DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / T••••• P••••••• L••
T••••• P••••••• L••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 4 Private Equity Fund(s) among 32 vehicles; no rule fired
- Size band
- Lower middle marketdefined by: proxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2023-07-14
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 4 Private Equity Fund(s) among 32 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Jul 14, 2023
- RAUM
- $3.8Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $3.0Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $922Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 13%
- Fund type mix
- filed 2023-07-14, latest gav Other Private Fund $919M, Private Equity Fund $3.0M, latest counts Other Private Fund 21, Private Equity Fund 1, lifetime distinct Other Private Fund 28, Private Equity Fund 4
- Employees
- 23
- Headquarters
- New York, NY
- Office address
- 1407 BROADWAY, SUITE 448, New York, NY, 10018
- Business phone
- 212-488-4700
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
7 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| T••••• S• P••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $3.0M as of Jul 14, 2023 | no Form D | Unknown | |
| T••••• W••••• L• ADV: Other Private Fund | buyout or unlabelled | 2020 first reported on Form ADV | $8.7M as of Jul 14, 2023 | no Form D | Unknown | |
| T••••• S•• P••••••••• L• ADV: Other Private Fund | buyout or unlabelled | 2019 first reported on Form ADV | $2.9M as of Jul 14, 2023 | no Form D | Mature | |
| R••••••••• B•• P••••••••• L• ADV: Other Private Fund | buyout or unlabelled | 2018 first reported on Form ADV | $2.4M as of Jul 14, 2023 | no Form D | Mature | |
| R••••••••• W• P••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $28,552 as of Jul 9, 2019 | no Form D | Wound down | |
| P••••••••• f•• E••••••• E••••• R•••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $0 as of Jun 30, 2017 | no Form D | Wound down | |
| R••••••••• E••••• C••••••••• P••••••••• •••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2015 first reported on Form ADV | $16.0M as of Jul 9, 2019 | no Form D | Wound down |
Team
6 current, 14 former
Managing partner (1)
- C•••• D•• W••••• S•••••• · Chief Executive Officer / Chief Investment Officer · since Feb 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (3)
- A••••• J••• R••••••••• · Managing Director · since Jan 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••••• B••• R•••••• · Managing Director · since Feb 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• C••••• A•••••• · Managing Director · since Nov 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- C•••••• A•• D••• R••••••• · Chief Financial Officer · since May 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• P••• · Chief Compliance Officer · since May 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
14 former (kept with end dates)
- A••• H••••• R•••••••• · Vice Chairman · Sep 1, 2009 to Mar 28, 2013 Inference
- D•••• F••••••• R•••••• · President · Jan 1, 2015 to Mar 25, 2022 Inference
- S•••••• H•••• H•••••• · Vice Chairman · Jan 1, 2015 to Mar 30, 2016 Inference
- C•••••• H••• S••• · Beneficiary · Aug 1, 2017 to Mar 29, 2023 Inference
- D•••••• B•••••• S••• · Beneficiary · Aug 1, 2017 to Mar 29, 2023 Inference
- M••• S••• S••• · Beneficiary · Aug 1, 2017 to Mar 29, 2023 Inference
- G••••••• T••••• B•••• · Member · Feb 1, 2006 to Mar 29, 2023 Inference
- J••• C•••••• M•••••••• · Managing Director · Oct 1, 2016 to Mar 29, 2023 Inference
- L•••• S•••• W•••••••• · Managing Director · Sep 1, 2015 to Mar 29, 2018 Inference
- R•••••• W•••••• H••••• · Member · Feb 1, 2006 to Mar 29, 2023 Inference
- S••••• B•••••••• L••••• · Managing Director · May 1, 2015 to Mar 29, 2018 Inference
- D••••• T••••• H••••• · Chief Client Officer · Jul 1, 2012 to Jun 30, 2017 Inference
- J••••• M••• K•••••• · Chief Compliance Officer · Jan 1, 2007 to Jun 12, 2019 Inference
- R••••• P•••• W•••••• · Chief Compliance Officer · May 1, 2019 to Jun 11, 2020 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 143108 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012T••••• P••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
T••••• P••••••• L•• is the same institution as 1 record in RIA and Wealth.
RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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