DFX Intelligence
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N•••••••• F•••••••• G••••• I•••
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.0B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services
- Graphs 4
- RAUM $1.0B
Classification
How this organization is classified, and on what basisCandidate · 1 in historyShowHide
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 0 Private Equity Fund(s) among 4 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 0 Private Equity Fund(s) among 4 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Dec 12, 2024
- RAUM
- $1.0Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $23.3Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 0%
- Fund type mix
- filed 2024-12-12, latest gav Real Estate Fund $9.9M, Other Private Fund $9.3M, Securitized Asset Fund $4.1M, latest counts Real Estate Fund 2, Other Private Fund 1, Securitized Asset Fund 1, lifetime distinct Real Estate Fund 2, Other Private Fund 1, Securitized Asset Fund 1
- Employees
- 9
- Headquarters
- Allentown, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C•••••• P••••••• A••••••••• I••••• • G••••• F•••• L•• ADV: Other Private Fund | Growth fund | 2019 first reported on Form ADV | $9.3M as of Dec 12, 2024 | no Form D | Active deployment | |
| C•••••• P••••••• L•••••• F••• ADV: Securitized Asset Fund | Credit fund | 2018 first reported on Form ADV | $4.1M as of Dec 12, 2024 | no Form D | Mature | |
| H•• C•••••• G•••• I•• L•• ADV: Real Estate Fund | buyout or unlabelled | 2016 first reported on Form ADV | $6.4M as of Dec 12, 2024 | no Form D | Mature | |
| H•• C•••••• G••••• L•• ADV: Real Estate Fund | buyout or unlabelled | 2016 first reported on Form ADV | $3.4M as of Dec 12, 2024 | no Form D | Mature |
Team
3 current, 0 former
Managing partner (1)
- J••• R••••• L••••••• · President · since Dec 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- A•••••••• F••••• L•••••• · Chief Investment Officer · since Aug 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- R••••• L•• H••••••••• · Chief Compliance Officer · since Jan 1, 1998 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2012N•••••••• F•••••••• G••••• I••• first filed Form ADV in the extract (IA)
Across the graphs
N•••••••• F•••••••• G••••• I••• is the same institution as 4 records in RIA and Wealth, Allocators, Private Credit and Real Estate Funds.
RIA and Wealth1Allocators1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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