DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C•• M••••• L••
C•• M••••• L••
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 9 of 9 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.10bn Private Equity Fund GAV on the Form ADV filed 2024-11-18
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 9 of 9 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Nov 18, 2024
- RAUM
- $6.1Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 9
- PE fund GAV, latest filing
- $100Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $636Mevery private fund type, latest filing
- 2024 PE fund GAV
- $100Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 11%
- Fund type mix
- filed 2024-11-18, latest gav Hedge Fund $1.5M, Real Estate Fund $10.9M, Other Private Fund $524M, Private Equity Fund $100M, Venture Capital Fund $356,439, latest counts Hedge Fund 1, Real Estate Fund 5, Other Private Fund 10, Private Equity Fund 9, Venture Capital Fund 1, lifetime distinct Hedge Fund 7, Real Estate Fund 5, Other Private Fund 59, Private Equity Fund 9, Venture Capital Fund 2
- Employees
- 135
- Headquarters
- Chicago, IL
- Office address
- 320 SOUTH CANAL STREET, FLOOR 12, Chicago, IL, 60606
- Business phone
- (650) 210-5000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•• 7• ADV: Private Equity Fund | Fund of funds | 2021 first reported on Form ADV | $29.2M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 7• ADV: Private Equity Fund | Fund of funds | 2019 first reported on Form ADV | $0 as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 6• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $37.0M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 6• ADV: Private Equity Fund | Fund of funds | 2016 first reported on Form ADV | $16.3M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 3• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $7.6M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 3• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $6.2M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 3• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $1.5M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 3• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $1.4M as of Nov 18, 2024 | no Form D | Unknown | |
| C•• 4• ADV: Private Equity Fund | Fund of funds | 2014 first reported on Form ADV | $956,565 as of Nov 18, 2024 | no Form D | Unknown |
Team
9 current, 28 former
Managing partner (2)
- A•• M•••••• G••••• · President & Ceo · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• A••••• M•••••• · Chairman · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (4)
- C•••••• A••••• B•••• · Director · since May 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••••• V•••••••• · Director · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K••• R•••••• C•••• · Director · since Dec 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••••• A••••• D••• · Director · since Sep 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- G••••• P•••••• L••• · Chief Financial Officer · since Mar 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• R•••••• H••••••••• · Chief Compliance Officer · since Feb 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• P• H••• · Chief Operating Officer · since Sep 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
28 former (kept with end dates)
- C••••• M•••• M•••••• · Evp & Board Member · Apr 1, 2005 to Dec 21, 2012 Inference
- J••• A••• A•••• · Board Member · Sep 1, 2006 to Dec 21, 2012 Inference
- C•••• A•••••• R•••••• · President · Nov 1, 2009 to Dec 21, 2012 Inference
- J••• A•••••• B•••••••• · President · Dec 1, 2012 to Sep 3, 2015 Inference
- J••••• M•••••• S••••• · Chairman · Sep 1, 2022 to Oct 7, 2024 Inference
- M•••••• J••• M••••••••• · President · Feb 1, 2016 to Dec 19, 2016 Inference
- N•••••• P••••••• · Ceo; President; Director · Mar 1, 2017 to Aug 29, 2019 Inference
- S••••• P••• M•••••••• · Chairman · Feb 1, 2016 to Oct 18, 2023 Inference
- H••••• L• A•••••••• · Managing Director · Dec 1, 2012 to Aug 8, 2016 Inference
- A••••• M•••• P••••• · Chief Compliance Officer · Jan 1, 2013 to Feb 25, 2014 Inference
- C•••• P••• F•••• · Chief Financial Officer · Nov 1, 2002 to Dec 19, 2016 Inference
- J•••• M• H••••• · Coo · Aug 1, 2009 to Apr 1, 2013 Inference
- J•••• A•••••• P••••••• · Chief Compliance Officer · Mar 1, 2009 to Jan 31, 2013 Inference
- R••••• G••• G••• · Chief Operating Officer · Jan 1, 2013 to Oct 27, 2022 Inference
- R•••••• S•••• E•• · Principal, Compliance Operations · Mar 1, 2009 to Jul 24, 2012 Inference
- R•••••• a• G••••• · Cao And Director Of Operations · Apr 1, 2006 to Jul 24, 2012 Inference
- S•••••••• A•• L••• · Chief Financial Officer · Dec 1, 2016 to Apr 27, 2022 Inference
- A••••••• V••• L•••••• · Director · Jan 1, 2015 to Aug 8, 2016 Inference
- D••••• H••••• H•••••• · Director · Aug 1, 2014 to Aug 14, 2023 Inference
- D•••••• L•••• A••••••• · Director · Jun 1, 2006 to Jul 24, 2012 Inference
- G•••••• R•••••• N•••• · Director · Mar 1, 2014 to Jan 7, 2015 Inference
- M•••••• P•••••• S•••••• · Director · Jun 1, 2016 to Jun 27, 2022 Inference
- M••• C••••••• · Director · Dec 1, 2012 to May 14, 2014 Inference
- R••••• R••• M•••••• · Director · Jun 1, 2016 to May 16, 2017 Inference
- S•••••• M•••••• K•••••• · Director · Jun 1, 2019 to Nov 18, 2024 Inference
- T•••• a• J•••••• · Director · Dec 1, 2012 to Oct 1, 2014 Inference
- P•••••• J••••• M••••• · Vice President · Nov 1, 2002 to Jul 24, 2012 Inference
- P••• R•••••• S••••• · Vice President · Nov 1, 2002 to Jul 24, 2012 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 30, 2012BMO Family Office, LLC first filed Form ADV in the extract (IA)
Across the graphs
C•• M••••• L•• is the same institution as 6 records in Family Offices, Independent Sponsors, Venture Capital, RIA and Wealth, Private Credit and Real Estate Funds.
Family Offices1Independent Sponsors1Venture Capital1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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