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N•••• W••••• M••••••••• L••

Fund of fundsClassification probableLower middle marketSEC registered investment adviser· North Andover, MA

••• Locked

Regulatory AUM
$899M
Form ADV
PE fund assets
$33.9M
Form ADV
PE funds
1
Form ADV
Investments held
0 of 35
DFX transaction tape
Funds and vehiclesTeam (19)Transactions
As of · identity and classification; each section below carries its own date
Why this matters
Classification, Form ADV and stated criteria
How this organization is classified, and on what basisFund of funds · 1 in historyShow
Class
Fund of fundsprobable, confidence 75%
Basis
2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Size band
Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2023-09-27
Classification history (1)
  1. Sep 13, 2026
    Fund of funds (probable, 75%)
    2 of 2 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)RAUM $899M · 1 PE funds · filed Sep 27, 2023Show
Adviser type
Registered investment adviser
Form ADV filings
Sep 24, 2021 to Sep 27, 2023
RAUM
$899Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
1
PE fund GAV, latest filing
$33.9Mreported gross assets (Form ADV), not fund size
All private fund GAV
$33.9Mevery private fund type, latest filing
2024 PE fund GAV
$36.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
  • Private equity fund: 1 fund, $33.9M reported gross assets, 2 ever reported
Form ADV filed Sep 27, 2023
Employees
15
Headquarters
North Andover, MA
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour1 of 8 criteria stated · 35 observed dealsShow
Stated by the firm
Sectors
Financial services
Geography
not stated or not yet read
Revenue
not stated or not yet read
EBITDA
not stated or not yet read
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
not stated or not yet read
Observed from deals on record
On record
35 companies, 35 holdings
Most deals
Financial services (2 of 35, e.g. Tax Preparation Services and All Wealth Management Services)
Subsectors
Financial services (2 of 35)
Deal roles
35 with role not stated
Control
35 not stated

35 companies on the graph (0 transactions); most in financial services (2); no dated observations

Funds
1 family, 2 vehicles on record
View all 2 vehiclesnewest vintage first, then largest
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
T••••••• C•••••• P••••••• •••• L•••
ADV: Private Equity Fund
Fund of funds2021
first reported on Form ADV
$36.1M
as of Apr 30, 2026
no Form DMature
T••••••• C•••••• P•••••••• L•••
ADV: Private Equity Fund
Fund of funds2020
Form D first sale
$17.0M
as of Jun 30, 2022
$32.2MWound down
Team
19 current, 0 former
Full team · 19 peoplegrouped by role, with sources
Managing partner (2)
Principal (1)
Vice president (1)
Associate (2)
Operating partner (7)
Investor relations (3)
Platform (3)
Deals
35 on record, newest first · 0 platforms · 0 add-ons
DateCompanyDealThis firm’s roleStatusPartnerSource
date unknownI••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF••••• a•• H••••• T•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownT•• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownB••••••• O•••• S••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownS••••• W•••••Portfolio relationshipRole unknownunknownunknownFact Firm website
All 35 dealsnewest first
DateCompanyDealThis firm’s roleStatusPartnerSource
date unknownI••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF••••• a•• H••••• T•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownT•• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownB••••••• O•••• S••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownS••••• W•••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownA•• I•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownI•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownD•••••• P••••••• • D•••••• R•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownE••••• • T•••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownR••••••••• P•••• f•• B•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownI• t•• N•••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownO•• F•••••••• C•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownP••••••••• • E•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownR••••••••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownL•••••••• S•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownA••••• a•• R•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownA•• S••••••••• C••••••••• • E••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownR•••••• • N••• R•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownA•• W••••• M••••••••• S•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownT•• P••••••••• S•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownD••••• a•• M•••••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownI••••••••• • F•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownH••••• • I•••••••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownO•• A••••••• • T•••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownW••••• P••••••• P••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF•••••••• p•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownI••••••••• M•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownL••• T•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownF••••• B••••• S•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownE••••• C••••••••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownO••••••••• a• F••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownS•••••• N•••• P•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownB••••••• O•••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownT•• P••••••• • S•••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
date unknownS••••• • E••••••••• P•••••••••Portfolio relationshipRole unknownunknownunknownFact Firm website
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 LPs, 0 disclosed commitments
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
  1. Sep 14, 2026
    ••• Locked
    Firm newsFactFirm website
  2. Sep 1, 2026
    ••• Locked
    Adviser off rosterInferenceForm ADV
  3. Sep 24, 2021
    ••• Locked
    First Form ADV filingFactForm ADV
Across the graphs

N•••• W••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.

RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.