DFX Intelligence
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F•• A••••••• L•
Hybrid managerClassification probableunsizedSEC registered investment adviser· New York, NYf•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $1.3B
- PE fund assets
- Not established
- PE funds
- 0
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors energy,building_products,media_telecom
- Graphs 2
- Placement agents 1
Classification
How this organization is classified, and on what basisHybrid manager · 1 in historyShowHide
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 1 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 12
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
- Strategies
- PRIVATE CREDIT
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: Private Equity Funds are 1 of 13 distinct vehicles; hedge, securitized or liquidity vehicles 12
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 12, 2017 to Mar 25, 2026
- RAUM
- $1.3Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $268Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 8%
- Fund type mix
- filed 2024-11-18, latest gav Hedge Fund $114M, latest counts Hedge Fund 5, lifetime distinct Hedge Fund 12, Private Equity Fund 1
- Employees
- 11
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- energy, building products, media telecom
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| F•• S••••• C••••• ••••••••• L• ADV: Private Equity Fund | Credit fund | unknown | $28.9M as of Mar 29, 2019 | no Form D | Early deployment |
Team
17 current, 8 former
Managing partner (3)
- L••••••• L• G••••••• · Chairman & CEO · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• E•••••• S••••• · Member, President · since Mar 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• M•••••• P••••• · President And Head Of Business Development · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (7)
- H••••• E••••• N•••••• · Member · since Nov 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••••• D• P•••••• · Member · since Feb 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• B•••••• C•••••••• · Member · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• L••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• M•••••• F••••• · Member · since Nov 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• K•••• · Senior Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• M••••• · Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Board or advisory (2)
- G••••• M•••••• S••••• · Trustee · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••• K••••• · Trustee · since Dec 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- J••••••• L•• · Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• M•••••• V•••• · Chief Operating Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• S•••••• · Chief Legal Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••••• W•••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T••• A••• N•••••• · Chief Compliance Officer · since Jul 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
8 former (kept with end dates)
- B•••• E••• K•••• · Senior Advisor · Jan 1, 2014 to Feb 2, 2021 Inference
- J•••••• R•••••• W•••• · Manager · Mar 1, 2018 to Jan 14, 2022 Inference
- L••••••• L• G••••••• · Partner · Jun 1, 2007 to Mar 29, 2018 Inference
- N••••••• L•••• C•••••• · Limited Partner · Mar 1, 2018 to Jan 14, 2022 Inference
- S•••••••• P• P••••••••• · Limited Partner · Mar 1, 2018 to Jan 14, 2022 Inference
- J••••• M•••••• V•••• · Chief Financial Officer · Dec 1, 2014 to Feb 2, 2021 Inference
- R•••• A••••• H•••••• · General Counsel · Jan 1, 2015 to Mar 28, 2024 Inference
- T••••• T• L• T•• · Chief Financial Officer · Jan 1, 2021 to Aug 2, 2021 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- P••• H••• G•••• L•• 1 shared · one time · last Jan 1, 2017
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 12, 2017••• Locked
Across the graphs
F•• A••••••• L• is the same institution as 2 records in RIA and Wealth and Private Credit.
RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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