DFX Intelligence
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T••••• B•• P•••••••• L••
Fund of fundsClassification probableLower middle marketSEC registered investment adviser· Cincinnati, OHt•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.1B
- PE fund assets
- $722M
- PE funds
- 4
- Investments held
- 0 of 4
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors technologyGeography Midwest
- Graphs 3
- Placement agents 1
Classification
How this organization is classified, and on what basisFund of funds · 1 in historyShowHide
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 4 of 4 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.72bn Private Equity Fund GAV on the Form ADV filed 2024-06-10
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 4 of 4 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 21, 2017 to Jul 30, 2026
- RAUM
- $1.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $722Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.1Bevery private fund type, latest filing
- 2024 PE fund GAV
- $722Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-10, latest gav Private Equity Fund $722M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 4
- Employees
- 7
- Headquarters
- Cincinnati, OH
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
- Sectors
- technology
- Geography
- Midwest
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 4
- period
- to unknown, from unknown, undated holdings 4, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 4
- companies
- 4
- geography
- investments
- 4
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
4 companies on the graph (0 transactions); no dated observations
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T••••• B•• F••• I••• L• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $95.4M as of Jun 10, 2024 | no Form D | Unknown | |
| T••••• B•• F••• I•••• L• ADV: Private Equity Fund | Fund of funds | 2024 first reported on Form ADV | $32.7M as of Jun 10, 2024 | no Form D | Unknown | |
| T••••• B•• F••• I•• L• ADV: Private Equity Fund | Fund of funds | 2020 first reported on Form ADV | $353M as of Jun 10, 2024 | no Form D | Successor fundraising | |
| T••••• B•• F••• I• L• ADV: Private Equity Fund | Fund of funds | unknown | $241M as of Jun 10, 2024 | no Form D | Mature |
Team
13 current, 0 former
Managing partner (2)
- J•• W•••• · Managing Partner · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
- J••••• a• W•••• · Managing Partner · since Oct 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- C•••• M••••••• · Partner · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
- P••• J•••••• · Partner · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- B•••••• T••••••• · Senior Associate · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
- C•••• S•••••• · Vice President · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- J••• R••••••• · Associate · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- H••••• D•••••••• · Senior Manager, I•••••or Relations · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- E•••• D•••••• M••••• · Chief Financial Officer · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• W•••• · Chief Financial Officer · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• D••••• H•••• · Chief Legal Officer · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• D••••• H•••• · Chief Compliance Officer · since Oct 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R•••••• J•••••• · Controller · start date unknown I•••••ment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
4 relationships, 0 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| I••••••••• W• I••••• I• | Role unknown | unknown | unknown | unknown | unknown | Fact I•••••ment organization websites (team, portfolio, strategy, criteria, news) |
| I••••••••• i• w•••••• w••• u•• | Role unknown | unknown | unknown | unknown | unknown | Fact I•••••ment organization websites (team, portfolio, strategy, criteria, news) |
| O•• I••••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact I•••••ment organization websites (team, portfolio, strategy, criteria, news) |
| T••••••••• S•••••••• | Role unknown | unknown | unknown | unknown | unknown | Fact I•••••ment organization websites (team, portfolio, strategy, criteria, news) |
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M••••• P•••• C••••••• L•• 2 shared · recurring · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jan 21, 2017••• Locked
Across the graphs
T••••• B•• P•••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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