DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / L•••• S••••• C•••••• M••••••••• L••
L•••• S••••• C•••••• M••••••••• L••
L•••• S••••• Capital 525 University Avenue, Suite Palo Alto, CA 94301
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 19 of 31 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.34bn Private Equity Fund GAV on the Form ADV filed 2024-03-27
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 19 of 31 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2013 to Mar 27, 2024
- RAUM
- $821Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 11
- PE fund GAV, latest filing
- $343Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.2Bevery private fund type, latest filing
- 2024 PE fund GAV
- $343Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 61%
- Fund type mix
- filed 2024-03-27, latest gav Hedge Fund $835M, Private Equity Fund $343M, latest counts Hedge Fund 8, Private Equity Fund 11, lifetime distinct Hedge Fund 12, Private Equity Fund 19
- Employees
- 13
- Headquarters
- Palo Alto, CA
- Office address
- 505 HAMILTON AVENUE, SUITE 110, Palo Alto, CA, 94301
- Business phone
- 650-234-1640
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- Global
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
19 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| L•••• S••••• B••••• C•••••••• 5• L••• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $2.9M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• B••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $157M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• S•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $42.7M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• S•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $40.2M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• S••• ••••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $14.7M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• S••• ••••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2021 first reported on Form ADV | $4.5M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• B••••• C•••••••• 4• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $611M as of Jan 7, 2022 | no Form D | Wound down | |
| L•••• S••••• B••••• C•••••••• 2• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $67.5M as of Nov 17, 2022 | no Form D | Wound down | |
| L•••• S••••• B••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $42.7M as of Mar 27, 2024 | no Form D | Harvest | |
| L•••• S••••• B••••• C•••••••• 1• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $30.5M as of Jan 29, 2021 | no Form D | Wound down | |
| L•••• S••••• S•• O••••••• 1• L••• ADV: Private Equity Fund | Feeder or parallel | 2019 first reported on Form ADV | $21.4M as of Jan 7, 2022 | no Form D | Wound down | |
| L•••• S••••• B••••• P••••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $7.9M as of Mar 27, 2024 | no Form D | Harvest | |
| L•••• S••••• S•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $7.3M as of Mar 27, 2024 | no Form D | Mature | |
| L•••• S••••• B••••• C•••••••• 3• L••• ADV: Private Equity Fund | Co-investment vehicle | 2019 first reported on Form ADV | $5.5M as of Mar 27, 2024 | no Form D | Active deployment | |
| L•••• S••••• S•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $12.6M as of Jan 7, 2022 | no Form D | Wound down | |
| L•••• S••••• S•• M•••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $2.2M as of Jan 7, 2022 | no Form D | Wound down | |
| L•••• S••••• S•• O•••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $1.7M as of Jan 7, 2022 | no Form D | Wound down | |
| L•••• S••••• S•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $18.0M as of Mar 27, 2024 | no Form D | Unknown | |
| L•••• S••••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $4.2M as of Jan 29, 2021 | no Form D | Wound down |
Team
5 current, 2 former
Board or advisory (2)
- A•• W••••••• K••••• · Trustee Of K••••• R•••••••• T•••• · since Aug 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- G••• T••••• K••••• · Trustee Of K••••• R•••••••• T•••• · since Aug 1, 2010 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- G••••• W•••••• L•••• · Chief Operating Officer · since Nov 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••••• M•••••• W•••••• · Chief Financial Officer · since Jan 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••• J••••• R••••• · Chief Compliance Officer / General Counsel · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
2 former (kept with end dates)
- J•••• D•••• L••••••• · Chief Operating Officer · Mar 1, 2017 to Nov 17, 2022 Inference
- S•••••• D•••••• L••• · Chief Financial Officer, Chief Compliance Officer · Aug 1, 2012 to Jan 17, 2017 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
6 relationships
Placement agents (6)
- S••••• S••••••••• I••• 8 shared · very strong · last Jan 1, 2022
- C••••••••• C•••••• P••••••• H••• K••• L•••••• 7 shared · very strong · last Jan 1, 2022
- A••••• C•••••• I••• 1 shared · one time · last Jan 1, 2020
- F••••••• S••••••••• L•• 1 shared · one time · last Jan 1, 2022
- P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2020
- M••••• S•••••• 1 shared · one time · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 27, 2026L•••• S••••• C•••••• M••••••••• L••: Private Equity Funds on Form ADV 11 (2024 extract) -> 15 (roster 2026-09-01)
- Feb 14, 2013L•••• S••••• C•••••• M••••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
L•••• S••••• C•••••• M••••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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