DFX Intelligence
Private Equity Intelligence
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Firms / W•••• A•••• M••••••••• L••
W•••• A•••• M••••••••• L••
Real estate private equity · probableLower middle marketNew York, NYp••••••.comSEC registered investment adviser
Classification
- Class
- Real estate private equityprobable, confidence 70%
- Basis
- R2: 4 of 6 private equity vehicles are named real estate
- Size band
- Lower middle marketdefined by: proxy: $0.60bn Private Equity Fund GAV on the Form ADV filed 2024-04-26
- Strategies
- REAL ESTATE PE
Classification history (1)
- Sep 13, 2026Real estate private equity (probable, 70%, cls-pe-1)R2: 4 of 6 private equity vehicles are named real estate
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Apr 26, 2024
- RAUM
- $665Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $603Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $675Mevery private fund type, latest filing
- 2024 PE fund GAV
- $603Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 58%
- Fund type mix
- filed 2024-04-26, latest gav Hedge Fund $41.2M, Other Private Fund $30.6M, Private Equity Fund $603M, latest counts Hedge Fund 3, Other Private Fund 1, Private Equity Fund 6, lifetime distinct Hedge Fund 3, Other Private Fund 2, Private Equity Fund 7
- Employees
- 16
- Headquarters
- New York, NY
- Office address
- 400 MADISON AVE, SUITE 11B, New York, NY, 10017
- Business phone
- 212-754-5132
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- environmental services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
9 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| W•• E•••••• C••••••••• F••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $101M as of Apr 26, 2024 | no Form D | Unknown | |
| W•••• P••••••• I••••••• I•• L• ADV: Private Equity Fund | Real estate fund | 2024 first reported on Form ADV | $11.4M as of Apr 26, 2024 | no Form D | Unknown | |
| W•••• P••••••• I••••••• I• L• ADV: Private Equity Fund | Real estate fund | 2017 first reported on Form ADV | $162M as of Apr 26, 2024 | no Form D | Unknown | |
| W•• G••••• W•••• E•••••• L• ADV: Other Private Fund | SPV | 2015 first reported on Form ADV | $30.6M as of Apr 26, 2024 | no Form D | Harvest | |
| W•••••• L• ADV: Other Private Fund | SPV | 2015 first reported on Form ADV | $9.4M as of Oct 22, 2020 | no Form D | Wound down | |
| W•••• P••••••• I••••••• L• ADV: Private Equity Fund | Real estate fund | 2013 first reported on Form ADV | $226M as of Apr 26, 2024 | no Form D | Mature | |
| U••• W•••• a•• L••• I••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $77.0M as of Apr 26, 2024 | no Form D | Mature | |
| U•• W•••• S•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $34.9M as of Jan 16, 2013 | no Form D | Wound down | |
| W•••• P••••••• I••••••••• L•• ADV: Private Equity Fund | Real estate fund | unknown | $25.9M as of Apr 26, 2024 | no Form D | Mature |
Team
5 current, 0 former
Managing partner (2)
- D••••• D•• D•••• · Managing Member · since Oct 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• J••• D•••••• · Managing Member · since Oct 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
Platform (2)
- J••••• K•••••••• · Cfo · since Jan 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• H•••• R••••• · Chief Compliance Officer · since Oct 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
7 relationships
Placement agents (7)
- O••••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2021
- A••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2017
- M••• M••• J••••• P••••••• L• 1 shared · one time · last Jan 1, 2024
- B• S••••••••• L•• 1 shared · one time · last Jan 1, 2020
- H•••••••• A••••••••• L•• 1 shared · one time · last Jan 1, 2022
- G••••• C•••••• S•••••••• I••• 1 shared · one time · last Jan 1, 2021
- F••••••• S••••••••• I••• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- May 4, 2026W•••• A•••• M••••••••• L••: Private Equity Funds on Form ADV 6 (2024 extract) -> 9 (roster 2026-09-01)
- Mar 30, 2012W•••• A•••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
W•••• A•••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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