DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / S••••• I••••••••• M••••••••• L••
S••••• I••••••••• M••••••••• L••
Hybrid manager · probableLower middle marketNew York, NYs•••••••.comSEC registered investment adviser
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 26 of 76 distinct vehicles; hedge, securitized or liquidity vehicles 50
- Size band
- Lower middle marketdefined by: proxy: $0.08bn Private Equity Fund GAV on the Form ADV filed 2021-04-08
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 26 of 76 distinct vehicles; hedge, securitized or liquidity vehicles 50
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Apr 8, 2021
- RAUM
- $239Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $80.2Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $233Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 34%
- Fund type mix
- filed 2021-04-08, latest gav Hedge Fund $153M, Private Equity Fund $80.2M, latest counts Hedge Fund 23, Private Equity Fund 10, lifetime distinct Hedge Fund 50, Private Equity Fund 26
- Employees
- 14
- Headquarters
- New York, NY
- Office address
- 667 MADISON AVENUE, 3RD FLOOR, New York, NY, 10065
- Business phone
- (212) 471-6100
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
25 on record, 9 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••••• A••••••• H••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $96,097 as of Apr 8, 2021 | no Form D | Harvest | |
| C•••••• G••••• S••••••• F••• L•• ADV: Private Equity Fund | Fund of funds | unknown | $161M as of Mar 30, 2012 | no Form D | Wound down | |
| S••••• H••••••• C•••••• L••• ADV: Hedge Fund | buyout or unlabelled | unknown | $55.8M as of Mar 31, 2014 | no Form D | Wound down | |
| S••••• S•••••• S••••••••• M••••• F••• L••• ADV: Hedge Fund | Special situations fund | unknown | $52.5M as of Apr 8, 2021 | no Form D | Unknown | |
| C••• D•••••• H•••••• L•• ADV: Hedge Fund | Feeder or parallel | unknown | $42.3M as of Mar 31, 2015 | no Form D | Wound down | |
| P• H••••••• I• L•• ADV: Hedge Fund | Feeder or parallel | unknown | $40.8M as of Sep 4, 2013 | no Form D | Wound down | |
| S•• H••••••• 4• L••• ADV: Hedge Fund | buyout or unlabelled | unknown | $39.9M as of Sep 4, 2013 | no Form D | Wound down | |
| S••••• M••••••• H••••••• L••• ADV: Hedge Fund | buyout or unlabelled | unknown | $10.1M as of Dec 16, 2016 | no Form D | Wound down | |
| A• P••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $8.5M as of Mar 30, 2012 | no Form D | Wound down | |
| N•• H••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $7.1M as of Mar 30, 2012 | no Form D | Wound down | |
| R••••• H••••••• L••• ADV: Hedge Fund | buyout or unlabelled | unknown | $6.3M as of Sep 4, 2013 | no Form D | Wound down | |
| A• P••••••• 2• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $6.0M as of Mar 30, 2012 | no Form D | Wound down | |
| N••••••• H••••••• H••••••• L•• ADV: Private Equity Fund | Feeder or parallel | unknown | $1.0M as of Mar 30, 2012 | no Form D | Wound down | |
| S••••• L••••• H••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $865,529 as of Mar 30, 2012 | no Form D | Wound down | |
| S••••• I••••• H••••••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $657,600 as of Mar 30, 2012 | no Form D | Wound down | |
| A•• L••• 3• ADV: Private Equity Fund | buyout or unlabelled | unknown | $588,539 as of Mar 30, 2012 | no Form D | Wound down | |
| S•• 2• F•••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $400,000 as of Mar 30, 2012 | no Form D | Wound down | |
| N•• O•• C••••••••• L••• ADV: Private Equity Fund | Co-investment vehicle | unknown | $200,000 as of Mar 30, 2012 | no Form D | Wound down | |
| A•• L••• 4• ADV: Private Equity Fund | buyout or unlabelled | unknown | $184,624 as of Mar 30, 2012 | no Form D | Wound down | |
| S••••• C•••••• P•••••••• L• ADV: Hedge Fund | Buyout fund | unknown | $120,631 as of Sep 4, 2013 | no Form D | Wound down | |
| A•• L••• 2• ADV: Private Equity Fund | buyout or unlabelled | unknown | $8,683 as of Mar 30, 2012 | no Form D | Wound down | |
| A••••••• I••••••••• S•••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $6,532 as of Mar 30, 2012 | no Form D | Wound down | |
| I••••••••• T••••• S•••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3,478 as of Mar 30, 2012 | no Form D | Wound down | |
| S•• S•••• E••••••• C•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Dec 10, 2018 | no Form D | Harvest | |
| S••••• G••••••• C•••••• P••••••• L• ADV: Hedge Fund | Buyout fund | unknown | $0 as of Sep 4, 2013 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| S••••• W•••• O••••••••• D••••••• F••• L• | Private Equity Fund | 2018 to 2020 | $12.5M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S•••••••• O••••••••• F••• S• • C•••• B• a• S••••••••• P•••••••• o• S••••• G••••• S••••••••• F••• S•• | Private Equity Fund | 2016 to 2020 | $9.0M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S•••••••• O••••••••• F••• I• S•• a• S••••••••• P•••••••• o• S••••• G••••• S••••••••• F••• S•• | Private Equity Fund | 2015 to 2020 | $8.4M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S•••••••• O••••••••• F••• S• • C•••• a• a• S••••••••• P•••••••• o• S••••• G••••• S••••••••• F••• S•• | Private Equity Fund | 2013 to 2020 | $8.1M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S••••• W•••• O••••••••• C••••• F••• L• | Private Equity Fund | 2018 to 2020 | $5.1M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S••••• A••••••• H••••••• I• L••• | Private Equity Fund | 2016 to 2020 | $3.6M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S••••• A••••••• H••••••• I• L••• | Private Equity Fund | 2018 to 2020 | $2.4M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| G••••• S••••• S••••••• F••••• L••• | Private Equity Fund | 2016 to 2020 | $1.4M filed Mar 31, 2020 | adviserinfo.sec.gov | |
| S••••• A••••••• O••••••• H••••••• L••• | Private Equity Fund | 2016 to 2020 | $51,931 filed Mar 31, 2020 | adviserinfo.sec.gov |
Team
2 current, 9 former
Partner (1)
- I•••••• •••• P•• R•••• · S••••holder · since Oct 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- C••••••••• P••• M••••••• · Chief Compliance Officer · since Jan 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
9 former (kept with end dates)
- B••••••• G••••• · Member (At Management Llc) · Sep 1, 2004 to Mar 31, 2019 Inference
- D••••• J• S•••••• · Member (At Management Llc) · Sep 1, 2004 to Mar 26, 2019 Inference
- D••••• F• Z••••• · Member/Manager - S••••• Capital Llc · Dec 1, 2003 to Mar 31, 2014 Inference
- E••••••••• V••••••• · S••••holder · Mar 1, 2014 to Mar 30, 2016 Inference
- M•••••• A•••• D••••• · P•••••••• Manager · Jan 1, 2010 to Apr 1, 2013 Inference
- T••••••• V••••••• · S••••holder · Mar 1, 2014 to Mar 30, 2016 Inference
- T•••••••• R•••• · S••••holder · Nov 1, 2003 to Mar 30, 2016 Inference
- A••••••••• G••••••••• · Director (Gsmi Management Co. Ltd.) · Oct 1, 2014 to Mar 30, 2016 Inference
- D••••••• E••••••• · Director (Gsmi Management Co. Ltd.) · Oct 1, 2014 to Mar 31, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 153584 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012S••••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
S••••• I••••••••• M••••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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