DFX Intelligence
Private Equity Intelligence
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Firms / P••••••••• C•••••• G••••• I•••••••• M••••••••• L••
P••••••••• C•••••• G••••• I•••••••• M••••••••• L••
Growth equity · probableLower middle marketLos Gatos, CAp•••••••••.comSEC registered investment adviser
Classification
- Class
- Growth equityprobable, confidence 70%
- Basis
- R2: 7 of 9 private equity vehicles are named growth
- Size band
- Lower middle marketdefined by: proxy: $0.06bn Private Equity Fund GAV on the Form ADV filed 2024-06-29
- Strategies
- GROWTH EQUITY
Classification history (1)
- Sep 13, 2026Growth equity (probable, 70%, cls-pe-1)R2: 7 of 9 private equity vehicles are named growth
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 12, 2015 to Jun 29, 2024
- RAUM
- $113Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $58.0Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $58.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $58.0Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-06-29, latest gav Private Equity Fund $58.0M, latest counts Private Equity Fund 4, lifetime distinct Private Equity Fund 12
- Employees
- 2
- Headquarters
- Los Gatos, CA
- Office address
- 10 JACKSON STREET, SUITE 201, Los Gatos, CA, 95030
- Business phone
- 415-407-2700
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
12 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P••••••• S•••••• I••••••••• I• L• ADV: Private Equity Fund | Co-investment vehicle | 2016 first reported on Form ADV | $10.5M as of Jun 29, 2024 | no Form D | Mature | |
| P••••••••• C•••••• G••••• I•••••••• I••• L• ADV: Private Equity Fund | Growth fund | unknown | $36.6M as of Jun 29, 2024 | no Form D | Mature | |
| T•• C••••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $30.0M as of Feb 22, 2016 | no Form D | Unknown | |
| P••••••••• C•••••• G••••• I•••••••• I•• D••••• A••• L• ADV: Private Equity Fund | Growth fund | unknown | $14.3M as of Feb 22, 2016 | no Form D | Unknown | |
| D••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $11.2M as of Mar 31, 2022 | no Form D | Wound down | |
| P•• I•••••••• I•• A•• C•••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $6.9M as of Jun 29, 2024 | no Form D | Mature | |
| P••••••• S•••••• I••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $4.0M as of Jun 29, 2024 | no Form D | Mature | |
| P••••••••• C•••••• G••••• F••• I• L• ADV: Private Equity Fund | Growth fund | unknown | $3.7M as of Mar 31, 2022 | no Form D | Wound down | |
| P••••••••• C•••••• G••••• I•••••••• I•• B•••••• A••• L• ADV: Private Equity Fund | Growth fund | unknown | $1.9M as of Feb 22, 2016 | no Form D | Unknown | |
| P••••••••• C•••••• G••••• F••• I• A••• L• ADV: Private Equity Fund | Growth fund | unknown | $1.9M as of Feb 22, 2016 | no Form D | Unknown | |
| P••••••••• C•••••• G••••• I•••••••• I•• B••••••• L• ADV: Private Equity Fund | Growth fund | unknown | $537,030 as of Feb 22, 2016 | no Form D | Unknown | |
| P••••••••• C•••••• G••••• I•• M••• B••••••• L• ADV: Private Equity Fund | Growth fund | unknown | $537,030 as of Feb 22, 2016 | no Form D | Unknown |
Team
1 current, 0 former
Managing partner (1)
- B•••• R• K•••••• · Cco/Managing Member · since Jan 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Jan 12, 2015P••••••••• C•••••• G••••• I•••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
P••••••••• C•••••• G••••• I•••••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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