• L•••• R••••••• · Chief Executive Officer · Oct 1, 2008 to Jan 15, 2021 Inference
- S••••• P••• M•••• · Chief Executive Officer · Jan 1, 2023 to Jan 31, 2024 Inference
- B•••• S• G•••••••• · Co-Chief Investment Officer, Global Asset Allocation · Jul 1, 2021 to Jan 31, 2024 Inference
- D••••• W•••••• K•••• · Co-Chief Investment Officer, Fixed Income · Nov 1, 2016 to Jul 14, 2021 Inference
- M•••••• V•••••• S••• · Chief Investment Officer, Fixed Income · Sep 1, 2020 to Jan 31, 2024 Inference
- R••••• J• S••••• · Co-Chief Investment Officer, Global Asset Allocation · Nov 1, 2016 to Jan 31, 2024 Inference
- W••••• C•••••• D•••••• · Chief Investment Officer · May 1, 2009 to Nov 21, 2016 Inference
- A•••• M• C••••• · Chief Operating Officer · Feb 1, 2019 to Jan 31, 2024 Inference
- A•••• S••••• B•••••• · Chief Financial Officer · Jun 1, 2017 to Jan 31, 2024 Inference
- B•••• D• L••••••• · Chief Operating Officer, Investment Division · Nov 1, 2016 to Jan 31, 2024 Inference
- C•••• R••••• · Chief Financial Officer · Dec 1, 2008 to Jun 2, 2017 Inference
- M•••••• J••••• W•••••• · Chief Of Operations · Nov 1, 2016 to Jan 31, 2024 Inference
- R••••• R• L••••••• · Chief Compliance Officer · Mar 1, 2007 to Feb 2, 2016 Inference
- R••••• T••••• B•••• · General Counsel · May 1, 2011 to Jul 14, 2021 Inference
- S•••••• J•••••••• T••• · General Counsel And Chief Legal Officer · Jul 1, 2021 to Jan 31, 2024 Inference
- S••••• D• K••••••• · Chief Of Operations · Mar 1, 2004 to Nov 21, 2016 Inference
- P••• G•• D•••••••• · Shareholder, Director · May 1, 1968 to Oct 30, 2013 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012••• Locked
Across the graphs
T•• P••••• A••••••• C••••••• L•• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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