DFX Intelligence

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R•••• T••••••• M••••••••• L••

Venture firm with private equity activityClassification probableLower middle marketSEC registered investment adviser· West Palm Beach, FLr•••••••••.com

••• Locked

As of 2026-09-21 · identity and classification; each section below carries its own date

Regulatory AUM: $1.3B
PE fund assets: $17.1M
PE funds: 12
Investments held: 9 of 35
Deals, last 12 months: Not established

Funds and vehicles Team (10)Transactions

As of 2026-09-21 · identity and classification; each section below carries its own date

Why this matters

Also held on 3 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 3
0 lenders and 4 placement agents appear beside this firm on the record.
Placement agents 4
Reported $1.3B of regulatory assets at its last Form ADV filing.
2026-03-30
RAUM $1.3B

Classification

How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShow

Class: Venture firm with private equity activityprobable, confidence 70%
Basis: R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
Size band: Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-09-12
Strategies: SECONDARIES, SPECIAL SITUATIONS

Classification history (2)

Sep 13, 2026
Venture firm with private equity activity (probable, 70%, cls-pe-2)
R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
Sep 13, 2026
Buyout firm (confirmed, 85%, cls-pe-1)
R6: 44 of 84 distinct vehicles are sworn Private Equity Funds; 8 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Feb 15, 2012 to Mar 30, 2026
RAUM: $1.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 12
PE fund GAV, latest filing: $17.1Mreported gross assets (Form ADV), not fund size
All private fund GAV: $1.3Bevery private fund type, latest filing
2024 PE fund GAV: $17.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 52%
Fund type mix: filed 2024-09-12, latest gav Other Private Fund $8.1M, Private Equity Fund $17.1M, Venture Capital Fund $253M, latest counts Other Private Fund 1, Private Equity Fund 12, Venture Capital Fund 18, lifetime distinct Other Private Fund 14, Private Equity Fund 44, Venture Capital Fund 26
Employees: 8
Headquarters: West Palm Beach, FL
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

33 observed deals

Stated by the firm

Sectors: not stated or not yet read
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: not stated or not yet read
Thesis: ••• Locked

Observed from deals on record

roles: unknown 35
period: to unknown, from unknown, undated holdings 35, dated observations 0
window: last unknown, first unknown
control: unknown 35
companies: 33
geography: count 1, share 0.03, value CA
investments: 35
seller kinds
transactions: 0
cadence by year
platform add on: add ons 0, platforms 0, add ons per platform unknown
sector known for: 2
disclosed value usd: n 0
sector distribution: count 1, share 0.03, value software, examples Pipe, count 1, share 0.03, value transportation logistics, examples Uber
holding period years: n 0
repeat counterparties
subsector distribution: count 1, share 0.03, value vertical software, examples Pipe, count 1, share 0.03, value local delivery, examples Uber

33 companies on the graph (0 transactions); most in software (1); no dated observations

Funds

70 on record, 4 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
R•••••• H••••••• I• L•• ADV: Private Equity Fund	Feeder or parallel	2024 first reported on Form ADV	$3.7M as of Sep 12, 2024	no Form D	Unknown
R• A••••• L•• ADV: Other Private Fund	Fund of funds	2021 first reported on Form ADV	$8.1M as of Sep 12, 2024	no Form D	Active deployment
R• R•• C•••••••• a• L•• ADV: Private Equity Fund	Co-investment vehicle	2020 first reported on Form ADV	$0 as of Sep 12, 2024	no Form D	Unknown
R• S•• I••••••••• L•• ADV: Venture Capital Fund	buyout or unlabelled	2018 first reported on Form ADV	$132M as of Sep 12, 2024	no Form D	Unknown
R• K• I• L•• ADV: Other Private Fund	Fund of funds	2018 first reported on Form ADV	$50.5M as of Mar 29, 2019	no Form D	Wound down
R• I• I••••••••• L•• ADV: Venture Capital Fund	buyout or unlabelled	2018 first reported on Form ADV	$24.8M as of Sep 12, 2024	no Form D	Harvest
R• S• S•••••• O••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$9.3M as of Jun 26, 2018	no Form D	Wound down
R• I• I••••••••• I• L•• ADV: Venture Capital Fund	buyout or unlabelled	2018 first reported on Form ADV	$8.0M as of Sep 12, 2024	no Form D	Harvest
R• S• S•••••• O••••••••• ••• L•• ADV: Private Equity Fund	buyout or unlabelled	2018 first reported on Form ADV	$2.8M as of Sep 12, 2024	no Form D	Mature
R• P• I••••••••• L•• ADV: Venture Capital Fund	buyout or unlabelled	2018 first reported on Form ADV	$1.3M as of Sep 12, 2024	no Form D	Harvest
R• P• I••••••••• I• L•• ADV: Venture Capital Fund	buyout or unlabelled	2018 first reported on Form ADV	$1.3M as of Sep 12, 2024	no Form D	Harvest
R• K• I•• L•• ADV: Other Private Fund	Fund of funds	2018 first reported on Form ADV	$60,981 as of Mar 29, 2019	no Form D	Wound down
R• S•• C•••••••• I•• L•• ADV: Other Private Fund	Co-investment vehicle	2017 first reported on Form ADV	$23.7M as of Nov 20, 2023	no Form D	Wound down
R• C• I••••••••• L•• ADV: Venture Capital Fund	Fund of funds	2017 first reported on Form ADV	$124,587 as of Sep 12, 2024	no Form D	Harvest
R• R•• C•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2017 first reported on Form ADV	$0 as of Sep 12, 2024	no Form D	Unknown
R• R•• C•••••••• I• L•• ADV: Private Equity Fund	Co-investment vehicle	2017 first reported on Form ADV	$0 as of Sep 12, 2024	no Form D	Unknown
R• S•••••• V• L•• ADV: Other Private Fund	buyout or unlabelled	2016 first reported on Form ADV	$236M as of Nov 2, 2021	no Form D	Wound down
R• A• C•••••••• I• L•• ADV: Venture Capital Fund	Co-investment vehicle	2016 first reported on Form ADV	$25.8M as of Sep 12, 2024	no Form D	Harvest
R• S•• C•••••••• L•• ADV: Other Private Fund	Co-investment vehicle	2016 first reported on Form ADV	$19.0M as of Sep 28, 2022	no Form D	Wound down
R• S• C•••••••• I•• L•• ADV: Private Equity Fund	Co-investment vehicle	2016 first reported on Form ADV	$9.2M as of Nov 9, 2017	no Form D	Wound down
R• A• C•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2016 first reported on Form ADV	$632,000 as of Jun 26, 2018	no Form D	Wound down
R• S•• C•••••••• I• L•• ADV: Venture Capital Fund	Co-investment vehicle	2016 first reported on Form ADV	$474,160 as of Sep 12, 2024	no Form D	Mature
R• S• S•••••• O••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2016 first reported on Form ADV	$20,000 as of Mar 30, 2016	no Form D	Wound down
R• S•••• R•••• L•• ADV: Other Private Fund	buyout or unlabelled	2016 first reported on Form ADV	$19,377 as of Sep 10, 2020	no Form D	Wound down
R• S• C•••••••• B• L•• ADV: Private Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$84.4M as of Nov 9, 2017	no Form D	Wound down
R• S• C•••••••• I• L•• ADV: Private Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$40.9M as of Nov 9, 2017	no Form D	Wound down
R• S• C•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$25.0M as of Nov 9, 2017	no Form D	Wound down
R•••• S•••••••• L•• ADV: Private Equity Fund	Secondaries fund	2015 first reported on Form ADV	$9.6M as of Mar 30, 2016	no Form D	Wound down
R•••• T• L•• ADV: Private Equity Fund	buyout or unlabelled	2015 first reported on Form ADV	$6.7M as of Mar 30, 2016	no Form D	Wound down
R• S• C•••••••• L• ADV: Other Private Fund	Co-investment vehicle	2015 first reported on Form ADV	$3.1M as of Nov 2, 2021	no Form D	Wound down
R•••• C•••••••• I• L•• ADV: Private Equity Fund	Co-investment vehicle	2015 first reported on Form ADV	$0 as of Nov 9, 2017	no Form D	Wound down
R• M••••••••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	2014 first reported on Form ADV	$15.4M as of Aug 19, 2014	no Form D	Wound down
R• A••••• C••••••••• L•• ADV: Venture Capital Fund	Co-investment vehicle	2014 first reported on Form ADV	$16,103 as of Nov 20, 2023	no Form D	Wound down
R• S•••• T• L•• ADV: Other Private Fund	buyout or unlabelled	2014 first reported on Form ADV	$11,367 as of Sep 10, 2020	no Form D	Wound down
R• S•••• L• L•• ADV: Other Private Fund	buyout or unlabelled	2014 first reported on Form ADV	$9,338 as of Sep 10, 2020	no Form D	Wound down
R• S•••• C•••••••• I• L•• ADV: Other Private Fund	Co-investment vehicle	2014 first reported on Form ADV	$7,999 as of Sep 10, 2020	no Form D	Wound down
R• S•••• I••••••••• L•• ADV: Other Private Fund	buyout or unlabelled	2014 first reported on Form ADV	$549 as of Sep 10, 2020	no Form D	Wound down
R•••• O••••••••• E••••• F••• I•• L• ADV: Private Equity Fund	Special situations fund	2014 first reported on Form ADV	$0 as of Sep 12, 2024	no Form D	Harvest
I••••••••• A••••••••• F••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$1.6B as of Aug 19, 2014	no Form D	Wound down
R• M••••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$75.2M as of Aug 19, 2014	no Form D	Wound down
R•••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$50.9M as of Aug 19, 2014	no Form D	Wound down
R• K•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$32.3M as of Aug 19, 2014	no Form D	Wound down
R• S• C•••••••• L•• ADV: Private Equity Fund	Co-investment vehicle	2013 first reported on Form ADV	$13.6M as of Mar 30, 2016	no Form D	Wound down
R• H•••• P•• I••••••••• L•• ADV: Venture Capital Fund	buyout or unlabelled	2013 first reported on Form ADV	$2.5M as of Mar 29, 2019	no Form D	Wound down
R• S•••••• I• L•• ADV: Venture Capital Fund	buyout or unlabelled	2013 first reported on Form ADV	$3,517 as of Sep 12, 2024	no Form D	Harvest
R••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$0 as of Apr 30, 2013	no Form D	Wound down
R•••• S• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$0 as of Mar 31, 2015	no Form D	Wound down
R•••• S• I• L•• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$0 as of Mar 31, 2015	no Form D	Wound down
R• K•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.0B as of Aug 19, 2014	no Form D	Wound down
C••••••••• M••••• S••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$424M as of Aug 19, 2014	no Form D	Wound down
R• S•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$114M as of Apr 30, 2013	no Form D	Wound down
R•••••• H••••••• L•• ADV: Other Private Fund	Feeder or parallel	unknown	$62.8M as of Sep 28, 2022	no Form D	Wound down
R• T••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$53.8M as of Aug 19, 2014	no Form D	Wound down
R••••• S•••••••• L•• ADV: Private Equity Fund	Secondaries fund	unknown	$22.0M as of Apr 30, 2013	no Form D	Wound down
R•••• T••••••• P••••••• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$14.9M as of Apr 30, 2012	no Form D	Wound down
R••••• I•• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$10.2M as of Apr 30, 2013	no Form D	Wound down
R•••• O••••••••• E••••• F••• I• L• ADV: Private Equity Fund	Special situations fund	unknown	$7.1M as of Sep 12, 2024	no Form D	Harvest
R••••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$5.9M as of Apr 30, 2013	no Form D	Wound down
R•••• T••••••• P••••••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.9M as of Apr 30, 2012	no Form D	Wound down
R•••• T••••••• P••••••• I•• L•• ADV: Private Equity Fund	Feeder or parallel	unknown	$1.9M as of Apr 30, 2013	no Form D	Wound down
R•••• O••••••••• E••••• F••• I•• L• ADV: Private Equity Fund	Special situations fund	unknown	$1.7M as of Sep 12, 2024	no Form D	Harvest
R•••• O••••••••• E••••• F••• L• ADV: Private Equity Fund	Special situations fund	unknown	$1.3M as of Sep 12, 2024	no Form D	Harvest
R•••• O••••••••• E••••• F••• I•• ••• L• ADV: Private Equity Fund	Special situations fund	unknown	$394,967 as of Sep 12, 2024	no Form D	Harvest
R•••• O••••••••• E••••• F••• ••• L• ADV: Private Equity Fund	Special situations fund	unknown	$250,282 as of Sep 12, 2024	no Form D	Harvest
R•••••• F• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$4,500 as of Sep 12, 2024	no Form D	Harvest
R•• I••••••••• S•••••••• L•• ADV: Private Equity Fund	Secondaries fund	unknown	$0 as of Apr 30, 2013	no Form D	Wound down
N•••••••• F••• C•••••• L•• ADV: Other Private Fund	buyout or unlabelled	unknown	$0 as of Mar 31, 2015	no Form D	Wound down
R• S•••••• I•• L•• ADV: Venture Capital Fund	buyout or unlabelled	unknown	$0 as of Sep 12, 2024	no Form D	Unknown
R• S•••••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Aug 19, 2014	no Form D	Wound down
R•••• I• L•• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Mar 31, 2015	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Latest reported GAV	Source
R•••• E••••• I•• L••	Private Equity Fund	2026 to 2026	$19.5M filed Mar 30, 2026	reports.adviserinfo.sec.gov
R•••• E••••• I• L••	Private Equity Fund	2026 to 2026	$11.8M filed Mar 30, 2026	reports.adviserinfo.sec.gov
name not on record	Private Equity Fund	2026 to 2026	$6.7M filed Mar 30, 2026	reports.adviserinfo.sec.gov
R•••• E••••• I•• L••	Private Equity Fund	2026 to 2026	$2.7M filed Mar 30, 2026	reports.adviserinfo.sec.gov

Team

10 current, 1 former

Managing partner (2)

J••• A••••• G••••••••• · Founder / COO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
S••••• R•••• · Founder / CIO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)

Partner (3)

B••••••• L••• K••• · Manager Of The General Partner And/Or Trustee Of Family Trusts That Hold Beneficial I••••••• · since Feb 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
J••• A••••• G••••••••• · Owner · since Nov 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
S••••• R•••• · Owner · since Aug 1, 1996 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Principal (2)

C•••••• U•••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
E•••• M••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)

Platform (3)

A••••• P•••• D•••••• · Cco And General Counsel · since Mar 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
K•••• L••••• B•••••••• · Vice President Of Operations · since Sep 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
T••• E••••• K•••••• · Cfo · since May 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

1 former (kept with end dates)

V•••• M••••••• S•••••• · Partner · Mar 1, 2005 to Aug 19, 2014 Inference

Portfolio

35 relationships, 0 platforms, 0 add-ons

Company	Role	Status	Invested	Held	Partner	Source
B•••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
D••••••• R••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
F••••• A• I•••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
F•••••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
F••••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
G•••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
I• I••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
I••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
I••••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
I••••••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
J• J••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
J••••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
K• K•• A••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
K•• A••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
P••••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
P•••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
P•••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
P•••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
P••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
R• R••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
R••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S• S••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
S• S••••• E•••••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
S••••••••	Role unknown	active	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
S••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
S•••••	Role unknown	active	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
S•••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
S••••• E•••••••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
U•••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
V• V•••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
V•••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)
Z••••••	Role unknown	exited	unknown	unknown	unknown	Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe)
Z•••••• I•••••••••	Role unknown	exited	unknown	unknown	unknown	Fact Investment organization websites (team, portfolio, strategy, criteria, news)

Transactions

2 on record

Date	Type	Target	This firm’s role	Source
Nov 27, 2015	Take-private	R••••	Sponsor (confirmed)	sec.gov
Jan 24, 2011	Take-private	P•••••• E••••••••• I••	Sponsor (derived)	sec.gov

Placement agents, lenders, advisers and co-investors

4 relationships

Placement agents (4)

J•••••••• L•• 1 shared · one time · last Jan 1, 2014
G•••••••• I••••••••• G••••• L•• 1 shared · one time · last Jan 1, 2014
U•• S••••••••• L•• 1 shared · one time · last Jan 1, 2015
J••• M••••• I••••••••• I••••••••• 1 shared · one time · last Jan 1, 2012

LP commitments

0 disclosed

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

1 most recent

Feb 15, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9888888888888889,"evidence":"2 method: sum of component points, capped at 1.0
model score-pe-1
Research priority32 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.2,"evidence":"LOWER_MIDDLE_MARKET"},{"code":"COmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite20 · LOW: as of: 2026-09-23items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness67 · ELEVATED: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.6666666666666666,"evidence":["website","desmethod: sum of component points, capped at 1.0
missing: transactions, stated criteria, lenders, lps
model score-pe-1
Fund deployment activity35 · MODERATE: as of: 2026-09-23items: [{"code":"FUNDS_DEPLOYING","points":0.35,"caution":"deployment state is read fromethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)
Venture Capital Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: yesterday
Observations: 32
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

R•••• T••••••• M••••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.

Venture Capital1Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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